0000899243-23-015225.txt : 20230609 0000899243-23-015225.hdr.sgml : 20230609 20230609170828 ACCESSION NUMBER: 0000899243-23-015225 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230607 FILED AS OF DATE: 20230609 DATE AS OF CHANGE: 20230609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Figdor Drew CENTRAL INDEX KEY: 0001960714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40103 FILM NUMBER: 231006247 MAIL ADDRESS: STREET 1: C/O ALVARIUM TIEDEMANN HOLDINGS, INC. STREET 2: 520 MADISON AVENUE, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AlTi Global, Inc. CENTRAL INDEX KEY: 0001838615 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-461-6363 MAIL ADDRESS: STREET 1: 520 MADISON AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Alvarium Tiedemann Holdings, Inc. DATE OF NAME CHANGE: 20230104 FORMER COMPANY: FORMER CONFORMED NAME: Cartesian Growth Corp DATE OF NAME CHANGE: 20201231 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-07 0 0001838615 AlTi Global, Inc. ALTI 0001960714 Figdor Drew C/O ALTI GLOBAL, INC. 520 MADISON AVENUE, 21ST FLOOR NEW YORK NY 10022 0 1 0 0 See Remarks 0 Class A Common Stock 2023-06-07 4 A 0 258027 A 258027 D Warrant 2023-06-07 4 D 0 1032108 D Class A Common Stock 1032108 0 D On June 7, 2023, pursuant to the Issuer's previously announced exchange offer, the reporting person exchanged 1,032,108 private placement warrants, which previously entitled the reporting person to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant, at a price of $11.50 per share, for 258,027 shares of Class A Common Stock. The warrants became exercisable on February 2, 2023, and will expire on February 2, 2028 or earlier upon redemption or liquidation. Portfolio Manager, Alternatives /s/ Kevin Moran, Attorney-in-fact 2023-06-09