0001628280-24-026801.txt : 20240605 0001628280-24-026801.hdr.sgml : 20240605 20240605140856 ACCESSION NUMBER: 0001628280-24-026801 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240604 FILED AS OF DATE: 20240605 DATE AS OF CHANGE: 20240605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Connell Brooke CENTRAL INDEX KEY: 0001996517 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40103 FILM NUMBER: 241021598 MAIL ADDRESS: STREET 1: ALTI GLOBAL, INC. STREET 2: 520 MADISON AVENUE, 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AlTi Global, Inc. CENTRAL INDEX KEY: 0001838615 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-461-6363 MAIL ADDRESS: STREET 1: 520 MADISON AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Alvarium Tiedemann Holdings, Inc. DATE OF NAME CHANGE: 20230104 FORMER COMPANY: FORMER CONFORMED NAME: Cartesian Growth Corp DATE OF NAME CHANGE: 20201231 4 1 wk-form4_1717610928.xml FORM 4 X0508 4 2024-06-04 0 0001838615 AlTi Global, Inc. ALTI 0001996517 Connell Brooke C/O ALTI GLOBAL, INC. 520 MADISON AVENUE, 26TH FLOOR NEW YORK NY 10022 0 1 0 0 Pres, US Wealth Mgmt 0 Restricted Stock Units 2024-06-04 4 A 0 26102 0 A Class A Common Stock 26102 26102 D Peformance Restricted Stock Unit 2024-06-05 4 A 0 29558.54 0 A Class A Common Stock 29558.54 29558.54 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of AlTi Global, Inc.'s (the "Company's") Class A Common Stock. The RSUs vest in three equal annual installments beginning February 15, 2025. Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock. 33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 59,117.08 (200% of the target number). /s/ Colleen Graham, Attorney-in-fact 2024-06-05