0000899243-23-015222.txt : 20230609
0000899243-23-015222.hdr.sgml : 20230609
20230609170727
ACCESSION NUMBER: 0000899243-23-015222
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230524
FILED AS OF DATE: 20230609
DATE AS OF CHANGE: 20230609
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ilWaddi Cayman Holdings
CENTRAL INDEX KEY: 0001960409
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40103
FILM NUMBER: 231006239
BUSINESS ADDRESS:
STREET 1: C/O GELLER ADVISORS
STREET 2: 909 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-583-6001
MAIL ADDRESS:
STREET 1: C/O GELLER ADVISORS
STREET 2: 909 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Al-Thani Jassim Abdulaziz
CENTRAL INDEX KEY: 0001960834
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40103
FILM NUMBER: 231006238
MAIL ADDRESS:
STREET 1: C/O GELLER ADVISORS
STREET 2: 909 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AlTi Global, Inc.
CENTRAL INDEX KEY: 0001838615
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-461-6363
MAIL ADDRESS:
STREET 1: 520 MADISON AVE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: Alvarium Tiedemann Holdings, Inc.
DATE OF NAME CHANGE: 20230104
FORMER COMPANY:
FORMER CONFORMED NAME: Cartesian Growth Corp
DATE OF NAME CHANGE: 20201231
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-05-24
0
0001838615
AlTi Global, Inc.
ALTI
0001960409
ilWaddi Cayman Holdings
C/O GELLER ADVISORS
909 TIILRD A VENUE
NEWYORK
NY
10022
0
0
1
0
0001960834
Al-Thani Jassim Abdulaziz
C/O GELLER ADVISORS
909 TIILRD A VENUE
NEWYORK
NY
10022
0
0
1
0
0
Class A Common Stock
2023-06-07
4
A
0
638578
A
17893265
D
Warrant
2023-06-07
4
D
0
1104315
D
Class A Common Stock
1104315
0
D
Option (right to buy)
2023-05-24
4
D
0
1450000
D
Class A Common Stock
1450000
0
D
Warrant
2023-05-24
4
A
0
1450000
A
Class A Common Stock
1450000
1450000
D
Warrant
2023-06-07
4
D
0
1450000
D
Class A Common Stock
1450000
0
D
H.E. Sheikh Jassim Abdulaziz J.H. Al-Thani is the sole owner of IlWaddi Cayman Holdings.
On June 7, 2023, pursuant to the Issuer's previously announced exchange offer (the "Offer") , the reporting persons exchanged 2,554,315 warrants, consisting of (i) 1,104,315 private placement warrants and (ii) 1,450,000 public warrants, which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share, for 638,578 shares of Class A Common Stock.
The warrants became exercisable on February 2, 2023, and will expire on January 3, 2028 or earlier upon redemption or liquidation.
The Option may be exercised only during the period commencing on the earlier to occur of (A) one year after the date of the closing of the Issuer's business combination completed on January 3, 2023 (the "Business Combination") or (B) such time, at least 150 days after the closing of the Business Combination, that the closing price of the shares of Class A Common Stock equals or exceeds S 12.00 per share (as adjusted for share splits, share dividends, reorganizations and recapitalizations) for any 20 trading days within any 30-trading day period and terminating at 5:00 p.m., New York City time on the date that is five years after the closing of the Business Combination.
The reporting persons disposed of 1,450,000 options in exchange for public warrants at a ratio of one share subject to the public warrants for one share subject to certain option agreements in a private exchange offer before the consummation of the Offer.
Exhibit 24 Power of Attorney filed herewith.
/s/ H.E. Sheikh Jassim Abdulaziz J.H. AI-Thani for IlWaddi Cayman Holdings Inc
2023-06-09
By: Sheikh Jassim Abdulaziz J.H. Al-Thani, as sole owner /s/ H.E. Sheikh Jassim Abdulaziz J.H. AI-Thani
2023-06-09