The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 424 | 13,915 | SH | SOLE | 13,915 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 944 | 305 | SH | SOLE | 305 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 1,997 | 16,351 | SH | SOLE | 16,350 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,340 | 5,246 | SH | SOLE | 5,246 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 242 | 6,251 | SH | SOLE | 6,250 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 641 | 2,518 | SH | SOLE | 2,517 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 755 | 10,379 | SH | SOLE | 10,379 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 525 | 9,701 | SH | SOLE | 9,701 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 6,257 | 21,244 | SH | SOLE | 21,244 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III | CALIF MUN INCM | 33739P863 | 636 | 11,799 | SH | SOLE | 11,799 | 0 | 0 | ||
GLOBAL X FDS | GLBX MSCI COLUM | 37954Y327 | 5 | 158 | SH | SOLE | 157 | 0 | 0 | ||
GLOBAL X FDS | MSCI PAKISTAN | 37954Y335 | 5 | 175 | SH | SOLE | 174 | 0 | 0 | ||
GLOBAL X FDS | GLBL X MLP ETF | 37954Y343 | 7 | 218 | SH | SOLE | 218 | 0 | 0 | ||
GLOBAL X FDS | US PFD ETF | 37954Y657 | 384 | 15,046 | SH | SOLE | 15,046 | 0 | 0 | ||
GOLDMAN SACHS BDC INC | NOTE 4.500% 4/0 | 38147UAB3 | 51 | 50,000 | PRN | SOLE | 50,000 | 0 | 0 | ||
INNOVATOR ETFS TR II | S&P INVSTMNT GRD | 45783G201 | 203 | 8,361 | SH | SOLE | 8,361 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | CALIF AMT MUN | 46138E206 | 1,323 | 47,801 | SH | SOLE | 47,801 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 46138E354 | 13 | 218 | SH | SOLE | 218 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | NATL AMT MUNI | 46138E537 | 261 | 9,764 | SH | SOLE | 9,764 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | GLOBAL WATER | 46138E651 | 407 | 11,246 | SH | SOLE | 11,246 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 46138G649 | 252 | 1,919 | SH | SOLE | 1,919 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | GBL CLEAN ENRG | 46138G847 | 399 | 12,470 | SH | SOLE | 12,470 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 PUR GWT | 46137V266 | 20 | 120 | SH | SOLE | 120 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 0 | 1 | SH | SOLE | 0 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 46137V621 | 594 | 31,440 | SH | SOLE | 31,440 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 18,159 | 56,902 | SH | SOLE | 56,901 | 0 | 0 | ||
ISHARES INC | MSCI BRAZIL ETF | 464286400 | 67 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
ISHARES INC | MSCI GBL MIN VOL | 464286525 | 100 | 1,015 | SH | SOLE | 1,015 | 0 | 0 | ||
ISHARES INC | MSCI CHILE ETF | 464286640 | 6 | 170 | SH | SOLE | 170 | 0 | 0 | ||
ISHARES INC | MSCI EQUAL WEITE | 464286681 | 9,210 | 117,535 | SH | SOLE | 117,535 | 0 | 0 | ||
ISHARES INC | MSCI TURKEY ETF | 464286715 | 5 | 197 | SH | SOLE | 197 | 0 | 0 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 2,899 | 45,050 | SH | SOLE | 45,050 | 0 | 0 | ||
ISHARES INC | MSCI EMERG MKT | 46434G889 | 5 | 105 | SH | SOLE | 105 | 0 | 0 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 86 | 934 | SH | SOLE | 934 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 4,974 | 12,504 | SH | SOLE | 12,504 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 3,730 | 32,767 | SH | SOLE | 32,767 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 0 | 0 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 1,276 | 9,808 | SH | SOLE | 9,808 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 533 | 3,933 | SH | SOLE | 3,933 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 133 | 1,753 | SH | SOLE | 1,753 | 0 | 0 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 30 | 400 | SH | SOLE | 400 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 29 | 113 | SH | SOLE | 113 | 0 | 0 | ||
ISHARES TR | EXPANDED TECH | 464287515 | 99 | 289 | SH | SOLE | 289 | 0 | 0 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 39 | 260 | SH | SOLE | 260 | 0 | 0 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 59 | 262 | SH | SOLE | 262 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 0 | 1 | SH | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 5,918 | 24,948 | SH | SOLE | 24,948 | 0 | 0 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 807 | 8,775 | SH | SOLE | 8,775 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 6 | 52 | SH | SOLE | 52 | 0 | 0 | ||
