<SEC-DOCUMENT>0001213900-22-044277-index.html : 20220803 <SEC-HEADER>0001213900-22-044277.hdr.sgml : 20220803 <ACCEPTANCE-DATETIME>20220803070909 ACCESSION NUMBER: 0001213900-22-044277 CONFORMED SUBMISSION TYPE: 20-F PUBLIC DOCUMENT COUNT: 35 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220803 DATE AS OF CHANGE: 20220803 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Waldencast plc CENTRAL INDEX KEY: 0001840199 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 20-F SEC ACT: 1934 Act SEC FILE NUMBER: 001-40207 FILM NUMBER: 221130896 BUSINESS ADDRESS: STREET 1: 10 BANK STREET, SUITE 560 CITY: WHITE PLAINS STATE: NY ZIP: 10606 BUSINESS PHONE: (917) 546-6828 MAIL ADDRESS: STREET 1: 10 BANK STREET, SUITE 560 CITY: WHITE PLAINS STATE: NY ZIP: 10606 FORMER COMPANY: FORMER CONFORMED NAME: Waldencast Acquisition Corp. DATE OF NAME CHANGE: 20210112 </SEC-HEADER> <DOCUMENT> <TYPE>20-F <SEQUENCE>1 <FILENAME>f20f2022_waldencast.htm <DESCRIPTION>FORM 20-F <TEXT> Document 1 - file: f20f2022_waldencast.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-1.1 <SEQUENCE>2 <FILENAME>f20f2022ex1-1_walden.htm <DESCRIPTION>MEMORANDUM AND ARTICLES OF ASSOCIATION OF WALDENCAST PLC <TEXT> Document 2 - file: f20f2022ex1-1_walden.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.8 <SEQUENCE>3 <FILENAME>f20f2022ex4-8_walden.htm <DESCRIPTION>AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT, DATED JULY 27, 2022, BY AND AMONG THE COMPANY, THE SPONSOR, CERTAIN FORMER SHAREHOLDERS OF OBAGI AND CERTAIN FORMER MEMBERS OF MILK <TEXT> Document 3 - file: f20f2022ex4-8_walden.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.9 <SEQUENCE>4 <FILENAME>f20f2022ex4-9_walden.htm <DESCRIPTION>WALDENCAST PLC 2022 INCENTIVE AWARD PLAN <TEXT> Document 4 - file: f20f2022ex4-9_walden.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.14 <SEQUENCE>5 <FILENAME>f20f2022ex4-14_walden.htm <DESCRIPTION>INDEMNITY AGREEMENT, DATED JULY 27, 2022, BETWEEN THE COMPANY AND MICHEL BROUSSET <TEXT> Document 5 - file: f20f2022ex4-14_walden.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.15 <SEQUENCE>6 <FILENAME>f20f2022ex4-15_walden.htm <DESCRIPTION>INDEMNITY AGREEMENT, DATED JULY 27, 2022, BETWEEN THE COMPANY AND FELIPE DUTRA <TEXT> Document 6 - file: f20f2022ex4-15_walden.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.16 <SEQUENCE>7 <FILENAME>f20f2022ex4-16_walden.htm <DESCRIPTION>INDEMNITY AGREEMENT, DATED JULY 27, 2022, BETWEEN THE COMPANY AND CRISTIANO SOUZA <TEXT> Document 7 - file: f20f2022ex4-16_walden.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.17 <SEQUENCE>8 <FILENAME>f20f2022ex4-17_walden.htm <DESCRIPTION>INDEMNITY AGREEMENT, DATED JULY 27, 2022, BETWEEN THE COMPANY AND SARAH J. BROWN <TEXT> Document 8 - file: f20f2022ex4-17_walden.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.18 <SEQUENCE>9 <FILENAME>f20f2022ex4-18_walden.htm <DESCRIPTION>INDEMNITY AGREEMENT, DATED JULY 27, 2022, BETWEEN THE COMPANY AND JULIETTE HICKMAN <TEXT> Document 9 - file: f20f2022ex4-18_walden.