0000899243-23-015232.txt : 20230609 0000899243-23-015232.hdr.sgml : 20230609 20230609171610 ACCESSION NUMBER: 0000899243-23-015232 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230607 FILED AS OF DATE: 20230609 DATE AS OF CHANGE: 20230609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tiedemann Michael CENTRAL INDEX KEY: 0001958484 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40103 FILM NUMBER: 231006334 MAIL ADDRESS: STREET 1: C/O ALVARIUM TIEDEMANN HOLDINGS, INC. STREET 2: 520 MADISON AVENUE, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AlTi Global, Inc. CENTRAL INDEX KEY: 0001838615 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-461-6363 MAIL ADDRESS: STREET 1: 520 MADISON AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Alvarium Tiedemann Holdings, Inc. DATE OF NAME CHANGE: 20230104 FORMER COMPANY: FORMER CONFORMED NAME: Cartesian Growth Corp DATE OF NAME CHANGE: 20201231 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-07 0 0001838615 AlTi Global, Inc. ALTI 0001958484 Tiedemann Michael C/O ALTI GLOBAL, INC. 520 MADISON AVENUE, 21ST FLOOR NEW YORK NY 10022 1 1 0 0 Chief Executive Officer 0 Class A Common Stock 2023-06-07 4 A 0 146299 A 146299 D Class A Common Stock 2023-06-07 4 A 0 63326 A 63326 I See Footnotes Class A Common Stock 2023-06-07 4 A 0 16979 A 16979 I See Footnotes Class A Common Stock 2023-06-07 4 A 0 42918 A 42918 I See Footnotes Warrant 2023-06-07 4 D 0 585198 D Class A Common Stock 585198 0 D Warrant 2023-06-07 4 D 0 253307 D Class A Common Stock 253307 0 I See Footnotes Warrant 2023-06-07 4 D 0 67917 D Class A Common Stock 67917 0 I See Footnotes Warrant 2023-06-07 4 D 0 171672 D Class A Common Stock 171672 0 I See Footnotes On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,078,094 private placement warrants, consisting of (i) 585,198 warrants held by the reporting person, (ii) 253,307 warrants held by the Michael Glenn Tiedemann 2012 Delaware Trust ("MGT 2012 DE Trust") over which securities the reporting person has investment discretion, (iii) 67,917 warrants held by the CHT Family Trust Article 3rd fbo Michael G. Tiedemann ("CHT Fam Tst Ar 3rd fbo MGT") over which securities the reporting person has investment discretion; and (iv) 171,672 warrants held by Chauncey Close, LLC, over which securities the reporting person may be deemed to have beneficial ownership by virtue of being the managing member of Chauncey Close, LLC., which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share, (Continued from Footnote 1) for an aggregate amount of 269,522 shares of Class A Common Stock, including (i) 146,299 shares of Class A Common Stock for the reporting person; (ii) 63,326 shares of Class A Common Stock for MGT 2012 DE Trust; (iii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iv) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein. The warrants became exercisable on February 2, 2023, and will expire on February 2, 2028 or earlier upon redemption or liquidation. /s/ Kevin Moran, Attorney-in-fact 2023-06-09