FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 08/24/2021 |
3. Issuer Name and Ticker or Trading Symbol
SmartRent, Inc. [ SMRT ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 526,135 | I | By Real Estate Technology Ventures Associates, L.P.(1) |
Class A Common Stock | 30,129,921 | I | By Real Estate Technology Ventures, L.P.(2) |
Class A Common Stock | 6,925,506 | I | By Real Estate Technology Ventures-A, L.P.(3) |
Class A Common Stock | 5,623,264 | I | By RET Ventures SPV I, L.P.(4) |
Class A Common Stock | 457,967 | I | By Real Estate Technology Ventures II, L.P.(5) |
Class A Common Stock | 10,637 | I | By Real Estate Technology Ventures Associates II, L.P.(6) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Warrants | (7) | 04/23/2030 | Class A Common Stock | 937,018 | $0.002 | I | By RET Ventures SPV I, L.P.(4) |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. Shares are held directly by Real Estate Technology Ventures Associates, L.P. ("RET Associates I"). RETV GP, LLC ("RET GP I") is the general partner of RET Associates I and may be deemed to beneficially own the shares held by RET Associates I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Associates I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
2. Shares are held directly by Real Estate Technology Ventures, L.P. ("RET Fund I"). RET GP I is the general partner of RET Fund I and may be deemed to beneficially own the shares held by RET Fund I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Fund I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
3. Shares are held directly by Real Estate Technology Ventures-A, L.P. ("RET Fund I-A"). RET GP I is the general partner of RET Fund I-A and may be deemed to beneficially own the shares held by RET Fund I-A. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the shares held by RET Fund I-A. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
4. Securities are held directly by RET Ventures SPV I, L.P. ("RET SPV I"). RET GP I is the general partner of RET SPV I and may be deemed to beneficially own the securities held by RET SPV I. John Helm is the Managing Director of RET GP I, and may be deemed to share voting and investment power over the securities held by RET SPV I. Each of RET GP I and Mr. Helm disclaims beneficial ownership of these securities except to the extent of its or his respective pecuniary interest therein. |
5. Shares are held directly by Real Estate Technology Ventures II, L.P. ("RET Fund II"). RETV GP II, LLC ("RET GP II") is the general partner of RET Fund II and may be deemed to beneficially own the shares held by RET Fund II. John Helm and Christopher Yip are Managing Directors of RET GP II, and may be deemed to share voting and investment power over the shares held by RET Fund II. Each of RET GP II and Messrs. Helm and Yip disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
6. Shares are held directly by Real Estate Technology Ventures Associates II, L.P. ("RET Associates II"). RETV GP II is the general partner of RET Associates II and may be deemed to beneficially own the shares held by RET Associates II. John Helm and Christopher Yip are Managing Directors of RET GP II, and may be deemed to share voting and investment power over the shares held by RET Associates II. Each of RET GP II and Messrs. Helm and Yip disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein. |
7. Immediately exercisable. |
Remarks: |
RETV GP, LLC, By /s/ John Helm, Managing Director | 02/25/2022 | |
Real Estate Technology Ventures Associates, L.P., By: RETV GP, LLC, its general partner, By /s/ John Helm, Managing Director | 02/25/2022 | |
Real Estate Technology Ventures, L.P., By: RETV GP, LLC, its general partner, By /s/ John Helm, Managing Director | 02/25/2022 | |
Real Estate Technology Ventures-A, L.P., By: RETV GP, LLC, its general partner, By /s/ John Helm, Managing Director | 02/25/2022 | |
RET Ventures SPV I, L.P., By: RETV GP, LLC, its general partner, By /s/ John Helm, Managing Director | 02/25/2022 | |
RETV GP II, LLC, By /s/ Christopher Yip, Managing Director | 02/25/2022 | |
Real Estate Technology Ventures II, L.P., By: RETV GP II, LLC, its general partner, By /s/ Christopher Yip, Managing Director | 02/25/2022 | |
Real Estate Technology Ventures Associates II, L.P., By: RETV GP II, LLC, its general partner, By /s/ Christopher Yip, Managing Director | 02/25/2022 | |
/s/ Christopher Yip | 02/25/2022 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |