0001127602-24-015507.txt : 20240515 0001127602-24-015507.hdr.sgml : 20240515 20240515171126 ACCESSION NUMBER: 0001127602-24-015507 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240513 FILED AS OF DATE: 20240515 DATE AS OF CHANGE: 20240515 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Siu Wilda CENTRAL INDEX KEY: 0002008803 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40209 FILM NUMBER: 24952492 MAIL ADDRESS: STREET 1: C/O HELIOGEN, INC. STREET 2: 130 W UNION STREET CITY: PASADENA STATE: CA ZIP: 91103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heliogen, Inc. CENTRAL INDEX KEY: 0001840292 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 854204953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 W UNION ST. CITY: PASADENA STATE: CA ZIP: 91103 BUSINESS PHONE: 9709240446 MAIL ADDRESS: STREET 1: 130 W UNION ST. CITY: PASADENA STATE: CA ZIP: 91103 FORMER COMPANY: FORMER CONFORMED NAME: Athena Technology Acquisition Corp. DATE OF NAME CHANGE: 20210112 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-05-13 0001840292 Heliogen, Inc. HLGN 0002008803 Siu Wilda C/O HELIOGEN, INC. 130 WEST UNION ST. PASADENA CA 91103 1 Chief Accounting Officer 0 Common Stock 2024-05-13 4 A 0 20000 0 A 31125 D These shares are represented by restricted stock units ("RSUs") granted on May 13, 2024 under Issuer's 2021 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Common Stock of the Issuer. The shares of Common Stock underlying the RSUs will vest over a period of four years. 6.25% of the shares of Common Stock underlying the RSUs vest on June 15, 2024 and on each March 15, June 15, September 15 and December 15 thereafter, subject to the Reporting Person's continuous service. /s/ Deborah Chen, Attorney-in-Fact 2024-05-15