0001752724-21-116498.txt : 20210527 0001752724-21-116498.hdr.sgml : 20210527 20210527163722 ACCESSION NUMBER: 0001752724-21-116498 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210527 PERIOD START: 20211231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BlackRock Innovation & Growth Trust CENTRAL INDEX KEY: 0001836057 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-23625 FILM NUMBER: 21973287 BUSINESS ADDRESS: STREET 1: BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19808 BUSINESS PHONE: 800 882 0052 MAIL ADDRESS: STREET 1: BELLEVUE PARKWAY CITY: WILMINGTON STATE: DE ZIP: 19808 NPORT-P 1 primary_doc.xml NPORT-P false 0001836057 XXXXXXXX BlackRock Innovation & Growth Trust 811-23625 0001836057 549300G3XFQ7175KM723 BELLEVUE PARKWAY WILMINGTON 19808 800-882-0052 BlackRock Innovation & Growth Trust 549300G3XFQ7175KM723 2021-12-31 2021-03-31 N 4639747729.24 228830187.45 4410917541.79 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 5104098.16000000 N Options Clearing Corp. 549300CII6SLYGKNHA04 INVITAE CORP APR21 30 PUT 000000000 -697.00000000 NC USD -19167.50000000 -0.00043454677 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Invitae Corp Invitae Corp 100.00000000 30.00000000 USD 2021-04-16 XXXX 76181.60000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 INNOVATIVE INDUSTRIAL PROPERTI APR21 170 PUT 000000000 -94.00000000 NC USD -24440.00000000 -0.00055407972 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Innovative Industrial Properties Inc Innovative Industrial Properties Inc 100.00000000 170.00000000 USD 2021-04-16 XXXX 31752.91000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 REPLIGEN CORP APR21 180 PUT 000000000 -190.00000000 NC USD -31350.00000000 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Options Clearing Corp. 549300CII6SLYGKNHA04 SAIA INC APR21 220 PUT 000000000 -172.00000000 NC USD -51600.00000000 -0.00116982463 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Saia Inc Saia Inc 100.00000000 220.00000000 USD 2021-04-16 XXXX 9771.00000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 BRIGHT HORIZONS FAMILY SOLUTIO APR21 160 PUT 000000000 -210.00000000 NC USD -27825.00000000 -0.00063082113 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Bright Horizons Family Solutions Inc Bright Horizons Family Solutions Inc 100.00000000 160.00000000 USD 2021-04-16 XXXX 11402.79000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 BROOKS AUTOMATION INC APR21 75 PUT 000000000 -327.00000000 NC USD -38422.50000000 -0.00087107726 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Brooks Automation Inc Brooks Automation Inc 100.00000000 75.00000000 USD 2021-04-16 XXXX 28873.75000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 BIO-TECHNE CORP APR21 360 PUT 000000000 -148.00000000 NC USD -41070.00000000 -0.00093109879 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Bio-Techne Corp Bio-Techne Corp 100.00000000 360.00000000 USD 2021-04-16 XXXX 57168.89000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 10X GENOMICS INC APR21 165 PUT 000000000 -349.00000000 NC USD -139600.00000000 -0.00316487439 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written 10X Genomics Inc 10X Genomics Inc 100.00000000 165.00000000 USD 2021-04-16 XXXX 131850.81000000 N N N 908 Devices Inc N/A 908 Devices Inc 65443P102 21426.00000000 NS USD 1039161.00000000 0.023558839859 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 BLACKLINE INC APR21 100 PUT 000000000 -298.00000000 NC USD -32780.00000000 -0.00074315603 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Blackline Inc Blackline Inc 100.00000000 100.00000000 USD 2021-04-16 XXXX 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ASA 2549004957SZTRN8CW77 Kahoot! 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-0.00054070382 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Adaptive Biotechnologies Corp Adaptive Biotechnologies Corp 100.00000000 35.00000000 USD 2021-04-16 XXXX 28576.58000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 SEER INC APR21 40 PUT 000000000 -504.00000000 NC USD -30240.00000000 -0.00068557164 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Seer Inc Seer Inc 100.00000000 40.00000000 USD 2021-04-16 XXXX 32659.87000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 REXFORD INDUSTRIAL REALTY INC APR21 50 PUT 000000000 -326.00000000 NC USD -25265.00000000 -0.00057278332 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Rexford Industrial Realty Inc Rexford Industrial Realty Inc 100.00000000 50.00000000 USD 2021-04-16 XXXX -4466.31000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 NCINO INC APR21 60 PUT 000000000 -573.00000000 NC USD -73057.50000000 -0.00165628804 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written nCino Inc nCino Inc 100.00000000 60.00000000 USD 2021-04-16 XXXX 115916.92000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 VITAL FARMS INC APR21 20 PUT 000000000 -622.00000000 NC USD -17105.00000000 -0.00038778779 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Vital Farms Inc Vital Farms Inc 100.00000000 20.00000000 USD 2021-04-16 XXXX 43726.28000000 N N N NOMURA SECURITIES INTERNATIONAL INC OXTKY6Q8X53C9ILVV871 APR21 HIMS US PUT APR21 11.67 PUT 000000000 -1213.00000000 NC USD -31470.07000000 -0.00071345858 N/A DE US N 2 NOMURA SECURITIES INTERNATIONAL INC OXTKY6Q8X53C9ILVV871 Put Written Hims & Hers Health Inc Hims & Hers Health Inc 100.00000000 11.67000000 