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.19 <SEQUENCE>10 <FILENAME>f20f2022ex4-19_walden.htm <DESCRIPTION>INDEMNITY AGREEMENT, DATED JULY 27, 2022, BETWEEN THE COMPANY AND LINDSAY PATTISON <TEXT> Document 10 - file: f20f2022ex4-19_walden.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.20 <SEQUENCE>11 <FILENAME>f20f2022ex4-20_walden.htm <DESCRIPTION>INDEMNITY AGREEMENT, DATED JULY 27, 2022, BETWEEN THE COMPANY AND ZACK WERNER <TEXT> Document 11 - file: f20f2022ex4-20_walden.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.21 <SEQUENCE>12 <FILENAME>f20f2022ex4-21_walden.htm <DESCRIPTION>INDEMNITY AGREEMENT, DATED JULY 27, 2022, BETWEEN THE COMPANY AND AARON CHATTERLEY <TEXT> Document 12 - file: f20f2022ex4-21_walden.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.22 <SEQUENCE>13 <FILENAME>f20f2022ex4-22_walden.htm <DESCRIPTION>INDEMNITY AGREEMENT, DATED JULY 27, 2022, BETWEEN THE COMPANY AND SIMON DAI <TEXT> Document 13 - file: f20f2022ex4-22_walden.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.28 <SEQUENCE>14 <FILENAME>f20f2022ex4-28_walden.htm <DESCRIPTION>INVESTOR RIGHTS AGREEMENT, BY AND AMONG THE COMPANY, CEDARWALK SKINCARE LTD., THE SPONSOR AND CWC SKINCARE LTD., THE GUARANTOR OF CEDARWALK SKINCARE LTD.'S OBLIGATIONS THEREUNDER <TEXT> Document 14 - file: f20f2022ex4-28_walden.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.31 <SEQUENCE>15 <FILENAME>f20f2022ex4-31_walden.htm <DESCRIPTION>CREDIT AGREEMENT, DATED JUNE 24, 2022, BY AND AMONG WALDENCAST FINCO LIMITED, WALDENCAST PARTNERS LP, AS THE PARENT GUARANTOR, THE LENDERS PARTY THERETO AND JPMORGAN CHASE BANK, N.A., AS ADMINISTRATIVE AGENT <TEXT> Document 15 - file: f20f2022ex4-31_walden.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.32 <SEQUENCE>16 <FILENAME>f20f2022ex4-32_walden.htm <DESCRIPTION>WAIVER AND AGREEMENT, DATED AS OF JULY 25, 2022, BY AND BETWEEN WALDENCAST ACQUISITION CORP. AND BURWELL MOUNTAIN PTC LLC, AS TRUSTEE OF BURWELL MOUNTAIN TRUST <TEXT> Document 16 - file: f20f2022ex4-32_walden.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.33 <SEQUENCE>17 <FILENAME>f20f2022ex4-33_walden.htm <DESCRIPTION>JOINDER TO THE LETTER AGREEMENT, DATED AS OF JULY 7, 2022, BY AND BETWEEN THE COMPANY AND BURWELL MOUNTAIN PTC LLC, AS TRUSTEE OF BURWELL MOUNTAIN TRUST <TEXT> Document 17 - file: f20f2022ex4-33_walden.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.34 <SEQUENCE>18 <FILENAME>f20f2022ex4-34_walden.htm <DESCRIPTION>JOINDER TO THE LETTER AGREEMENT, DATED AS OF DECEMBER 16, 2021, BY AND BETWEEN THE COMPANY AND AARON CHATTERLEY <TEXT> Document 18 - file: f20f2022ex4-34_walden.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.35 <SEQUENCE>19 <FILENAME>f20f2022ex4-35_walden.htm <DESCRIPTION>JOINDER TO THE LETTER AGREEMENT, DATED AS OF JULY 27, 2022, BY AND BETWEEN THE COMPANY AND SIMON DAI <TEXT> Document 19 - file: f20f2022ex4-35_walden.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-15.1 <SEQUENCE>20 <FILENAME>f20f2022ex15-1_walden.htm <DESCRIPTION>UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION OF THE COMPANY, OBAGI AND MILK <TEXT> Document 20 - file: f20f2022ex15-1_walden.htm
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