President

0001836270-23-000003.txt : 20230502 0001836270-23-000003.hdr.sgml : 20230502 20230501175239 ACCESSION NUMBER: 0001836270-23-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230502 DATE AS OF CHANGE: 20230501 EFFECTIVENESS DATE: 20230502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Iron Horse Wealth Management, LLC CENTRAL INDEX KEY: 0001836270 IRS NUMBER: 460677972 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20425 FILM NUMBER: 23875556 BUSINESS ADDRESS: STREET 1: 8711 WINDSOR PKWY STE. 4 CITY: JOHSTON STATE: IA ZIP: 50131 BUSINESS PHONE: 5157796250 MAIL ADDRESS: STREET 1: 8711 WINDSOR PKWY STE. 4 CITY: JOHSTON STATE: IA ZIP: 50131 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001836270 XXXXXXXX 03-31-2023 03-31-2023 Iron Horse Wealth Management, LLC

8711 WINDSOR PKWY STE. 4 JOHSTON IA 50131

13F HOLDINGS REPORT 028-20425 N Dennis Markway President 515-779-6250 Dennis L Markway Johnston IA 05-01-2023 0 362 200190367 false INFORMATION TABLE 2 aci_13f.xml 3.31.23 13F AFLAC INC COM 001055102 1871 29 SH SOLE 0 0 29 AMC ENTMT HLDGS INC CL A COM 00165C104 752 150 SH SOLE 0 0 150 AT&T INC COM 00206R102 33359 1732 SH SOLE 0 0 1732 ARK ETF TR INNOVATION ETF 00214Q104 2945 73 SH SOLE 0 0 73 ABBOTT LABS COM 002824100 1924 19 SH SOLE 0 0 19 ABBVIE INC COM 00287Y109 1594 10 SH SOLE 0 0 10 ADVISORSHARES TR PURE US CANNABIS 00768Y453 6 1 SH SOLE 0 0 1 AIR PRODS & CHEMS INC COM 009158106 2010 7 SH SOLE 0 0 7 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 9048 9000 PRN SOLE 0 0 9000 ALLY FINL INC COM 02005N100 2549 100 SH SOLE 0 0 100 ALPHABET INC CAP STK CL A 02079K305 9854 95 SH SOLE 0 0 95 ALTRIA GROUP INC COM 02209S103 26772 600 SH SOLE 0 0 600 AMAZON COM INC COM 023135106 18386 178 SH SOLE 0 0 178 AMERICAN AIRLS GROUP INC COM 02376R102 4587 311 SH SOLE 0 0 311 AMERICAN EXPRESS CO COM 025816109 16495 100 SH SOLE 0 0 100 AMERISOURCEBERGEN CORP COM 03073E105 41949 262 SH SOLE 0 0 262 AMES NATL CORP COM 031001100 6053 291 SH SOLE 0 0 291 AMGEN INC COM 031162100 1692 7 SH SOLE 0 0 7 ANALOG DEVICES INC COM 032654105 2367 12 SH SOLE 0 0 12 ANTERO MIDSTREAM CORP COM 03676B102 10 1 SH SOLE 0 0 1 APA CORPORATION COM 03743Q108 1803 50 SH SOLE 0 0 50 APOLLO GLOBAL MGMT INC COM 03769M106 106867 1692 SH SOLE 0 0 1692 APPLE INC COM 037833100 573323 3476 SH SOLE 0 0 3476 ATMOS ENERGY CORP COM 049560105 1910 17 SH SOLE 0 0 17 AURORA CANNABIS INC COM 05156X884 8 12 SH SOLE 0 0 12 AUTOMATIC DATA PROCESSING IN COM 053015103 1781 8 SH SOLE 0 0 8 BABCOCK & WILCOX ENTERPRISES COM 05614L209 606 100 SH SOLE 0 0 100 BANK AMERICA CORP COM 060505104 1430 50 SH SOLE 0 0 50 BANK MONTREAL QUE COM 063671101 87328 980 SH SOLE 0 0 980 BAXTER INTL INC COM 071813109 91260 2250 SH SOLE 0 0 2250 BECTON DICKINSON & CO COM 075887109 1980 8 SH SOLE 0 0 8 BERKLEY W R CORP COM 084423102 170841 2744 SH SOLE 0 0 2744 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 405481 1313 SH SOLE 0 0 1313 BEYOND MEAT INC COM 08862E109 1769 109 SH SOLE 0 0 109 BIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 09061GAH4 22572 22000 PRN SOLE 0 0 22000 BLACKROCK INC COM 09247X101 2007 3 SH SOLE 0 0 3 BOEING CO COM 097023105 48646 229 SH SOLE 0 0 229 BRIGHTHOUSE FINL INC COM 10922N103 44 1 SH SOLE 0 0 1 BRISTOL-MYERS SQUIBB CO COM 110122108 4921 71 SH SOLE 0 0 71 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 2052 14 SH SOLE 0 0 14 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 9048 550 SH SOLE 0 0 550 BROWN & BROWN INC COM 115236101 2010 35 SH SOLE 0 0 35 BURLINGTON STORES INC NOTE 2.250% 4/1 122017AB2 13778 12000 PRN SOLE 0 0 12000 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 19874 200 SH SOLE 0 0 200 THE CIGNA GROUP COM 125523100 30919 121 SH SOLE 0 0 121 CVS HEALTH CORP COM 126650100 92442 1244 SH SOLE 0 0 1244 CABLE ONE INC NOTE 1.125% 3/1 12685JAG0 14620 20000 PRN SOLE 0 0 20000 CANOPY GROWTH CORP COM 138035100 210 120 SH SOLE 0 0 120 CARDINAL HEALTH INC COM 14149Y108 18875 250 SH SOLE 0 0 250 CARNIVAL CORP COMMON STOCK 143658300 782 77 SH SOLE 0 0 77 CASEYS GEN STORES INC COM 147528103 2165 10 SH SOLE 0 0 10 CATERPILLAR INC COM 149123101 26545 116 SH SOLE 0 0 116 CHEESECAKE FACTORY INC NOTE 0.375% 6/1 163072AA9 15723 19000 PRN SOLE 0 0 19000 CHEMOURS CO COM 163851108 3772 126 SH SOLE 0 0 126 CHEVRON CORP NEW COM 166764100 128244 786 SH SOLE 0 0 786 CISCO SYS INC COM 17275R102 34136 653 SH SOLE 0 0 653 CINTAS CORP COM 172908105 2313 5 SH SOLE 0 0 5 CITIGROUP INC COM NEW 172967424 3751 80 SH SOLE 0 0 80 CLOROX CO DEL COM 189054109 24527 155 SH SOLE 0 0 155 COCA COLA CO COM 191216100 251470 4054 SH SOLE 0 0 4054 COMCAST CORP NEW CL A 20030N101 5779 152 SH SOLE 0 0 152 COMMERCE BANCSHARES INC COM 200525103 1692 29 SH SOLE 0 0 29 CONMED CORP NOTE 2.625% 2/0 207410AF8 14742 12000 PRN SOLE 0 0 12000 CONSTELLATION ENERGY CORP COM 21037T109 5888 75 SH SOLE 0 0 75 CORNING INC COM 219350105 4410 125 SH SOLE 0 0 125 CORTEVA INC COM 22052L104 50156 831 SH SOLE 0 0 831 COSTCO WHSL CORP NEW COM 22160K105 4472 9 SH SOLE 0 0 9 DEERE & CO COM 244199105 251185 608 SH SOLE 0 0 608 DELTA AIR LINES INC DEL COM NEW 247361702 70 2 SH SOLE 0 0 2 DEXCOM INC NOTE 0.250%11/1 252131AK3 17139 16000 PRN SOLE 0 0 16000 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 0 0 SH SOLE 0 0 0 DIREXION SHS ETF TR DLY SEMICNDTR BR 25460G336 5470 336 SH SOLE 0 0 336 DISNEY WALT CO COM 254687106 23046 230 SH SOLE 0 0 230 DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 12360 24000 PRN SOLE 0 0 24000 DOW INC COM 260557103 66113 1206 SH SOLE 0 0 1206 DRAFTKINGS INC NEW COM CL A 26142V105 910 47 SH SOLE 0 0 47 DUPONT DE NEMOURS INC COM 26614N102 48660 678 SH SOLE 0 0 678 EQT CORP NOTE 1.750% 5/0 26884LAK5 17619 8000 PRN SOLE 0 0 8000 ETF SER SOLUTIONS US GLB JETS 26922A842 19 1 SH SOLE 0 0 1 EBAY INC. COM 278642103 14420 325 SH SOLE 0 0 325 ENBRIDGE INC COM 29250N105 3929 103 SH SOLE 0 0 103 ENVESTNET INC NOTE 1.750% 6/0 29404KAB2 14850 15000 PRN SOLE 0 0 15000 ETSY INC NOTE 0.125%10/0 29786AAJ5 12873 