S-1/A 1 npacii-s1a.htm S-1/A npacii-s1a.htm

 

Filed with the U.S. Securities and Exchange Commission on April 9, 2021
under the Securities Act of 1933, as amended.

Registration No. 333-253337

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

AMENDMENT NO. 2

TO

FORM S-1

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

New Providence Acquisition Corp. II

(Exact name of registrant as specified in its charter)

 

Delaware

 

6770

 

86-1433401

(State or other jurisdiction of
incorporation or organization)

 

(Primary Standard Industrial
Classification Code Number)

 

(I.R.S. Employer
Identification No.)

 

 

 

 

 

10900 Research Blvd

Suite 160C, PMB 1081

Austin, TX 78759

Telephone: (561) 231-7070

 

(Address, Including Zip Code, and Telephone Number, Including Area Code, of Registrant’s Principal Executive Offices)

 

Alexander Coleman
Gary P. Smith
10900 Research Blvd

Suite 160C, PMB 1081

Austin, TX 78759
Telephone: (561) 231-7070

 

(Name, Address, Including Zip Code, and Telephone Number, Including Area Code, of Agent for Service)

 

Copies to:

 

Christian O. Nagler
Peter S. Seligson
Kirkland & Ellis LLP

601 Lexington Avenue

New York, NY 10022

Tel: (212) 446-4800

Fax: (212) 446-4900

Julian J. Seiguer

Kirkland & Ellis LLP

609 Main Street
Houston, Texas 77002
Tel: (713) 836-3600
Fax: (713) 836-3601

Michael P. Heinz

Keith B. DeLeon

Kunle Deru

Sidley Austin LLP

787 Seventh Avenue

New York, NY 10019

Tel: (212) 839-5300

Approximate date of commencement of proposed sale to the public: As soon as practicable after the
effective date of this registration statement.

 

If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box.  

If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  

If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  

If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer      

 

Accelerated filer                      

 

Non-accelerated filer        

 

Smaller reporting company     

 

 

Emerging growth company     

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.  

 

 


 

CALCULATION OF REGISTRATION FEE

 

Title of Each Class of Security

Being Registered

 

Amount Being

Registered

 

Proposed Maximum

Offering Price

per Security(1)

 

 

Proposed Maximum

Aggregate Offering

Price(1)

 

 

Amount of

Registration

Fee

 

Units, each consisting of one

   share of Class A common

   stock, $0.0001 par value, and

   one third of one redeemable

   warrant(2)

 

23,000,000 Units

 

$

10.00

 

 

$

230,000,000

 

 

$

25,093

 

Shares of Class A common stock

   included as part of the units(3)

 

23,000,000

Shares

 

 

 

 

 

 

 

(4)

 

Redeemable warrants included as

   part of the units(3)

 

7,666,667

Warrants

 

 

 

 

 

 

 

—(4)

 

 

 

 

 

 

 

 

 

$

230,000,000

 

 

$

25,093(5)

 

 

(1)

Estimated solely for the purpose of calculating the registration fee.

(2)

Includes 3,000,000 units, consisting of 3,000,000 shares of Class A common stock and 1,000,000 redeemable warrants, which may be issued upon exercise of a 45-day option granted to the underwriters to cover over-allotments, if any.

(3)

Pursuant to Rule 416(a) under the Securities Act, there are also being registered an indeterminable number of additional securities as may be issued to prevent dilution resulting from stock splits, stock dividends or similar transactions.

(4)

No fee pursuant to Rule 457(g) under the Securities Act.

(5)

Previously paid.

 

The Registrant hereby amends this Registration Statement on such date or dates as may be necessary to delay its effective date until the Registrant shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933, as amended, or until the Registration Statement shall become effective on such date as the Securities and Exchange Commission, acting pursuant to said Section 8(a), may determine.

 

 

 


 

 

 

EXPLANATORY NOTE

 

New Providence Acquisition Corp. II is filing this Amendment No. 2 to its Registration Statement on Form S-1 (File No. 333-253337) as an exhibits-only filing. Accordingly, this amendment consists only of the facing page, this explanatory note, Item 16(a) of Part II of the Registration Statement, the signature page to the Registration Statement and the filed exhibits. The remainder of the Registration Statement is unchanged and has therefore been omitted.

 

 

 

 


 

 

PART II

Information not required in prospectus

Item 16. Exhibit and Financial Statement Schedules.

 

(a)

The exhibit index is incorporated herein by reference.

EXHIBIT INDEX

 

Exhibit

 

Description

  1.1

 

Form of Underwriting Agreement*

  3.1

 

Certificate of Incorporation*

  3.2

 

Form of Amended and Restated Certificate of Incorporation**

  3.3

 

Amended and Restated Bylaws*

  4.1

 

Specimen Unit Certificate*

  4.2

 

Specimen Class A Common Stock Certificate*

  4.3

 

Specimen Warrant Certificate*

  4.4

 

Form of Warrant Agreement between Continental Stock Transfer & Trust Company, LLC and the Registrant*

  5.1

 

Opinion of Kirkland & Ellis LLP*

10.1

 

Form of Letter Agreement among the Registrant and our officers, directors and New Providence Acquisition II LLC*

10.2

 

Promissory Note, dated January 15, 2021, issued to New Providence Acquisition II LLC*

10.3

 

Form of Investment Management Trust Agreement between Continental Stock Transfer & Trust Company, LLC and the Registrant*

10.4

 

Form of Registration and Stockholder Rights Agreement between the Registrant and certain security holders*

10.5

 

Securities Subscription Agreement, dated January 15, 2021, between the Registrant and New Providence Acquisition II LLC*

10.6

 

Private Placement Warrants Purchase Agreement between the Registrant and New Providence Acquisition II LLC*

10.7

 

Form of Indemnity Agreement*

10.8

 

Form of Administrative Support Agreement by and between the Registrant and New Providence Acquisition II LLC*

23.1

 

Consent of Marcum LLP*

23.2

 

Consent of Kirkland & Ellis LLP (included in Exhibit 5.1)*

24  

 

Power of Attorney (included on the signature page to the initial filing of this Registration Statement)*

99.1

 

Consent of Rick Mazer*

99.2

 

Consent of Dan Ginsberg*

99.3

 

Consent of Tim Gannon*

99.4

 

Consent of Terry Wilson*

99.5

 

Consent of Greg Stevens*

 

*

Previously filed.

**

Filed herewith.

II-1


 

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Austin, State of Texas, on the 9th day of April, 2021.

 

NEW PROVIDENCE ACQUISITION CORP. II

 

 

 

 

By:

/s/ Gary P. Smith

 

 

Name:  Gary P. Smith

 

 

Its:  Chief Executive Officer

 

 

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed below by the following persons in the capacities indicated below on April 9, 2021.

 

Name

 

Position

 

 

 

 

 

*

 

Chairman

 

Alexander Coleman

 

 

 

 

 

 

 

/s/ Gary P. Smith

 

Chief Executive Officer and Director

 

Gary P. Smith

 

(Principal executive officer)

 

 

 

 

 

*

 

Chief Financial Officer

 

James Bradley

 

(principal financial and accounting officer)

 

 

 

 

 

*By: /s/ Gary P. Smith

 

 

 

        Gary P. Smith

 

 

 

        Attorney-in-Fact

 

 

 

 

II-2