8-A12B 1 tm218988d1_8a12b.htm FORM 8-A12B

 

 

 

FOR UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

ALDEL FINANCIAL INC.

(Exact Name of Registrant as Specified in its Charter)

 

  Delaware                            86-1213144  
  (State of Incorporation   (I.R.S. Employer  
  or Organization)   Identification No.)  

 

Aldel Financial Inc.

105 S. Maple Street

Itasca, Illinois 60143

(Address of Principal Executive Offices)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of Each Class to be so Registered  Name of Each Exchange on Which Each Class is to be
Registered
Units, each consisting of one share of common stock and one-half of a Warrant  NYSE

Class A Common Stock, $0.0001 par value

  NYSE
Warrants  NYSE

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. x

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. ¨

 

If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ¨

 

Securities Act registration statement file number to which this form relates: 333-253166.

 

Securities to be registered pursuant to Section 12(g) of the Act: None.

 

 

 

 

 

 

Item 1. Description of Registrant's Securities to be Registered.

 

A description of the units, Class A common stock and warrants to be registered hereunder is contained in the section entitled “Description of Securities” in the Prospectus included in Aldel Financial Inc.’s (the “Registrant”) Registration Statement on Form S-1 (Registration No. 333-253166) initially filed with the Securities and Exchange Commission on February 16, 2021, as amended from time to time (the “Registration Statement”). This information is incorporated herein by reference. Any form of prospectus or prospectus supplement to the Registration Statement that includes such descriptions and that are filed subsequently to the Registration Statement are hereby also incorporated by reference herein.

 

Item 2. Exhibits.

 

Under the Instructions as to Exhibits with respect to Form 8-A, no exhibits are required to be filed because no other securities of the Registrant are registered on the New York Stock Exchange and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.

 

 

 

  

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

Date: March 18, 2021 ALDEL FINANCIAL INC.
   
  By: /s/ Robert I. Kauffman
Name: Robert I. Kauffman
  Title: Chairman and Chief Executive Officer