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 358 | 3,320 | SH | SOLE | 3,320 | 0 | 0 | ||
ISHARES TR | GL CLEAN ENE ETF | 464288224 | 73 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
ISHARES TR | EAFE SML CP ETF | 464288273 | 188 | 2,620 | SH | SOLE | 2,620 | 0 | 0 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 913 | 8,385 | SH | SOLE | 8,385 | 0 | 0 | ||
ISHARES TR | GLB INFRASTR ETF | 464288372 | 250 | 5,550 | SH | SOLE | 5,550 | 0 | 0 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 4,488 | 38,669 | SH | SOLE | 38,669 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 64 | 731 | SH | SOLE | 731 | 0 | 0 | ||
ISHARES TR | CRE U S REIT ETF | 464288521 | 16 | 299 | SH | SOLE | 299 | 0 | 0 | ||
ISHARES TR | RESIDENTIAL MULT | 464288562 | 10 | 132 | SH | SOLE | 132 | 0 | 0 | ||
ISHARES TR | ISHS 5-10YR INVT | 464288638 | 442 | 7,454 | SH | SOLE | 7,454 | 0 | 0 | ||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 445 | 8,144 | SH | SOLE | 8,144 | 0 | 0 | ||
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 708 | 5,447 | SH | SOLE | 5,447 | 0 | 0 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 2 | 49 | SH | SOLE | 49 | 0 | 0 | ||
ISHARES TR | A RATE CP BD ETF | 46429B291 | 1,071 | 19,323 | SH | SOLE | 19,323 | 0 | 0 | ||
ISHARES TR | MSCI CHINA ETF | 46429B671 | 1 | 13 | SH | SOLE | 13 | 0 | 0 | ||
ISHARES TR | MSCI EAFE MIN VL | 46429B689 | 2,910 | 39,867 | SH | SOLE | 39,867 | 0 | 0 | ||
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 11,262 | 162,771 | SH | SOLE | 162,771 | 0 | 0 | ||
ISHARES TR | MSCI USA QLT FCT | 46432F339 | 9,210 | 75,629 | SH | SOLE | 75,629 | 0 | 0 | ||
ISHARES TR | MSCI USA VALUE | 46432F388 | 15 | 145 | SH | SOLE | 145 | 0 | 0 | ||
ISHARES TR | MSCI USA MMENTM | 46432F396 | 8 | 49 | SH | SOLE | 49 | 0 | 0 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 32 | 443 | SH | SOLE | 442 | 0 | 0 | ||
ISHARES TR | CORE MSCI INTL | 46435G326 | 548 | 8,480 | SH | SOLE | 8,480 | 0 | 0 | ||
ISHARES TR | MSCI INTL VLU FT | 46435G409 | 2 | 93 | SH | SOLE | 93 | 0 | 0 | ||
ISHARES TR | MSCI USA SMCP MN | 46435G433 | 1 | 40 | SH | SOLE | 40 | 0 | 0 | ||
J P MORGAN EXCHANGE-TRADED F | INTERNL GWT | 46641Q324 | 21 | 283 | SH | SOLE | 283 | 0 | 0 | ||
J P MORGAN EXCHANGE-TRADED F | ULTRA SHRT INC | 46641Q837 | 1,491 | 29,377 | SH | SOLE | 29,376 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 868 | 3,682 | SH | SOLE | 3,682 | 0 | 0 | ||
NUVEEN CA QUALTY MUN INCOME | COM | 67066Y105 | 282 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | ||
REDWOOD TR INC | COM | 758075402 | 250 | 23,996 | SH | SOLE | 23,996 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 519 | 2,450 | SH | SOLE | 2,450 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 950 | 9,888 | SH | SOLE | 9,887 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | 61 | 472 | SH | SOLE | 471 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 484 | 6,506 | SH | SOLE | 6,506 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 178 | 1,787 | SH | SOLE | 1,787 | 0 | 0 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 709 | 22,321 | SH | SOLE | 22,321 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 5 | 75 | SH | SOLE | 75 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 208 | 5,532 | SH | SOLE | 5,532 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 107 | 1,992 | SH | SOLE | 1,992 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 1,146 | 27,897 | SH | SOLE | 27,896 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 37 | 600 | SH | SOLE | 600 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 | 188 | 4,767 | SH | SOLE | 4,767 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 671 | 4,193 | SH | SOLE | 4,193 | 0 | 0 | ||
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 4,521 | 103,259 | SH | SOLE | 103,258 | 0 | 0 | ||
SPDR INDEX SHS FDS | S&P EMKTSC ETF | 78463X756 | 429 | 7,744 | SH | SOLE | 7,744 | 0 | 0 | ||
