0000899243-23-015222.txt : 20230609 0000899243-23-015222.hdr.sgml : 20230609 20230609170727 ACCESSION NUMBER: 0000899243-23-015222 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230524 FILED AS OF DATE: 20230609 DATE AS OF CHANGE: 20230609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ilWaddi Cayman Holdings CENTRAL INDEX KEY: 0001960409 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40103 FILM NUMBER: 231006239 BUSINESS ADDRESS: STREET 1: C/O GELLER ADVISORS STREET 2: 909 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-583-6001 MAIL ADDRESS: STREET 1: C/O GELLER ADVISORS STREET 2: 909 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Al-Thani Jassim Abdulaziz CENTRAL INDEX KEY: 0001960834 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40103 FILM NUMBER: 231006238 MAIL ADDRESS: STREET 1: C/O GELLER ADVISORS STREET 2: 909 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AlTi Global, Inc. CENTRAL INDEX KEY: 0001838615 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-461-6363 MAIL ADDRESS: STREET 1: 520 MADISON AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Alvarium Tiedemann Holdings, Inc. DATE OF NAME CHANGE: 20230104 FORMER COMPANY: FORMER CONFORMED NAME: Cartesian Growth Corp DATE OF NAME CHANGE: 20201231 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-05-24 0 0001838615 AlTi Global, Inc. ALTI 0001960409 ilWaddi Cayman Holdings C/O GELLER ADVISORS 909 TIILRD A VENUE NEWYORK NY 10022 0 0 1 0 0001960834 Al-Thani Jassim Abdulaziz C/O GELLER ADVISORS 909 TIILRD A VENUE NEWYORK NY 10022 0 0 1 0 0 Class A Common Stock 2023-06-07 4 A 0 638578 A 17893265 D Warrant 2023-06-07 4 D 0 1104315 D Class A Common Stock 1104315 0 D Option (right to buy) 2023-05-24 4 D 0 1450000 D Class A Common Stock 1450000 0 D Warrant 2023-05-24 4 A 0 1450000 A Class A Common Stock 1450000 1450000 D Warrant 2023-06-07 4 D 0 1450000 D Class A Common Stock 1450000 0 D H.E. Sheikh Jassim Abdulaziz J.H. Al-Thani is the sole owner of IlWaddi Cayman Holdings. On June 7, 2023, pursuant to the Issuer's previously announced exchange offer (the "Offer") , the reporting persons exchanged 2,554,315 warrants, consisting of (i) 1,104,315 private placement warrants and (ii) 1,450,000 public warrants, which previously entitled the reporting persons to purchase one share of Class A Common Stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock") per warrant at a price of $11.50 per share, for 638,578 shares of Class A Common Stock. The warrants became exercisable on February 2, 2023, and will expire on January 3, 2028 or earlier upon redemption or liquidation. The Option may be exercised only during the period commencing on the earlier to occur of (A) one year after the date of the closing of the Issuer's business combination completed on January 3, 2023 (the "Business Combination") or (B) such time, at least 150 days after the closing of the Business Combination, that the closing price of the shares of Class A Common Stock equals or exceeds S 12.00 per share (as adjusted for share splits, share dividends, reorganizations and recapitalizations) for any 20 trading days within any 30-trading day period and terminating at 5:00 p.m., New York City time on the date that is five years after the closing of the Business Combination. The reporting persons disposed of 1,450,000 options in exchange for public warrants at a ratio of one share subject to the public warrants for one share subject to certain option agreements in a private exchange offer before the consummation of the Offer. Exhibit 24 Power of Attorney filed herewith. /s/ H.E. Sheikh Jassim Abdulaziz J.H. AI-Thani for IlWaddi Cayman Holdings Inc 2023-06-09 By: Sheikh Jassim Abdulaziz J.H. Al-Thani, as sole owner /s/ H.E. Sheikh Jassim Abdulaziz J.H. AI-Thani 2023-06-09