0001840776-22-000054.txt : 20220405 0001840776-22-000054.hdr.sgml : 20220405 20220405163150 ACCESSION NUMBER: 0001840776-22-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220401 FILED AS OF DATE: 20220405 DATE AS OF CHANGE: 20220405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hagerty McKeel CENTRAL INDEX KEY: 0001897880 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40244 FILM NUMBER: 22807404 MAIL ADDRESS: STREET 1: 175 WILSON RD. CITY: TRAVERSE CITY STATE: MI ZIP: 49686 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hagerty, Inc. CENTRAL INDEX KEY: 0001840776 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 121 DRIVERS EDGE CITY: TRAVERSE CITY STATE: MI ZIP: 49684 BUSINESS PHONE: 800-922-4050 MAIL ADDRESS: STREET 1: 121 DRIVERS EDGE CITY: TRAVERSE CITY STATE: MI ZIP: 49684 FORMER COMPANY: FORMER CONFORMED NAME: Aldel Financial Inc. DATE OF NAME CHANGE: 20210115 4 1 wf-form4_164919067081884.xml FORM 4 X0306 4 2022-04-01 0 0001840776 Hagerty, Inc. HGTY 0001897880 Hagerty McKeel 121 DRIVERS EDGE TRAVERSE CITY MI 49684 1 1 0 0 Chief Executive Officer Class A Common Stock 2022-04-01 4 A 0 926784 0 A 926784 D Class A Common Stock 2022-04-01 4 A 0 157553 0 A 1084337 D Class A Common Stock 2022-04-01 4 A 0 52518 0 A 1136855 D Class A Common Stock 2022-04-01 4 A 0 157553 0 A 1294408 D Class A Common Stock 2022-04-01 4 A 0 185 0 A 1294593 D Performance Restricted Stock Units 0.0 2022-04-01 4 A 0 3707136 0 A 2022-04-01 2029-04-01 Class A Common Stock 3707136.0 3707136 D Respresents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person under Hagerty, Inc.'s (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending April 1, 2029, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement. Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest in equal amounts on each annual-anniversary of the grant date ending April 1, 2025, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement. Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest on April 1, 2023, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability. Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest on April 1, 2024, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability. Represents shares of Class A Common Stock underlying Performance Restricted Stock Units ("PRSUs") granted to the Reporting Person under the Plan. The PRSUs will vest, if at all, 25% upon the Class A Common Stock trading above $20.00 per share on the New York Stock Exchange ("NYSE") for sixty (60) consecutive days, 25% upon the Class A Common Stock trading above $25.00 per share on the NYSE for sixy (60) consecutive days, and 50% upon the Class A Common Stock trading above $30.00 per share on the NYSE for sixty (60) consecutive days, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement. /s/ Barbara Matthews, SVP, General Counsel and Secretary, by Power of Attorney 2022-04-05