0000899243-23-015232.txt : 20230609
0000899243-23-015232.hdr.sgml : 20230609
20230609171610
ACCESSION NUMBER: 0000899243-23-015232
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230607
FILED AS OF DATE: 20230609
DATE AS OF CHANGE: 20230609
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tiedemann Michael
CENTRAL INDEX KEY: 0001958484
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40103
FILM NUMBER: 231006334
MAIL ADDRESS:
STREET 1: C/O ALVARIUM TIEDEMANN HOLDINGS, INC.
STREET 2: 520 MADISON AVENUE, 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AlTi Global, Inc.
CENTRAL INDEX KEY: 0001838615
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-461-6363
MAIL ADDRESS:
STREET 1: 520 MADISON AVE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Alvarium Tiedemann Holdings, Inc.
DATE OF NAME CHANGE: 20230104
FORMER COMPANY:
FORMER CONFORMED NAME: Cartesian Growth Corp
DATE OF NAME CHANGE: 20201231
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-06-07
0
0001838615
AlTi Global, Inc.
ALTI
0001958484
Tiedemann Michael
C/O ALTI GLOBAL, INC.
520 MADISON AVENUE, 21ST FLOOR
NEW YORK
NY
10022
1
1
0
0
Chief Executive Officer
0
Class A Common Stock
2023-06-07
4
A
0
146299
A
146299
D
Class A Common Stock
2023-06-07
4
A
0
63326
A
63326
I
See Footnotes
Class A Common Stock
2023-06-07
4
A
0
16979
A
16979
I
See Footnotes
Class A Common Stock
2023-06-07
4
A
0
42918
A
42918
I
See Footnotes
Warrant
2023-06-07
4
D
0
585198
D
Class A Common Stock
585198
0
D
Warrant
2023-06-07
4
D
0
253307
D
Class A Common Stock
253307
0
I
See Footnotes
Warrant
2023-06-07
4
D
0
67917
D
Class A Common Stock
67917
0
I
See Footnotes
Warrant
2023-06-07
4
D
0
171672
D
Class A Common Stock
171672
0
I
See Footnotes
On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share,
(Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.
The warrants became exercisable on February 2, 2023, and will expire on February 2, 2028 or earlier upon redemption or liquidation.
/s/ Kevin Moran, Attorney-in-fact
2023-06-09