0001127602-23-030312.txt : 20231221
0001127602-23-030312.hdr.sgml : 20231221
20231221172707
ACCESSION NUMBER: 0001127602-23-030312
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231215
FILED AS OF DATE: 20231221
DATE AS OF CHANGE: 20231221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Obiaya Christiana
CENTRAL INDEX KEY: 0001902712
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40209
FILM NUMBER: 231506386
MAIL ADDRESS:
STREET 1: 130 W UNION STREET
CITY: PASADENA
STATE: CA
ZIP: 91103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Heliogen, Inc.
CENTRAL INDEX KEY: 0001840292
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
ORGANIZATION NAME: 01 Energy & Transportation
IRS NUMBER: 854204953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 130 W UNION ST.
CITY: PASADENA
STATE: CA
ZIP: 91103
BUSINESS PHONE: 9709240446
MAIL ADDRESS:
STREET 1: 130 W UNION ST.
CITY: PASADENA
STATE: CA
ZIP: 91103
FORMER COMPANY:
FORMER CONFORMED NAME: Athena Technology Acquisition Corp.
DATE OF NAME CHANGE: 20210112
4/A
1
form4a.xml
PRIMARY DOCUMENT
X0508
4/A
2023-12-15
2023-12-19
0001840292
Heliogen, Inc.
HLGN
0001902712
Obiaya Christiana
C/O HELIOGEN, INC. 130 WEST UNION ST
PASADENA
CA
91103
1
1
Chief Executive Officer
0
Common Stock
2023-12-15
4
F
0
438
1.88
D
54506
D
Common Stock
2023-12-15
4
F
0
1305
2.07
D
53201
D
This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units.
On August 31, 2023, the Issuer effected a 1-for-35 reverse stock split (the "Reverse Stock Split") of its outstanding shares of Common Stock. The numbers of shares of Common Stock reported on this Form 4 have been adjusted to reflect the Reverse Split unless otherwise noted.
The original Form 4, filed on December 19, 2023, is being amended by this Form 4/A to correct the previously reported balances in Item 5 of Table 1. The beginning balance of the number of shares previously reported did not reflect the Reverse Stock Split and has now been adjusted to reflect the Reverse Stock Split.
/s/ Deborah Chen, Attorney-in-Fact
2023-12-21