USD 2021-04-16 XXXX 36214.97000000 N N N Bio-Techne Corp 54930073RLKQ51TILZ35 Bio-Techne Corp 09073M104 39888.00000000 NS USD 15234423.84000000 0.345379928227 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 WIX.COM LTD APR21 240 PUT 000000000 -175.00000000 NC USD -17062.50000000 -0.00038682427 N/A DE IL N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Wix.com Ltd Wix.com Ltd 100.00000000 240.00000000 USD 2021-04-16 XXXX 36060.97000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 MONOLITHIC POWER SYSTEMS INC APR21 330 PUT 000000000 -156.00000000 NC USD -54210.00000000 -0.00122899599 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Monolithic Power Systems Inc Monolithic Power Systems Inc 100.00000000 330.00000000 USD 2021-04-16 XXXX 71601.15000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 PENN NATIONAL GAMING INC APR21 95 PUT 000000000 -524.00000000 NC USD -119734.00000000 -0.00271449191 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Penn National Gaming Inc Penn National Gaming Inc 100.00000000 95.00000000 USD 2021-04-16 XXXX 159451.77000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 HEALTH CATALYST INC APR21 45 PUT 000000000 -899.00000000 NC USD -110127.50000000 -0.00249670275 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Health Catalyst Inc Health Catalyst Inc 100.00000000 45.00000000 USD 2021-04-16 XXXX -53670.60000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 8X8 INC APR21 30 PUT 000000000 -521.00000000 NC USD -23445.00000000 -0.00053152206 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written 8x8 Inc 8x8 Inc 100.00000000 30.00000000 USD 2021-04-16 XXXX 15525.59000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 SHOALS TECHNOLOGIES GROUP INC APR21 30 PUT 000000000 -994.00000000 NC USD -62125.00000000 -0.00140843712 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Shoals Technologies Group Inc Shoals Technologies Group Inc 100.00000000 30.00000000 USD 2021-04-16 XXXX 45027.64000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 Q2 HOLDINGS INC APR21 95 PUT 000000000 -105.00000000 NC USD -13387.50000000 -0.00030350828 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Q2 Holdings Inc Q2 Holdings Inc 100.00000000 95.00000000 USD 2021-04-16 XXXX 7052.64000000 N N N Certara Inc N/A Certara Inc 15687V109 51561.00000000 NS USD 1407615.30000000 0.031912074679 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 CHART INDUSTRIES INC APR21 125 PUT 000000000 -277.00000000 NC USD -69250.00000000 -0.00156996813 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Chart Industries Inc Chart Industries Inc 100.00000000 125.00000000 USD 2021-04-16 XXXX -11343.45000000 N N N Outset Medical Inc N/A Outset Medical Inc 690145107 11017.00000000 NS USD 599214.63000000 0.013584806887 Long EC CORP US N 1 N N N iShares Russell Mid-Cap Growth ETF 5493004I787UFE6AN650 iShares Russell Mid-Cap Growth ETF 464287481 2000000.00000000 NS USD 204120000.00000000 4.627608611272 Long EC RF US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 WINGSTOP INC APR21 115 PUT 000000000 -232.00000000 NC USD 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SEMICONDUCTOR CORP APR21 40 PUT 000000000 -568.00000000 NC USD -19880.00000000 -0.00045069987 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Lattice Semiconductor Corp Lattice Semiconductor Corp 100.00000000 40.00000000 USD 2021-04-16 XXXX 18062.20000000 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 LESLIE'S INC APR21 20 PUT 000000000 -1347.00000000 NC USD -20205.00000000 -0.00045806795 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Leslie's Inc Leslie's Inc 100.00000000 20.00000000 USD 2021-04-16 XXXX 38793.29000000 N N N Freshpet Inc 549300S4ZK8ZQ6HNPN59 Freshpet Inc 358039105 7900.00000000 NS USD 1254599.00000000 0.028443039075 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 NATERA INC APR21 90 PUT 000000000 -242.00000000 NC USD -67760.00000000 -0.00153618831 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Natera Inc Natera Inc 100.00000000 90.00000000 USD 2021-04-16 XXXX -10072.70000000 N N N NOMURA SECURITIES INTERNATIONAL INC OXTKY6Q8X53C9ILVV871 APR21 MRCY US PUT APR21 67 PUT 000000000 -230.00000000 NC USD -25583.13000000 -0.00057999565 N/A DE US N 2 NOMURA SECURITIES INTERNATIONAL INC OXTKY6Q8X53C9ILVV871 Put Written Mercury Systems Inc Mercury Systems Inc 100.00000000 67.00000000 USD 2021-04-16 XXXX -4248.45000000 N N N Wix.com Ltd 5493008P6N29Q1AG9464 Wix.com Ltd 000000000 65213.00000000 NS USD 18208773.86000000 0.412811477147 Long EC CORP IL N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 GUARDANT HEALTH INC APR21 130 PUT 000000000 -319.00000000 NC USD -11962.50000000 -0.00027120207 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Guardant Health Inc Guardant Health Inc 100.00000000 130.00000000 USD 2021-04-16 XXXX 84233.95000000 N N N Halma PLC 2138007FRGLUR9KGBT40 Halma PLC 000000000 20476.00000000 NS 669906.17000000 0.015187456207 Long EC CORP GB N 2 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 VROOM INC APR21 35 PUT 000000000 -1710.00000000 NC USD -98325.00000000 -0.00222912804 N/A DE US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Vroom Inc Vroom Inc 100.00000000 35.00000000 USD 2021-04-16 XXXX 87722.03000000 N N N 2021-04-30 BlackRock Innovation & Growth Trust Ann Frechette Ann Frechette Assistant Treasurer XXXX NPORT-EX 2 NPORT_89BZ_4959612525.htm BlackRock Innovation and Growth Trust