9000 PRN SOLE 0 0 9000 EVERBRIDGE INC NOTE 0.125%12/1 29978AAC8 5408 6000 PRN SOLE 0 0 6000 EVERSOURCE ENERGY COM 30040W108 1957 25 SH SOLE 0 0 25 EXACT SCIENCES CORP NOTE 0.375% 3/0 30063PAC9 10537 12000 PRN SOLE 0 0 12000 EXELON CORP COM 30161N101 11813 282 SH SOLE 0 0 282 F&G ANNUITIES & LIFE INC COMMON STOCK 30190A104 976 53 SH SOLE 0 0 53 EXXON MOBIL CORP COM 30231G102 288867 2634 SH SOLE 0 0 2634 FACTSET RESH SYS INC COM 303075105 1660 4 SH SOLE 0 0 4 FASTENAL CO COM 311900104 5394 100 SH SOLE 0 0 100 FEDERAL RLTY INVT TR NEW SH BEN INT NEW 313745101 1878 19 SH SOLE 0 0 19 FEDEX CORP COM 31428X106 4570 20 SH SOLE 0 0 20 FIDELITY COVINGTON TRUST MSCI HLTH CARE I 316092600 351 5 SH SOLE 0 0 5 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 1026 9 SH SOLE 0 0 9 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 8953 256 SH SOLE 0 0 256 FIRST TR MLP & ENERGY INCOM COM 33739B104 1910 250 SH SOLE 0 0 250 FIRSTSERVICE CORP NEW COM 33767E202 7895 56 SH SOLE 0 0 56 FIVE BELOW INC COM 33829M101 206 1 SH SOLE 0 0 1 FORD MTR CO DEL COM 345370860 22163 1759 SH SOLE 0 0 1759 FORD MTR CO DEL NOTE 3/1 345370CZ1 15984 16000 PRN SOLE 0 0 16000 FTAI INFRASTRUCTURE INC COMMON STOCK 35953C106 12 4 SH SOLE 0 0 4 GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 36266G107 8121 99 SH SOLE 0 0 99 GAMESTOP CORP NEW CL A 36467W109 13812 600 SH SOLE 0 0 600 GENERAL DYNAMICS CORP COM 369550108 1826 8 SH SOLE 0 0 8 GENERAL ELECTRIC CO COM NEW 369604301 96460 1009 SH SOLE 0 0 1009 GENERAL MTRS CO COM 37045V100 37 1 SH SOLE 0 0 1 GILEAD SCIENCES INC COM 375558103 4149 50 SH SOLE 0 0 50 GSK PLC SPONSORED ADR 37733W204 32022 900 SH SOLE 0 0 900 GLOBAL X FDS S&P 500 COVERED 37954Y475 7598969 187628 SH SOLE 0 0 187628 GLOBAL X FDS US PFD ETF 37954Y657 6570239 330827 SH SOLE 0 0 330827 GRAINGER W W INC COM 384802104 2066 3 SH SOLE 0 0 3 GRANITESHARES PLATINUM TR SHS BEN INT 38748T103 465 48 SH SOLE 0 0 48 HSBC HLDGS PLC SPON ADR NEW 404280406 3413 100 SH SOLE 0 0 100 HANESBRANDS INC COM 410345102 7627 1450 SH SOLE 0 0 1450 HEALTHPEAK PROPERTIES INC COM 42250P103 21970 1000 SH SOLE 0 0 1000 HELIX ENERGY SOLUTIONS GRP I NOTE 6.750% 2/1 42330PAK3 20512 15000 PRN SOLE 0 0 15000 HENRY JACK & ASSOC INC COM 426281101 1658 11 SH SOLE 0 0 11 HOME DEPOT INC COM 437076102 1771 6 SH SOLE 0 0 6 HONEYWELL INTL INC COM 438516106 6307 33 SH SOLE 0 0 33 HORMEL FOODS CORP COM 440452100 17707 444 SH SOLE 0 0 444 HUNTINGTON BANCSHARES INC COM 446150104 1456 130 SH SOLE 0 0 130 ILLINOIS TOOL WKS INC COM 452308109 2191 9 SH SOLE 0 0 9 INTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 457985AM1 15561 16000 PRN SOLE 0 0 16000 INTEL CORP COM 458140100 90039 2756 SH SOLE 0 0 2756 INTERCONTINENTAL EXCHANGE IN COM 45866F104 1982 19 SH SOLE 0 0 19 INTERNATIONAL BUSINESS MACHS COM 459200101 104872 800 SH SOLE 0 0 800 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 11219 122 SH SOLE 0 0 122 INVESCO QQQ TR UNIT SER 1 46090E103 96279 300 SH SOLE 0 0 300 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 