0001628280-24-026808.txt : 20240605
0001628280-24-026808.hdr.sgml : 20240605
20240605141224
ACCESSION NUMBER: 0001628280-24-026808
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240603
FILED AS OF DATE: 20240605
DATE AS OF CHANGE: 20240605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tiedemann Michael
CENTRAL INDEX KEY: 0001958484
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40103
FILM NUMBER: 241021609
MAIL ADDRESS:
STREET 1: C/O ALVARIUM TIEDEMANN HOLDINGS, INC.
STREET 2: 520 MADISON AVENUE, 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AlTi Global, Inc.
CENTRAL INDEX KEY: 0001838615
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-461-6363
MAIL ADDRESS:
STREET 1: 520 MADISON AVE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Alvarium Tiedemann Holdings, Inc.
DATE OF NAME CHANGE: 20230104
FORMER COMPANY:
FORMER CONFORMED NAME: Cartesian Growth Corp
DATE OF NAME CHANGE: 20201231
4
1
wk-form4_1717611137.xml
FORM 4
X0508
4
2024-06-03
0
0001838615
AlTi Global, Inc.
ALTI
0001958484
Tiedemann Michael
C/O ALTI GLOBAL, INC.
520 MADISON AVENUE, 26TH FLOOR
NEW YORK
NY
10022
1
1
0
0
Chief Executive Officer
0
Class A Common Stock
2024-06-03
4
P
0
22721
4.87
A
475234.53
D
Class A Common Stock
2024-06-03
4
P
0
24652
4.86
A
499886.53
D
Class A Common Stock
63326
I
See FN
Class A Common Stock
16979
I
See FN
Class A Common Stock
42918
I
See FN
Restricted Stock Units
2024-06-04
4
A
0
173729
0
A
Class A Common Stock
173729
173729
D
Peformance Restricted Stock Unit
2024-06-05
4
A
0
458733.21
0
A
Class A Common Stock
458733.21
458733.21
D
The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.69 to $5.00, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.
The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.70 to $5.00, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(2) to this Form 4.
The reporting person's indirect beneficial ownership includes (i) 63,326 shares of Class A common stock of the Company ("Class A Common Stock") for MGT 2012 DE Trust; (ii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iii) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's Class A Common Stock.
The RSUs vest in three equal annual installments beginning February 15, 2025.
Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock.
33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 917,466.42 (200% of the target number).
/s/ Colleen Graham, Attorney-in-fact
2024-06-05