Schedule of Investments  (unaudited)

March 31, 2021

   

BlackRock Innovation & Growth Trust (BIGZ)

(Percentages shown are based on Net Assets)

 

Security   Shares     Value  

Common Stocks

 

Aerospace & Defense — 0.4%  

Axon Enterprise, Inc.(a)

     101,738     $      14,489,526  

HEICO Corp.

     15,469       1,946,000  
   

 

 

  
      16,435,526  
Auto Components — 0.3%  

Fox Factory Holding Corp.(a)

     100,917       12,822,514  
   

 

 

  
Biotechnology — 0.3%  

Invitae Corp.(a)

     382,042       14,597,825  
   

 

 

  
Building Products — 0.1%  

AZEK Co., Inc.(a)

     83,324       3,503,774  
   

 

 

  
Chemicals — 1.0%  

Amyris, Inc.(a)

     2,330,471       44,511,996  
   

 

 

  
Diversified Consumer Services — 0.1%  

Bright Horizons Family Solutions, Inc.(a)

     22,933       3,931,863  
   

 

 

  
Electronic Equipment, Instruments & Components — 0.2%  

908 Devices, Inc.(a)

     47,100       2,284,350  

Halma PLC

     265,774       8,695,236  
   

 

 

  
      10,979,586  
Entertainment — 0.2%  

Kahoot! AS(a)

     694,756       7,797,261  
   

 

 

  
Equity Real Estate Investment Trusts (REITs) — 0.2%  

Innovative Industrial Properties, Inc.

     22,731       4,095,217  

Rexford Industrial Realty, Inc.

     77,849       3,923,590  
   

 

 

  
      8,018,807  
Food Products(a) — 0.3%  

Freshpet, Inc.

     60,700       9,639,767  

Vital Farms, Inc.

     156,135       3,409,988  
   

 

 

  
      13,049,755  
Health Care Equipment & Supplies(a) — 0.3%  

Eargo, Inc.

     97,237       4,856,988  

Masimo Corp.

     31,543       7,244,166  

Outset Medical, Inc.

     46,539       2,531,256  
   

 

 

  
      14,632,410  
Health Care Providers & Services — 0.1%  

Hims & Hers Health Inc.(a)

     186,533       2,467,832  
   

 

 

  
Health Care Technology(a) — 1.1%  

American Well Corp., Class A

     490,355       8,517,466  

Certara, Inc.

     282,720       7,718,256  

Health Catalyst, Inc.

     28,000       1,309,560  

Phreesia, Inc.

     564,660       29,418,786  
   

 

 

  
      46,964,068  
Hotels, Restaurants & Leisure — 0.9%  

Kambi Group PLC(a)

     205,189       10,910,897  

Penn National Gaming, Inc.(a)

     211,092       22,130,885  

Planet Fitness, Inc., Class A(a)

     62,549       4,835,038  

Wingstop, Inc.