4685 99 SH SOLE 0 0 99 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 3500 12 SH SOLE 0 0 12 INVESCO EXCH TRD SLF IDX FD DEFENSIVE EQTY 46138J775 5787 86 SH SOLE 0 0 86 IONIS PHARMACEUTICALS INC NOTE 4/0 462222AD2 7260 8000 PRN SOLE 0 0 8000 ISHARES INC EM MKTS DIV ETF 464286319 202 8 SH SOLE 0 0 8 ISHARES INC MSCI EMERG MRKT 464286533 8186 150 SH SOLE 0 0 150 ISHARES TR CORE S&P TTL STK 464287150 5524 61 SH SOLE 0 0 61 ISHARES TR CORE S&P500 ETF 464287200 341196 830 SH SOLE 0 0 830 ISHARES TR CORE US AGGBD ET 464287226 241 2 SH SOLE 0 0 2 ISHARES TR MSCI EMG MKT ETF 464287234 39 1 SH SOLE 0 0 1 ISHARES TR IBOXX INV CP ETF 464287242 13603644 124109 SH SOLE 0 0 124109 ISHARES TR S&P 500 GRWT ETF 464287309 568 8 SH SOLE 0 0 8 ISHARES TR GLOBAL FINLS ETF 464287333 2070 30 SH SOLE 0 0 30 ISHARES TR S&P 500 VAL ETF 464287408 3035 20 SH SOLE 0 0 20 ISHARES TR RUS 1000 VAL ETF 464287598 3502 23 SH SOLE 0 0 23 ISHARES TR RUS 1000 GRW ETF 464287614 7330 30 SH SOLE 0 0 30 ISHARES TR CORE S&P US VLU 464287663 540 7 SH SOLE 0 0 7 ISHARES TR U.S. REAL ES ETF 464287739 449 5 SH SOLE 0 0 5 ISHARES TR SP SMCP600VL ETF 464287879 213 2 SH SOLE 0 0 2 ISHARES TR S&P SML 600 GWT 464287887 238 2 SH SOLE 0 0 2 ISHARES TR INTL SEL DIV ETF 464288448 396 14 SH SOLE 0 0 14 ISHARES TR IBOXX HI YD ETF 464288513 230 3 SH SOLE 0 0 3 ISHARES TR CRE U S REIT ETF 464288521 67939 1348 SH SOLE 0 0 1348 ISHARES TR MBS ETF 464288588 3316 35 SH SOLE 0 0 35 ISHARES TR PFD AND INCM SEC 464288687 246 7 SH SOLE 0 0 7 ISHARES TR EAFE VALUE ETF 464288877 5532 114 SH SOLE 0 0 114 ISHARES TR EAFE GRWTH ETF 464288885 3185 34 SH SOLE 0 0 34 ISHARES TR 10+ YR INVST GRD 464289511 629 12 SH SOLE 0 0 12 ISHARES TR AGGRES ALLOC ETF 464289859 4578 72 SH SOLE 0 0 72 ISHARES TR US TREAS BD ETF 46429B267 5798 248 SH SOLE 0 0 248 ISHARES TR CMBS ETF 46429B366 3279 71 SH SOLE 0 0 71 ISHARES TR MSCI INDIA ETF 46429B598 79 2 SH SOLE 0 0 2 ISHARES TR FLTG RATE NT ETF 46429B655 229 4 SH SOLE 0 0 4 ISHARES TR CORE HIGH DV ETF 46429B663 973 9 SH SOLE 0 0 9 ISHARES TR MSCI USA MIN VOL 46429B697 15712 216 SH SOLE 0 0 216 ISHARES TR 0-5 YR TIPS ETF 46429B747 64797 653 SH SOLE 0 0 653 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 86602 1746 SH SOLE 0 0 1746 ISHARES U S ETF TR BLOOMBERG ROLL 46431W598 21123 410 SH SOLE 0 0 410 ISHARES U S ETF TR GSCI CMDTY STGY 46431W853 946 35 SH SOLE 0 0 35 ISHARES TR MSCI USA VALUE 46432F388 2130 23 SH SOLE 0 0 23 ISHARES TR MSCI USA MMENTM 46432F396 1112 8 SH SOLE 0 0 8 ISHARES TR CORE MSCI TOTAL 46432F834 543 8 SH SOLE 0 0 8 ISHARES TR CORE 1 5 YR USD 46432F859 224 4 SH SOLE 0 0 4 ISHARES INC ESG AWR MSCI EM 46434G863 8090 257 SH SOLE 0 0 257 ISHARES TR CORE TOTAL USD 46434V613 1477 32 SH SOLE 0 0 32 ISHARES TR CORE DIV GRWTH 46434V621 4349 87 SH SOLE 0 0 87 ISHARES TR ESG AWR MSCI USA 46435G425 38170 422 SH SOLE 0 0 422 ISHARES TR ESG AW MSCI EAFE 46435G516 25862 360 SH SOLE 0 0 360 ISHARES TR CORE INTL AGGR 46435G672 224729 4591 SH