0001628280-24-026808.txt : 20240605 0001628280-24-026808.hdr.sgml : 20240605 20240605141224 ACCESSION NUMBER: 0001628280-24-026808 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240603 FILED AS OF DATE: 20240605 DATE AS OF CHANGE: 20240605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tiedemann Michael CENTRAL INDEX KEY: 0001958484 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40103 FILM NUMBER: 241021609 MAIL ADDRESS: STREET 1: C/O ALVARIUM TIEDEMANN HOLDINGS, INC. STREET 2: 520 MADISON AVENUE, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AlTi Global, Inc. CENTRAL INDEX KEY: 0001838615 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-461-6363 MAIL ADDRESS: STREET 1: 520 MADISON AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Alvarium Tiedemann Holdings, Inc. DATE OF NAME CHANGE: 20230104 FORMER COMPANY: FORMER CONFORMED NAME: Cartesian Growth Corp DATE OF NAME CHANGE: 20201231 4 1 wk-form4_1717611137.xml FORM 4 X0508 4 2024-06-03 0 0001838615 AlTi Global, Inc. ALTI 0001958484 Tiedemann Michael C/O ALTI GLOBAL, INC. 520 MADISON AVENUE, 26TH FLOOR NEW YORK NY 10022 1 1 0 0 Chief Executive Officer 0 Class A Common Stock 2024-06-03 4 P 0 22721 4.87 A 475234.53 D Class A Common Stock 2024-06-03 4 P 0 24652 4.86 A 499886.53 D Class A Common Stock 63326 I See FN Class A Common Stock 16979 I See FN Class A Common Stock 42918 I See FN Restricted Stock Units 2024-06-04 4 A 0 173729 0 A Class A Common Stock 173729 173729 D Peformance Restricted Stock Unit 2024-06-05 4 A 0 458733.21 0 A Class A Common Stock 458733.21 458733.21 D The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.69 to $5.00, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4. The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.70 to $5.00, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(2) to this Form 4. The reporting person's indirect beneficial ownership includes (i) 63,326 shares of Class A common stock of the Company ("Class A Common Stock") for MGT 2012 DE Trust; (ii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iii) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's Class A Common Stock. The RSUs vest in three equal annual installments beginning February 15, 2025. Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock. 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 917,466.42 (200% of the target number). /s/ Colleen Graham, Attorney-in-fact 2024-06-05