0001127602-22-027245.txt : 20221209
0001127602-22-027245.hdr.sgml : 20221209
20221209190016
ACCESSION NUMBER: 0001127602-22-027245
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221102
FILED AS OF DATE: 20221209
DATE AS OF CHANGE: 20221209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gauche Paul
CENTRAL INDEX KEY: 0001941959
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40209
FILM NUMBER: 221455885
MAIL ADDRESS:
STREET 1: 130 WEST UNION STREET
CITY: PASADENA
STATE: CA
ZIP: 91103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Heliogen, Inc.
CENTRAL INDEX KEY: 0001840292
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 854204953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 130 W UNION ST.
CITY: PASADENA
STATE: CA
ZIP: 91103
BUSINESS PHONE: 9709240446
MAIL ADDRESS:
STREET 1: 130 W UNION ST.
CITY: PASADENA
STATE: CA
ZIP: 91103
FORMER COMPANY:
FORMER CONFORMED NAME: Athena Technology Acquisition Corp.
DATE OF NAME CHANGE: 20210112
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2022-11-02
0001840292
Heliogen, Inc.
HLGN
0001941959
Gauche Paul
C/O HELIOGEN, INC. 130 WEST UNION ST.
PASADENA
CA
91103
1
Executive VP, Engineering
Common Stock
2022-11-02
4
A
0
200000
0
A
206336
D
Consists of 200,000 restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan (the "Plan"). Six and one quarter percent (6.25%) of the shares underlying the RSUs initially granted vest in quarterly installments with the first installment vesting as of September 15, 2022, subject to the Reporting Person's continuous service. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.
Also includes 6,336 RSUs vesting on January 1, 2023, subject to the Reporting Person's continuous service as defined in the Plan through such vesting date. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.
/s/ Deborah Chen, Attorney-in-Fact
2022-12-09