UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
As indicated below, on May 14, 2024, the stockholders of SmartRent, Inc. (the “Company”) approved the SmartRent, Inc. 2021 Equity Incentive Plan, as amended and restated, to increase the number of shares reserved for issuance thereunder. The Company’s board of directors previously approved the SmartRent, Inc. 2021 Equity Incentive Plan, as amended and restated, subject to stockholder approval.
A summary of the SmartRent, Inc. 2021 Equity Incentive Plan, as amended and restated, is set forth in the Company’s definitive proxy statement on Schedule 14A filed with the Securities and Exchange Commission on April 3, 2024.
Item 5.07. Submission of Matters to a Vote of Security Holders.
On May 14, 2024, the Company held its 2024 Annual Meeting of Stockholders (the “Annual Meeting”). At the Annual Meeting, the stockholders voted on the following three proposals, each of which are more fully described in the Company’s definitive proxy statement on Schedule 14A filed with the Securities and Exchange Commission on April 3, 2024. The voting results for each of the proposals are set forth below.
Proposal 1: Election of two Class III directors to serve until our 2027 annual meeting of stockholders.
Each director nominee was duly elected to serve until the Company’s 2027 annual meeting of stockholders and until his successor is duly elected and qualified.
Nominee |
For |
Withheld |
Broker Non-Votes |
John Dorman |
78,928,476 |
28,805,488 |
56,698,725 |
Lucas Haldeman |
99,831,459 |
7,902,505 |
56,698,725 |
Proposal 2: Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2024.
The Company’s stockholders ratified the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024.
For |
Against |
Abstained |
164,283,540 |
55,514 |
93,635 |
Proposal 3: Approval of the SmartRent, Inc. 2021 Equity Incentive Plan, as amended and restated, to increase the number of shares reserved for issuance thereunder.
The Company’s stockholders approved the SmartRent, Inc. 2021 Equity Incentive Plan, as amended and restated, to increase the number of shares reserved for issuance thereunder.
For |
Against |
Abstained |
Broker Non-Votes |
91,597,193 |
13,901,775 |
2,234,996 |
56,698,725 |
No other matters were submitted for stockholder action.
Item 9.01. Exhibits.
(d) Exhibits.
Exhibit No. Description
10.1 SmartRent, Inc. 2021 Equity Incentive Plan, as amended and restated.
104 Cover Page Interactive Data File (formatted as Inline XBRL).
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: May 14, 2024
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SMARTRENT, INC. |
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By: |
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/s/ Lucas Haldeman |
Name: |
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Lucas Haldeman |
Title: |
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Chief Executive Officer
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