SOLE 0 0 4591 JPMORGAN CHASE & CO COM 46625H100 59302 455 SH SOLE 0 0 455 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 95987 1758 SH SOLE 0 0 1758 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 5829651 115851 SH SOLE 0 0 115851 J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 46654Q203 2255 50 SH SOLE 0 0 50 JOHNSON & JOHNSON COM 478160104 38905 251 SH SOLE 0 0 251 KELLOGG CO COM 487836108 5357 80 SH SOLE 0 0 80 KINDER MORGAN INC DEL COM 49456B101 63526 3628 SH SOLE 0 0 3628 KRAFT HEINZ CO COM 500754106 1934 50 SH SOLE 0 0 50 KROGER CO COM 501044101 17181 348 SH SOLE 0 0 348 KRONOS WORLDWIDE INC COM 50105F105 9210 1000 SH SOLE 0 0 1000 LEVI STRAUSS & CO NEW CL A COM STK 52736R102 82035 4500 SH SOLE 0 0 4500 LIBERTY MEDIA CORP DEL NOTE 1.375%10/1 531229AB8 9761 9000 PRN SOLE 0 0 9000 LOCKHEED MARTIN CORP COM 539830109 1891 4 SH SOLE 0 0 4 LOWES COS INC COM 548661107 36994 185 SH SOLE 0 0 185 LUCID GROUP INC COM 549498103 756 94 SH SOLE 0 0 94 LUMEN TECHNOLOGIES INC COM 550241103 795 300 SH SOLE 0 0 300 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 13840 16000 PRN SOLE 0 0 16000 LUMOS PHARMA INC COM 55028X109 0 0 SH SOLE 0 0 0 MGP INGREDIENTS INC NEW NOTE 1.875%11/1 55303JAB2 14130 12000 PRN SOLE 0 0 12000 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 17960 331 SH SOLE 0 0 331 MARRIOTT INTL INC NEW CL A 571903202 1669 10 SH SOLE 0 0 10 MCDONALDS CORP COM 580135101 62912 225 SH SOLE 0 0 225 MEDICAL PPTYS TRUST INC COM 58463J304 12330 1500 SH SOLE 0 0 1500 MERCK & CO INC COM 58933Y105 37981 357 SH SOLE 0 0 357 METLIFE INC COM 59156R108 1159 20 SH SOLE 0 0 20 MICROSOFT CORP COM 594918104 34019 118 SH SOLE 0 0 118 MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 595017AU8 17861 16000 PRN SOLE 0 0 16000 NIO INC SPON ADS 62914V106 53 5 SH SOLE 0 0 5 NRG ENERGY INC DBCV 2.750% 6/0 629377CG5 16440 16000 PRN SOLE 0 0 16000 NEW JERSEY RES CORP COM 646025106 2234 42 SH SOLE 0 0 42 NEW MTN FIN CORP COM 647551100 8519 700 SH SOLE 0 0 700 NEW RELIC INC COM 64829B100 88466 1175 SH SOLE 0 0 1175 NEXTERA ENERGY INC COM 65339F101 1927 25 SH SOLE 0 0 25 NICE LTD NOTE 9/1 653656AB4 23938 25000 PRN SOLE 0 0 25000 NIKE INC CL B 654106103 33619 274 SH SOLE 0 0 274 NUVASIVE INC NOTE 0.375% 3/1 670704AJ4 14128 16000 PRN SOLE 0 0 16000 OATLY GROUP AB SPONSORED ADS 67421J108 605 250 SH SOLE 0 0 250 OCCIDENTAL PETE CORP COM 674599105 957 15 SH SOLE 0 0 15 ORGANON & CO COMMON STOCK 68622V106 24 1 SH SOLE 0 0 1 PPL CORP COM 69351T106 695 25 SH SOLE 0 0 25 PALO ALTO NETWORKS INC NOTE 0.375% 6/0 697435AF2 18149 9000 PRN SOLE 0 0 9000 PATRICK INDS INC NOTE 1.750%12/0 703343AG8 17157 19000 PRN SOLE 0 0 19000 PAYCHEX INC COM 704326107 1948 17 SH SOLE 0 0 17 PEBBLEBROOK HOTEL TR NOTE 1.750%12/1 70509VAA8 14390 17000 PRN SOLE 0 0 17000 PEPSICO INC COM 713448108 5104 28 SH SOLE 0 0 28 PFIZER INC COM 717081103 7874 193 SH SOLE 0 0 193 PHILLIPS 66 COM 718546104 2028 20 SH SOLE 0 0 20 PIONEER NAT RES CO NOTE 0.250% 5/1 723787AP2 23485 11000 