EX-FILING FEES 6 ea176447ex-fee_heliogen.htm FILING FEE TABLE

Exhibit 107

 

Calculation of Filing Fee Tables

 

Form S-3

(Form Type)

 

Heliogen, Inc.

(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered and Carry Forward Securities

 

  

Security Type

 

Security Class Title

 

Fee

Calculation

or Carry

Forward

Rule

  

Amount

Registered

  

Proposed

Maximum

Offering

Price Per

Unit

  

Maximum

Aggregate

Offering

Price

  

Fee

Rate

  

Amount of

Registration

Fee

  

Carry

Forward

Form

Type

  

Carry

Forward

File

Number

  

Carry

Forward

Initial

effective

date

  

Filing Fee

Previously

Paid In

Connection

with
Unsold

Securities
to
be Carried

Forward

 
Newly Registered Securities
Fees to Be Paid 

Primary Offerings

                                                    
Debt  Debt Securities(1)       (2)   (3)   (3)                        
  Equity  Preferred Stock, par value $0.0001 per share(1)       (2)   (3)   (3)                             
  Equity  Common Stock, par value $0.0001 per share(1)       (2)   (3)   (3)                             
  Equity  Rights(1)       (2)   (3)   (3)                             
  Equity  Units(1)       (2)   (3)   (3)                             
  Other  Warrants(1)       (2)   (3)   (3)                             
  Unallocated (Universal) Shelf     457(o)   (2)   (3)  $150,000,000   $0.00011020   $16,530(4)                   
 

Secondary Offerings

                                                   
  Equity  Common Stock, par value $0.0001 per share(5)   457(c)   6,668,457   $0.25(6)  $1,667,114.25   $0.00011020   $183.72                    
                                                         
Fees Previously Paid                                                      
Carry Forward Securities
Carry Forward Securities                                                         
  Total Offering Amounts        $151,667,112.45   $0.00011020   $16,713.72                    
  Total Fees Previously Paid                   N/A                    
   Total Fee Offsets                   N/A                    
  Net Fee Due                 $16,713.72                     

 

 

 

 

Table 3: Combined Prospectuses 

 

Security Type  Security Class Title 

Amount of Securities Previously Registered

  

Maximum Aggregate Offering Price of Securities Previously Registered

  

Form
Type

 

File
Number

 

Initial Effective
Date

Equity  Common Stock, par value $0.0001 per share(7)   8,566,666   $31,696,665   S-1  333-262319  January 24, 2022
Equity  Common Stock, par value $0.0001 per share(7)   124,749,204   $461,572,055   S-1  333-262319  January 24, 2022
Equity  Warrants(7)   233,333    (8)  S-1  333-262319  January 24, 2022

 

(1)

Separate consideration may or may not be received for securities that are issuable upon the conversion or exercise of, or in exchange for, other securities offered hereby.

(2) There are being registered hereunder such indeterminate number of shares of common stock and preferred stock, such indeterminate number of rights and units, such indeterminate principal amount of debt securities and such indeterminate number of warrants to purchase common stock, preferred stock, rights, units and/or debt securities to be sold by the Registrant from time to time at unspecified prices which shall have an aggregate initial offering price not to exceed $150,000,000. If any debt securities are issued at an original issue discount, then the principal amount of such debt securities shall be in such greater amount as shall result in an aggregate initial offering price not to exceed $150,000,000, less the aggregate dollar amount of all securities previously issued hereunder. The securities registered for sale also include such indeterminate number of shares of common stock and preferred stock and amount of debt securities as may be issued upon conversion of or exchange for preferred stock or debt securities that provide for conversion or exchange, upon exercise of warrants or rights or pursuant to the antidilution provisions of any such securities. In addition, pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), the shares being registered hereunder include such indeterminate number of shares of common stock and preferred stock as may be issuable with respect to the shares being registered hereunder as a result of stock splits, stock dividends or similar transactions.

(3) The proposed maximum offering price per share will be determined, from time to time, by the Registrant in connection with the issuance by the Registrant of the securities registered hereunder and is not specified as to each class of security pursuant to Instruction 2.A.iii.b. to the Calculation of Filing Fee Tables and Related Disclosure on Item 16(b) of Form S-3 under the Securities Act.

(4) The proposed maximum aggregate offering price has been calculated pursuant to Rule 457(o) under the Securities Act.
(5) Consists of 6,668,457 additional shares of common stock registered for resale by the selling securityholders named in this registration statement.
(6) Pursuant to Rule 457(c) under the Securities Act, and solely for the purpose of calculating the registration fee, the proposed maximum offering price per share is $0.25, which was the average of the high and low prices of the shares of common stock on April 5, 2023 on the New York Stock Exchange.
(7) No registration fee is payable in connection with the 133,315,870 shares of common stock (including common stock underlying warrants) and 233,333 warrants that were previously registered under the registration statement on Form S-1 (No. 333-262319), initially filed by Heliogen, Inc. on January 24, 2022, and declared effective on February 3, 2022, as most recently amended by Post-Effective Amendment No. 3 to Form S-1 on Form S-3, filed on March 30, 2023 and declared effective on April 5, 2023 (the “Prior Registration Statement,” as amended and/or supplemented), because such shares and warrants are being transferred from the Prior Registration Statement pursuant to Rule 429 under the Securities Act. Pursuant to Rule 429(b) under the Securities Act, this registration statement, upon effectiveness, will constitute a post-effective amendment to the Prior Registration Statement, which post-effective amendment shall hereafter become effective concurrently with the effectiveness of this registration statement and in accordance with Section 8(c) of the Securities Act. See “Statement Pursuant to Rule 429” in this registration statement.
(8) Pursuant to Rule 457(g) of the Securities Act, no separate fee is recorded for the warrants and the entire fee is allocated to the underlying common stock.