0001840776-23-000133.txt : 20230705 0001840776-23-000133.hdr.sgml : 20230705 20230705160208 ACCESSION NUMBER: 0001840776-23-000133 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230701 FILED AS OF DATE: 20230705 DATE AS OF CHANGE: 20230705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Favour Charles John CENTRAL INDEX KEY: 0001968543 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40244 FILM NUMBER: 231068694 MAIL ADDRESS: STREET 1: 13287 BLUFF RD. CITY: TRAVERSE CITY STATE: MI ZIP: 49686 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hagerty, Inc. CENTRAL INDEX KEY: 0001840776 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 121 DRIVERS EDGE CITY: TRAVERSE CITY STATE: MI ZIP: 49684 BUSINESS PHONE: 800-922-4050 MAIL ADDRESS: STREET 1: 121 DRIVERS EDGE CITY: TRAVERSE CITY STATE: MI ZIP: 49684 FORMER COMPANY: FORMER CONFORMED NAME: Aldel Financial Inc. DATE OF NAME CHANGE: 20210115 4 1 wk-form4_1688587317.xml FORM 4 X0407 4 2023-07-01 0 0001840776 Hagerty, Inc. HGTY 0001968543 Favour Charles John 121 DRIVERS EDGE TRAVERSE CITY MI 49684 0 1 0 0 Chief Underwriting Officer 0 Class A Common Stock 2023-07-01 4 A 0 28846 0 A 58453 D Represents shares of Class A Common Stock of the Issuer's underlying restricted stock units ("RSUs") acquired by the Reporting Person under the Issuer's 2021 Equity Incentive Plan. The RSUs vest 20% on July 1, 2024, 20% on July 1, 2025, 30% on July 1, 2026, and 30% on July 1, 2027, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability or retirement. /s/ Barbara E. Matthews, Power of Attorney 2023-07-05