PRN SOLE 0 0 11000 PLANET FITNESS INC CL A 72703H101 1942 25 SH SOLE 0 0 25 PLUG POWER INC COM NEW 72919P202 23 2 SH SOLE 0 0 2 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 288287 3879 SH SOLE 0 0 3879 PROCTER AND GAMBLE CO COM 742718109 161477 1086 SH SOLE 0 0 1086 PROGRESSIVE CORP COM 743315103 11710 81 SH SOLE 0 0 81 PROSHARES TR ULTRAPRO SHT QQQ 74347G432 5109 174 SH SOLE 0 0 174 PROSHARES TR K1 FRE CRD OIL 74347G804 467 11 SH SOLE 0 0 11 PRUDENTIAL FINL INC COM 744320102 2151 26 SH SOLE 0 0 26 RAYTHEON TECHNOLOGIES CORP COM 75513E101 2057 21 SH SOLE 0 0 21 REALTY INCOME CORP COM 756109104 3989 63 SH SOLE 0 0 63 RINGCENTRAL INC NOTE 3/0 76680RAF4 14088 16000 PRN SOLE 0 0 16000 ROBLOX CORP CL A 771049103 1125 25 SH SOLE 0 0 25 ROYAL CARIBBEAN GROUP NOTE 4.250% 6/1 780153BB7 12156 12000 PRN SOLE 0 0 12000 RUMBLE INC COM CL A 78137L105 970 97 SH SOLE 0 0 97 S&P GLOBAL INC COM 78409V104 2069 6 SH SOLE 0 0 6 SPDR S&P 500 ETF TR TR UNIT 78462F103 9444836 23070 SH SOLE 0 0 23070 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 353476 10356 SH SOLE 0 0 10356 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 8067 196 SH SOLE 0 0 196 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 12521729 389842 SH SOLE 0 0 389842 SPDR SER TR PORTFOLIO CRPORT 78464A144 994 33 SH SOLE 0 0 33 SPDR SER TR S&P 600 SMCP GRW 78464A201 72570 984 SH SOLE 0 0 984 SPDR SER TR ICE PFD SEC ETF 78464A292 97397 2868 SH SOLE 0 0 2868 SPDR SER TR S&P 600 SMCP VAL 78464A300 143447 1883 SH SOLE 0 0 1883 SPDR SER TR PORTFOLIO LN COR 78464A367 51799 2193 SH SOLE 0 0 2193 SPDR SER TR PORTFOLIO INTRMD 78464A375 259368 7983 SH SOLE 0 0 7983 SPDR SER TR PRTFLO S&P500 GW 78464A409 1125663 20333 SH SOLE 0 0 20333 SPDR SER TR PORTFOLIO SHORT 78464A474 156424 5279 SH SOLE 0 0 5279 SPDR SER TR PRTFLO S&P500 VL 78464A508 1003382 24641 SH SOLE 0 0 24641 SPDR SER TR PORTFOLIO AGRGTE 78464A649 127042 4926 SH SOLE 0 0 4926 SPDR SER TR S&P METALS MNG 78464A755 904 17 SH SOLE 0 0 17 SPDR SER TR S&P DIVID ETF 78464A763 8907 72 SH SOLE 0 0 72 SPDR SER TR PORTFOLI S&P1500 78464A805 324177 6428 SH SOLE 0 0 6428 SPDR SER TR S&P 400 MDCP GRW 78464A821 99580 1455 SH SOLE 0 0 1455 SPDR SER TR S&P 400 MDCP VAL 78464A839 162689 2462 SH SOLE 0 0 2462 SPDR SER TR PORTFOLIO S&P400 78464A847 3911 89 SH SOLE 0 0 89 SPDR SER TR PORTFOLIO S&P500 78464A854 8330 173 SH SOLE 0 0 173 SPDR SER TR BLOOMBERG INVT 78468R200 14448671 474816 SH SOLE 0 0 474816 SPDR SER TR PRTFLO S&P500 HI 78468R788 310042 8159 SH SOLE 0 0 8159 SPDR SER TR PORTFOLIO S&P600 78468R853 5703 151 SH SOLE 0 0 151 SCHLUMBERGER LTD COM STK 806857108 2946 60 SH SOLE 0 0 60 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 391 6 SH SOLE 0 0 6 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 328 5 SH SOLE 0 0 5 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 5292 78 SH SOLE 0 0 78 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 10147 242 SH SOLE 0 0 242 SCHWAB STRATEGIC TR 1 5YR CORP BD 808524714 4614 97 SH