0001127602-23-030312.txt : 20231221 0001127602-23-030312.hdr.sgml : 20231221 20231221172707 ACCESSION NUMBER: 0001127602-23-030312 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231215 FILED AS OF DATE: 20231221 DATE AS OF CHANGE: 20231221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Obiaya Christiana CENTRAL INDEX KEY: 0001902712 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-40209 FILM NUMBER: 231506386 MAIL ADDRESS: STREET 1: 130 W UNION STREET CITY: PASADENA STATE: CA ZIP: 91103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heliogen, Inc. CENTRAL INDEX KEY: 0001840292 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 854204953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 W UNION ST. CITY: PASADENA STATE: CA ZIP: 91103 BUSINESS PHONE: 9709240446 MAIL ADDRESS: STREET 1: 130 W UNION ST. CITY: PASADENA STATE: CA ZIP: 91103 FORMER COMPANY: FORMER CONFORMED NAME: Athena Technology Acquisition Corp. DATE OF NAME CHANGE: 20210112 4/A 1 form4a.xml PRIMARY DOCUMENT X0508 4/A 2023-12-15 2023-12-19 0001840292 Heliogen, Inc. HLGN 0001902712 Obiaya Christiana C/O HELIOGEN, INC. 130 WEST UNION ST PASADENA CA 91103 1 1 Chief Executive Officer 0 Common Stock 2023-12-15 4 F 0 438 1.88 D 54506 D Common Stock 2023-12-15 4 F 0 1305 2.07 D 53201 D This transaction is not a sale of shares by the Reporting Person. Instead, this represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the vesting and net settlement of previously reported restricted stock units. On August 31, 2023, the Issuer effected a 1-for-35 reverse stock split (the "Reverse Stock Split") of its outstanding shares of Common Stock. The numbers of shares of Common Stock reported on this Form 4 have been adjusted to reflect the Reverse Split unless otherwise noted. The original Form 4, filed on December 19, 2023, is being amended by this Form 4/A to correct the previously reported balances in Item 5 of Table 1. The beginning balance of the number of shares previously reported did not reflect the Reverse Stock Split and has now been adjusted to reflect the Reverse Stock Split. /s/ Deborah Chen, Attorney-in-Fact 2023-12-21