0000950170-24-018267.txt : 20240221
0000950170-24-018267.hdr.sgml : 20240221
20240221200044
ACCESSION NUMBER: 0000950170-24-018267
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231024
FILED AS OF DATE: 20240221
DATE AS OF CHANGE: 20240221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Connell Brooke
CENTRAL INDEX KEY: 0001996517
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40103
FILM NUMBER: 24661872
MAIL ADDRESS:
STREET 1: ALTI GLOBAL, INC.
STREET 2: 520 MADISON AVENUE, 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AlTi Global, Inc.
CENTRAL INDEX KEY: 0001838615
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-461-6363
MAIL ADDRESS:
STREET 1: 520 MADISON AVE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Alvarium Tiedemann Holdings, Inc.
DATE OF NAME CHANGE: 20230104
FORMER COMPANY:
FORMER CONFORMED NAME: Cartesian Growth Corp
DATE OF NAME CHANGE: 20201231
3/A
1
ownership.xml
3/A
X0206
3/A
2023-10-24
2023-10-26
0
0001838615
AlTi Global, Inc.
ALTI
0001996517
Connell Brooke
C/O ALTI GLOBAL, INC
520 MADISON AVENUE, 26TH FLOOR
NEW YORK
NY
10022
false
true
false
false
Pres, US Wealth Mmgt
Class A Common Stock
135803
D
Class B Common Stock
0
Class A Common Stock
815879
D
Restricted Stock Units
Class A Common Stock
115137.07
D
Each Class B Unit (a "Class B Unit") of AlTi Global Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock of the Issuer ("Class B Common Stock" and collectively, the "Paired Interests"). Pursuant to the Third Amended and Restated Limited Liability Agreement, dated as of July 31, 2023 (as amended from time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock of the Issuer ("Class A Common Stock") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella.
This Form 3 Amendment is being filed solely to report the restricted stock units granted to the Reporting Person on May 31, 2023 that were inadvertently omitted from the Form 3 filed by the Reporting Person on October 26, 2023.
The restricted stock units vest in three equal annual installments beginning February 15, 2024.
Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.
/s/ Colleen Graham, Attorney-in-fact
2024-02-21