0001209191-22-002615.txt : 20220107
0001209191-22-002615.hdr.sgml : 20220107
20220107213648
ACCESSION NUMBER: 0001209191-22-002615
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211230
FILED AS OF DATE: 20220107
DATE AS OF CHANGE: 20220107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schell Steven
CENTRAL INDEX KEY: 0001901852
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40209
FILM NUMBER: 22519468
MAIL ADDRESS:
STREET 1: 130 W UNION ST.
CITY: PASADENA
STATE: CA
ZIP: 91103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Heliogen, Inc.
CENTRAL INDEX KEY: 0001840292
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 854204953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 123 TOWNPARK DRIVE, SUITE 300
CITY: KENNESAW
STATE: GA
ZIP: 30144
BUSINESS PHONE: 9709240446
MAIL ADDRESS:
STREET 1: 123 TOWNPARK DRIVE, SUITE 300
CITY: KENNESAW
STATE: GA
ZIP: 30144
FORMER COMPANY:
FORMER CONFORMED NAME: Athena Technology Acquisition Corp.
DATE OF NAME CHANGE: 20210112
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2021-12-30
2022-01-05
0
0001840292
Heliogen, Inc.
HLGN
0001901852
Schell Steven
C/O HELIOGEN, INC.
130 W UNION STREET
PASADENA
CA
91103
0
1
0
0
Chief Technology Officer
Common Stock
2021-12-30
4
A
0
150996
0.00
A
150996
D
Employee Stock Option (right to buy)
0.18
2021-12-30
4
A
0
1509964
0.00
A
2030-07-21
Common Stock
1509964
1509964
D
Employee Stock Option (right to buy)
0.09
2021-12-30
4
A
0
1006643
0.00
A
2029-02-05
Common Stock
1006643
1006643
D
Employee Stock Option (right to buy)
0.09
2021-12-30
4
A
0
201328
0.00
A
2028-12-05
Common Stock
201328
201328
D
These shares are represented by restricted stock units ("RSUs") issued by Heliogen, Inc., a Delaware corporation ("Legacy Heliogen") and assumed by the Issuer on December 30, 2021 pursuant to that certain Business Combination Agreement ("Merger Agreement"), dated as of July 6, 2021, by and among Athena Technology Acquisition Corp., a Delaware corporation ("Athena"), HelioMax Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Athena, and Legacy Heliogen. Each RSU represents a contingent right to receive one share of the Common Stock of the Issuer. Six and one-quarter percent (6.25%) of the shares underlying the RSUs vest in quarterly installments with the first installment vesting on March 15, 2022, subject to the Reporting Person's continuous service.
The shares shall vest in 48 equal monthly installments commencing on July 22, 2020, subject to the Reporting Person's continuous service.
Represents options issued by Legacy Heliogen and assumed by the Issuer on December 30, 2021 pursuant to the Merger Agreement.
One quarter (25%) of the shares vested on February 6, 2020, and the remainder of the shares shall vest in 36 equal monthly installments, subject to the Reporting Person's continuous service.
The shares shall vest in 48 equal monthly installments commencing on December 6, 2018, subject to the Reporting Person's continuous service.
The original Form 4, filed on January 5, 2022, is being amended by this Form 4/A to correct the previously reported exercise price of the stock options. The number of shares underlying the stock options previously reported correctly accounted for the Exchange Ratio (as defined in the Merger Agreement). The exercise price for the stock options has now also been adjusted to reflect the Exchange Ratio.
/s/ Dorothy Vinsky, Attorney-in-Fact
2022-01-07