SPDR INDEX SHS FDS | S&P INTL SMLCP | 78463X871 | 25 | 659 | SH | SOLE | 659 | 0 | 0 | ||
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 2,657 | 75,152 | SH | SOLE | 75,152 | 0 | 0 | ||
SPDR SER TR | NUVEEN BBG BRCLY | 78464A284 | 30 | 501 | SH | SOLE | 501 | 0 | 0 | ||
SPDR SER TR | HLTH CR EQUIP | 78464A581 | 89 | 740 | SH | SOLE | 740 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO AGRGTE | 78464A649 | 77 | 2,599 | SH | SOLE | 2,599 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO S&P400 | 78464A847 | 1,696 | 37,070 | SH | SOLE | 37,070 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO S&P500 | 78464A854 | 523 | 11,226 | SH | SOLE | 11,226 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 253 | 2,316 | SH | SOLE | 2,315 | 0 | 0 | ||
SUN LIFE FINANCIAL INC. | COM | 866796105 | 261 | 5,157 | SH | SOLE | 5,157 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 241 | 361 | SH | SOLE | 361 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 39 | 1,206 | SH | SOLE | 1,206 | 0 | 0 | ||
VANECK VECTORS ETF TR | INVT GRADE FLTG | 92189F486 | 268 | 10,578 | SH | SOLE | 10,578 | 0 | 0 | ||
VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | 793 | 8,940 | SH | SOLE | 8,940 | 0 | 0 | ||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 278 | 3,387 | SH | SOLE | 3,387 | 0 | 0 | ||
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 2,330 | 27,507 | SH | SOLE | 27,506 | 0 | 0 | ||
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 7,138 | 124,972 | SH | SOLE | 124,972 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 124 | 341 | SH | SOLE | 341 | 0 | 0 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 8,145 | 88,664 | SH | SOLE | 88,664 | 0 | 0 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 2,251 | 10,171 | SH | SOLE | 10,170 | 0 | 0 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 1,001 | 5,404 | SH | SOLE | 5,404 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 25 | 119 | SH | SOLE | 118 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 3,370 | 16,306 | SH | SOLE | 16,305 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 4,327 | 77,596 | SH | SOLE | 77,596 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 908 | 9,331 | SH | SOLE | 9,330 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 10,862 | 208,681 | SH | SOLE | 208,680 | 0 | 0 | ||
VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | 1,230 | 22,505 | SH | SOLE | 22,505 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 35 | 420 | SH | SOLE | 420 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 8 | 82 | SH | SOLE | 82 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 92206C847 | 375 | 4,528 | SH | SOLE | 4,528 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 3,374 | 36,272 | SH | SOLE | 36,272 | 0 | 0 | ||
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 5,430 | 110,563 | SH | SOLE | 110,563 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | 370 | 3,663 | SH | SOLE | 3,663 | 0 | 0 | ||
VANGUARD WHITEHALL FDS | EMERG MKT BD ETF | 921946885 | 8,170 | 105,424 | SH | SOLE | 105,424 | 0 | 0 | ||
VANGUARD WORLD FD | EXTENDED DUR | 921910709 | 45 | 357 | SH | SOLE | 357 | 0 | 0 | ||
VANGUARD WORLD FD | ESG INTL STK ETF | 921910725 | 245 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
VANGUARD WORLD FD | MEGA CAP INDEX | 921910873 | 6 | 40 | SH | SOLE | 40 | 0 | 0 | ||
VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | 85 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 298 | 832 | SH | SOLE | 832 | 0 | 0 | ||
VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 | 33 | 237 | SH | SOLE | 237 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 244 | 1,151 | SH | SOLE | 1,151 | 0 | 0 | ||
WISDOMTREE TR | EMG MKTS SMCAP | 97717W281 | 828 | 16,141 | SH | SOLE | 16,140 | 0 | 0 | ||
WISDOMTREE TR | EMER MKT HIGH FD | 97717W315 | 209 | 4,721 | SH | SOLE | 4,721 | 0 | 0 | ||
WISDOMTREE TR | US MIDCAP DIVID | 97717W505 | 135 | 3,335 | SH | SOLE | 3,335 | 0 | 0 | ||
WISDOMTREE TR | US SMALLCAP DIVD | 97717W604 | 101 | 3,256 | SH | SOLE | 3,256 | 0 | 0 | ||
WISDOMTREE TR | INTL LRGCAP DV | 97717W794 | 286 | 6,038 | SH | SOLE | 6,038 | 0 | 0 |