SOLE 0 0 97 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 146 2 SH SOLE 0 0 2 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 17887 514 SH SOLE 0 0 514 SCHWAB STRATEGIC TR INT-TRM U.S TRES 808524854 17348 344 SH SOLE 0 0 344 SCHWAB STRATEGIC TR US TIPS ETF 808524870 8362153 155981 SH SOLE 0 0 155981 SELECT SECTOR SPDR TR ENERGY 81369Y506 2982 36 SH SOLE 0 0 36 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 64 2 SH SOLE 0 0 2 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3046 45 SH SOLE 0 0 45 SHERWIN WILLIAMS CO COM 824348106 1798 8 SH SOLE 0 0 8 SILICON LABORATORIES INC NOTE 0.625% 6/1 826919AD4 17926 12000 PRN SOLE 0 0 12000 SIMON PPTY GROUP INC NEW COM 828806109 16796 150 SH SOLE 0 0 150 SMITH MICRO SOFTWARE INC COM NEW 832154207 124 107 SH SOLE 0 0 107 SMUCKER J M CO COM NEW 832696405 2046 13 SH SOLE 0 0 13 SNAP INC CL A 83304A106 11 1 SH SOLE 0 0 1 SNAP INC NOTE 0.750% 8/0 83304AAB2 5496 6000 PRN SOLE 0 0 6000 SOFI TECHNOLOGIES INC COM 83406F102 24 4 SH SOLE 0 0 4 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 13632 12000 PRN SOLE 0 0 12000 SPIRIT AIRLS INC NOTE 1.000% 5/1 848577AB8 8055 10000 PRN SOLE 0 0 10000 SPLUNK INC NOTE 1.125% 9/1 848637AD6 8709 9000 PRN SOLE 0 0 9000 SPROTT PHYSICAL GOLD TR UNIT 85207H104 1994 129 SH SOLE 0 0 129 BLOCK INC NOTE 0.125% 3/0 852234AF0 7644 8000 PRN SOLE 0 0 8000 STARBUCKS CORP COM 855244109 174730 1678 SH SOLE 0 0 1678 STRYKER CORPORATION COM 863667101 2569 9 SH SOLE 0 0 9 TJX COS INC NEW COM 872540109 11754 150 SH SOLE 0 0 150 TPI COMPOSITES INC COM 87266J104 3837 294 SH SOLE 0 0 294 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 93 1 SH SOLE 0 0 1 TARGET CORP COM 87612E106 23685 143 SH SOLE 0 0 143 TELADOC HEALTH INC NOTE 1.250% 6/0 87918AAF2 13112 17000 PRN SOLE 0 0 17000 TELEPHONE & DATA SYS INC COM NEW 879433829 12990 1236 SH SOLE 0 0 1236 TESLA INC COM 88160R101 100411 484 SH SOLE 0 0 484 TEUCRIUM COMMODITY TR WHEAT FD 88166A508 586 83 SH SOLE 0 0 83 TEXAS INSTRS INC COM 882508104 2232 12 SH SOLE 0 0 12 3M CO COM 88579Y101 35265 335 SH SOLE 0 0 335 TRACTOR SUPPLY CO COM 892356106 131387 559 SH SOLE 0 0 559 TWILIO INC CL A 90138F102 4264 64 SH SOLE 0 0 64 US BANCORP DEL COM NEW 902973304 28840 800 SH SOLE 0 0 800 UBER TECHNOLOGIES INC COM 90353T100 5072 160 SH SOLE 0 0 160 UNDER ARMOUR INC CL A 904311107 1139 120 SH SOLE 0 0 120 UNION PAC CORP COM 907818108 6239 31 SH SOLE 0 0 31 UNITED PARCEL SERVICE INC CL B 911312106 2134 11 SH SOLE 0 0 11 UNITEDHEALTH GROUP INC COM 91324P102 566163 1198 SH SOLE 0 0 1198 UNIVAR SOLUTIONS INC COM 91336L107 3503 100 SH SOLE 0 0 100 UPSTART HLDGS INC COM 91680M107 238 15 SH SOLE 0 0 15 URANIUM ENERGY CORP COM 916896103 864 300 SH SOLE 0 0 300 VAIL RESORTS INC NOTE 1/0 91879QAN9 16076 18000 PRN SOLE 0 0 18000 VALE S A SPONSORED ADS 91912E105 20514 1300 SH SOLE 0 0 1300 VANECK ETF TRUST SOCIAL SENTIMENT 92189H839 75 5 SH SOLE 0 0 5 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 18481 120 SH SOLE 0 0 120 