SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Tubinis Mark

(Last) (First) (Middle)
164 EAST 83RD STREET

(Street)
NEW YORK NY 10028

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/13/2024
3. Issuer Name and Ticker or Trading Symbol
VEEA INC. [ VEEA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Commercial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options(1) 09/13/2024 12/30/2029 Common Stock 15,695 $2.75 D
Stock Options(1) 09/13/2024 04/29/2030 Common Stock 23,542 $2.75 D
Stock Options(1) 09/13/2024 05/18/2032 Common Stock 9,975 $3.01 D
Stock Options(1) 09/13/2024 05/09/2034 Common Stock 3,306 $9.07 D
Explanation of Responses:
1. Pursuant to the Business Combination Agreement dated as of November 27, 2023 (the "Business Combination Agreement"), among the Issuer, Veea Inc., a Delaware corporation ("Private Veea"), and Plum SPAC Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Plum, each Private Veea option was converted into an option to acquire a number of shares of Issuer common stock equal to the product of (i) the number of Private Veea shares subject to such option and (ii) the Existing Holder Exchange Ratio (as defined in the Business Combination Agreement).
/s/ Mark Tubinis 09/23/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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