0001654954-22-017057.txt : 20221229 0001654954-22-017057.hdr.sgml : 20221229 20221229192322 ACCESSION NUMBER: 0001654954-22-017057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221223 FILED AS OF DATE: 20221229 DATE AS OF CHANGE: 20221229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gates Bruce A CENTRAL INDEX KEY: 0001863306 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56254 FILM NUMBER: 221499922 MAIL ADDRESS: STREET 1: 19 QUAIL RUN CIRCLE, SUITE B CITY: SALINAS STATE: CA ZIP: 93907 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lowell Farms Inc. CENTRAL INDEX KEY: 0001838128 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19 QUAIL RUN CIRCLE - SUITE B CITY: SALINAS STATE: CA ZIP: 93907 BUSINESS PHONE: (831) 998-8214 MAIL ADDRESS: STREET 1: 19 QUAIL RUN CIRCLE - SUITE B CITY: SALINAS STATE: CA ZIP: 93907 FORMER COMPANY: FORMER CONFORMED NAME: Indus Holdings, Inc. DATE OF NAME CHANGE: 20201228 4 1 section16.xml PRIMARY DOCUMENT X0306 4 2022-12-23 0001838128 Lowell Farms Inc. LOWLF 0001863306 Gates Bruce A C/O LOWELL FARMS INC. 19 QUAIL RUN CIRCLE, SUITE B SALINAS CA 93907 true Stock Options (right to buy) 0.085 2022-12-23 4 A false 50000 0 A 2022-12-31 2028-12-23 Subordinate Voting Shares 50000 50000 D Stock Options (right to buy) 0.085 2022-12-23 4 A false 75000 0 A 2028-12-23 Subordinate Voting Shares 75000 75000 D Stock Options (right to buy) 0.3077 2028-01-13 Subordinate Voting Shares 75000 75000 D 25% of the options vest and become exercisable at the end of each calendar quarter in 2023. 25% of the options vest and become exercisable at the end of each calendar quarter in 2022. /s/ Bruce Gates 2022-12-29