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 18057743 78348 SH SOLE 0 0 78348 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 13115197 290351 SH SOLE 0 0 290351 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 20992917 198985 SH SOLE 0 0 198985 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 15488 250 SH SOLE 0 0 250 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 6992453 173080 SH SOLE 0 0 173080 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 67961 285 SH SOLE 0 0 285 VANGUARD WORLD FDS INF TECH ETF 92204A702 5011 13 SH SOLE 0 0 13 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 87436 1147 SH SOLE 0 0 1147 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 60 1 SH SOLE 0 0 1 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 14715037 183433 SH SOLE 0 0 183433 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 5091017 37972 SH SOLE 0 0 37972 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 141490 726 SH SOLE 0 0 726 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 3641741 43855 SH SOLE 0 0 43855 VANGUARD INDEX FDS SML CP GRW ETF 922908595 142614 659 SH SOLE 0 0 659 VANGUARD INDEX FDS SM CP VAL ETF 922908611 5967916 37590 SH SOLE 0 0 37590 VANGUARD INDEX FDS MID CAP ETF 922908629 8632806 40929 SH SOLE 0 0 40929 VANGUARD INDEX FDS GROWTH ETF 922908736 290099 1163 SH SOLE 0 0 1163 VANGUARD INDEX FDS VALUE ETF 922908744 258542 1872 SH SOLE 0 0 1872 VANGUARD INDEX FDS SMALL CP ETF 922908751 10912734 57568 SH SOLE 0 0 57568 VERIZON COMMUNICATIONS INC COM 92343V104 69587 1789 SH SOLE 0 0 1789 VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 6075 6000 PRN SOLE 0 0 6000 VIPER ENERGY PARTNERS LP COM UNT RP INT 92763M105 6152 219 SH SOLE 0 0 219 WP CAREY INC COM 92936U109 11618 150 SH SOLE 0 0 150 WABTEC COM 929740108 910 9 SH SOLE 0 0 9 WALMART INC COM 931142103 10911 74 SH SOLE 0 0 74 WALGREENS BOOTS ALLIANCE INC COM 931427108 20748 600 SH SOLE 0 0 600 WARNER BROS DISCOVERY INC COM SER A 934423104 2174 144 SH SOLE 0 0 144 WASTE MGMT INC DEL COM 94106L109 8159 50 SH SOLE 0 0 50 WELLS FARGO CO NEW COM 949746101 435517 11651 SH SOLE 0 0 11651 WISDOMTREE TR EM EX ST-OWNED 97717X578 2394 86 SH SOLE 0 0 86 WORKIVA INC COM CL A 98139A105 5121 50 SH SOLE 0 0 50 XYLEM INC COM 98419M100 1885 18 SH SOLE 0 0 18 ZIMVIE INC COM 98888T107 72 10 SH SOLE 0 0 10 ZILLOW GROUP INC NOTE 2.750% 5/1 98954MAH4 16352 16000 PRN SOLE 0 0 16000 ZIMMER BIOMET HOLDINGS INC COM 98956P102 2584 20 SH SOLE 0 0 20 ZYNERBA PHARMACEUTICALS INC COM 98986X109 0 1 SH SOLE 0 0 1 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2001 7 SH SOLE 0 0 7 FTAI AVIATION LTD SHS G3730V105 112 4 SH SOLE 0 0 4 GOLDEN OCEAN GROUP LTD SHS NEW G39637205 8092 850 SH SOLE 0 0 850 LINDE PLC SHS G54950103 2133 6 SH SOLE 0 0 6 MEDTRONIC PLC SHS G5960L103 48453 601 SH SOLE 0 0 601 CHUBB LIMITED COM H1467J104 1748 9 SH SOLE 0 0 9 ZIM INTEGRATED SHIPPING SERV SHS M9T951109 424 18 SH SOLE 0 0 18 ROYAL CARIBBEAN GROUP COM V7780T103 6530 100 SH SOLE 0 0 100