0001840776-22-000054.txt : 20220405
0001840776-22-000054.hdr.sgml : 20220405
20220405163150
ACCESSION NUMBER: 0001840776-22-000054
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220401
FILED AS OF DATE: 20220405
DATE AS OF CHANGE: 20220405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hagerty McKeel
CENTRAL INDEX KEY: 0001897880
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40244
FILM NUMBER: 22807404
MAIL ADDRESS:
STREET 1: 175 WILSON RD.
CITY: TRAVERSE CITY
STATE: MI
ZIP: 49686
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hagerty, Inc.
CENTRAL INDEX KEY: 0001840776
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 121 DRIVERS EDGE
CITY: TRAVERSE CITY
STATE: MI
ZIP: 49684
BUSINESS PHONE: 800-922-4050
MAIL ADDRESS:
STREET 1: 121 DRIVERS EDGE
CITY: TRAVERSE CITY
STATE: MI
ZIP: 49684
FORMER COMPANY:
FORMER CONFORMED NAME: Aldel Financial Inc.
DATE OF NAME CHANGE: 20210115
4
1
wf-form4_164919067081884.xml
FORM 4
X0306
4
2022-04-01
0
0001840776
Hagerty, Inc.
HGTY
0001897880
Hagerty McKeel
121 DRIVERS EDGE
TRAVERSE CITY
MI
49684
1
1
0
0
Chief Executive Officer
Class A Common Stock
2022-04-01
4
A
0
926784
0
A
926784
D
Class A Common Stock
2022-04-01
4
A
0
157553
0
A
1084337
D
Class A Common Stock
2022-04-01
4
A
0
52518
0
A
1136855
D
Class A Common Stock
2022-04-01
4
A
0
157553
0
A
1294408
D
Class A Common Stock
2022-04-01
4
A
0
185
0
A
1294593
D
Performance Restricted Stock Units
0.0
2022-04-01
4
A
0
3707136
0
A
2022-04-01
2029-04-01
Class A Common Stock
3707136.0
3707136
D
Respresents shares of Class A Common Stock of Hagerty, Inc. ("Class A Common Stock") underlying Restricted Stock Units ("RSUs") acquired by the Reporting Person under Hagerty, Inc.'s (the "Issuer") 2021 Equity Incentive Plan (the "Plan"). The RSUs vest in equal amounts on each annual-anniversary of the grant date ending April 1, 2029, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement.
Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest in equal amounts on each annual-anniversary of the grant date ending April 1, 2025, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement.
Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest on April 1, 2023, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.
Respresents shares of Class A Common Stock underlying RSUs acquired by the Reporting Person under the Plan. The RSUs vest on April 1, 2024, subject to the Reporting Person's continued service with the Issuer, with exceptions for death or disability.
Represents shares of Class A Common Stock underlying Performance Restricted Stock Units ("PRSUs") granted to the Reporting Person under the Plan. The PRSUs will vest, if at all, 25% upon the Class A Common Stock trading above $20.00 per share on the New York Stock Exchange ("NYSE") for sixty (60) consecutive days, 25% upon the Class A Common Stock trading above $25.00 per share on the NYSE for sixy (60) consecutive days, and 50% upon the Class A Common Stock trading above $30.00 per share on the NYSE for sixty (60) consecutive days, subject to the Reporting Person's continued service with the Issuer, with exceptions for death, disability, or retirement.
/s/ Barbara Matthews, SVP, General Counsel
and Secretary, by Power of Attorney
2022-04-05