0001127602-22-019627.txt : 20220721
0001127602-22-019627.hdr.sgml : 20220721
20220721194259
ACCESSION NUMBER: 0001127602-22-019627
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220719
FILED AS OF DATE: 20220721
DATE AS OF CHANGE: 20220721
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Abrams Stacey Y.
CENTRAL INDEX KEY: 0001884871
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40209
FILM NUMBER: 221098184
MAIL ADDRESS:
STREET 1: 125 TOWNPARK DRIVE
STREET 2: SUITE 300
CITY: KENNESAW
STATE: GA
ZIP: 30144
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Heliogen, Inc.
CENTRAL INDEX KEY: 0001840292
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 854204953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 130 W UNION ST.
CITY: PASADENA
STATE: CA
ZIP: 91103
BUSINESS PHONE: 9709240446
MAIL ADDRESS:
STREET 1: 130 W UNION ST.
CITY: PASADENA
STATE: CA
ZIP: 91103
FORMER COMPANY:
FORMER CONFORMED NAME: Athena Technology Acquisition Corp.
DATE OF NAME CHANGE: 20210112
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2022-07-19
0001840292
Heliogen, Inc.
HLGN
0001884871
Abrams Stacey Y.
C/O HELIOGEN, INC. 130 WEST UNION ST
PASADENA
CA
91103
1
Common Stock
2022-07-19
4
A
0
99009
0
A
139413
D
Common Stock
15000
I
By Brockington Hall, LLC
Consists of 99,009 restricted stock units ("RSUs") granted to the Reporting Person under the 2021 Equity Incentive Plan (the "Plan"), pursuant to the Non-Employee Director Compensation Policy of the Issuer, vesting on the earlier of (i) July 19, 2023 and (ii) the day before the Issuer's next annual meeting of shareholders after the grant date, in each case, subject to the Reporting Person's continuous service as defined in the Plan through the vesting date. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.
Also includes 40,404 RSUs vesting in three equal annual installments commencing on December 31, 2022, subject to the Reporting Person's continuous service as defined in the Plan through each vesting date. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.
Shares are held by Brockington Hall, LLC ("Brockington"). The Reporting Person has voting and/or investment control over the securities held by Brockington and may be deemed to beneficially own the securities owned by Brockington.
/s/ Alexander Gefter, Attorney in Fact
2022-07-21