0001840776-22-000055.txt : 20220405 0001840776-22-000055.hdr.sgml : 20220405 20220405163341 ACCESSION NUMBER: 0001840776-22-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220401 FILED AS OF DATE: 20220405 DATE AS OF CHANGE: 20220405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Matthews Barbara E CENTRAL INDEX KEY: 0001897816 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40244 FILM NUMBER: 22807456 MAIL ADDRESS: STREET 1: 323 GREEN ACRES LN. CITY: ELK RAPIDS STATE: MI ZIP: 49629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hagerty, Inc. CENTRAL INDEX KEY: 0001840776 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 121 DRIVERS EDGE CITY: TRAVERSE CITY STATE: MI ZIP: 49684 BUSINESS PHONE: 800-922-4050 MAIL ADDRESS: STREET 1: 121 DRIVERS EDGE CITY: TRAVERSE CITY STATE: MI ZIP: 49684 FORMER COMPANY: FORMER CONFORMED NAME: Aldel Financial Inc. DATE OF NAME CHANGE: 20210115 4 1 wf-form4_164919078539227.xml FORM 4 X0306 4 2022-04-01 0 0001840776 Hagerty, Inc. HGTY 0001897816 Matthews Barbara E 121 DRIVERS EDGE TRAVERSE CITY MI 49684 0 1 0 0 SVP, Gen Counsel & Corp Secr. Class A Common Stock 2022-04-01 4 A 0 13902 0 A 13902 D Class A Common Stock 2022-04-01 4 A 0 4634 0 A 18536 D Class A Common Stock 2022-04-01 4 A 0 12975 0 A 31511 D Class A Common Stock 2022-04-01 4 A 0 185 0 A 31696 D Class A Common Stock 2022-04-01 4 A 0 92678 0 A 124374 D Respresents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person under the Hagerty, Inc. (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending on April 1, 2025, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement. Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest on April 1, 2023, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability. Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest on April 1, 2024, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability. Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest 50% on April 1, 2023, and 50% on April 1, 2024, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability. /s/ Barbara Matthews 2022-04-05