     28,224       3,589,246  
   

 

 

  
      41,466,066  
IT Services(a) — 1.1%  

Globant SA

     7,257       1,506,626  

Wix.com Ltd.

     161,985       45,229,451  
   

 

 

  
      46,736,077  
Security   Shares     Value  
Life Sciences Tools & Services — 0.8%  

Bio-Techne Corp.

     91,177     $ 34,823,232  

Seer, Inc.(a)

     38,449       1,923,219  
   

 

 

  
      36,746,451  
Road & Rail — 0.0%  

Saia, Inc.(a)

     9,106       2,099,661  
   

 

 

  
Semiconductors & Semiconductor Equipment — 0.2%  

Entegris, Inc.

     78,433       8,768,809  
   

 

 

  
Software(a) — 2.1%  

Avalara, Inc.

     313,803       41,870,734  

Blackline, Inc.

     96,911       10,505,152  

Five9, Inc.

     140,859       22,020,488  

Lightspeed POS Inc.

     224,477       14,099,400  

Paylocity Holding Corp.

     35,183       6,326,959  
   

 

 

  
      94,822,733  
Specialty Retail(a) — 0.2%  

Leslie’s Inc.

     76,900       1,883,281  

Vroom Inc.

     153,480       5,984,185  
   

 

 

  
      7,867,466  
   

 

 

  

Total Common Stocks — 9.9%
(Cost: $432,611,485)

 

     438,220,480  
   

 

 

  

Investment Companies

 

Equity Funds(b) — 7.1%  

iShares Russell 2000 Growth ETF

     330,000       99,244,200  

iShares Russell Mid-Cap Growth ETF

     2,110,000       215,346,600  
   

 

 

  
      314,590,800  
   

 

 

  

Total Investment Companies — 7.1%
(Cost: $310,719,458)

 

     314,590,800  
   

 

 

  

Total Long-Term Investments — 17.0%
(Cost: $743,330,943)

 

     752,811,280  
   

 

 

  

Short-Term Securities

 

Money Market Funds — 97.1%  

BlackRock Liquidity Funds, T-Fund,
Institutional Class, 0.01%(b)(c)

     4,282,400,764       4,282,400,764  
   

 

 

  

Total Short-Term Securities — 97.1%
(Cost: $4,282,400,764)

 

     4,282,400,764  
   

 

 

  

Total Investments Before Options Written — 114.1%
(Cost: $5,025,731,707)

 

     5,035,212,044  
   

 

 

  

Options Written — (0.2)%
(Premiums Received: $(11,649,124))

 

     (9,642,577 ) 
   

 

 

  

Total Investments, Net of Options Written — 113.9%
(Cost: $5,014,082,583)

 

     5,025,569,467  

Liabilities in Excess of Other Assets — (13.9)%

 

     (614,310,903 ) 
   

 

 

  

Net Assets — 100.0%

 

   $   4,411,258,564  
   

 

 

  

 

(a) 

Non-income producing security.

(b) 

Affiliate of the Trust.

(c) 

Annualized 7-day yield as of period end.

 

For Trust compliance purposes, the Trust’s industry classifications refer to one or more of the industry sub-classifications used by one or more widely recognized market indexes or rating group indexes, and/or as defined by the investment adviser. These definitions may not apply for purposes of this report, which may combine such industry sub-classifications for reporting ease.

 

 

SCHEDULE OF INVESTMENTS

   1

Schedule of Investments  (unaudited) (continued)

March 31, 2021

   

BlackRock Innovation & Growth Trust (BIGZ)

 

Affiliates

Investments in issuers considered to be affiliate(s) of the Trust during the period ended March 31, 2021 for purposes of Section 2(a)(3) of the Investment Company Act of 1940, as amended, were as follows:

 

Affiliated Issuer   Value at
03/30/21(a)		     Purchases
at Cost		     Proceeds
from Sales		     Net
Realized
Gain (Loss)		    

Change in
Unrealized
Appreciation

(Depreciation)

     Value at
03/31/21		     Shares
Held at
03/31/21		     Income     Capital Gain
Distributions
from
Underlying
Funds		  

BlackRock Liquidity Funds, T-Fund, Institutional Class

   $ —     $ 4,282,400,764 (b)    $ —     $ —     $ —     $ 4,282,400,764       4,282,400,764     $ 5,861     $ —  

iShares Russell 2000 Growth ETF

     —       99,061,149       —       —       183,051       99,244,200       330,000       —       —  

iShares Russell Mid-Cap Growth ETF

     —       211,658,309       —       —       3,688,291       215,346,600       2,110,000       —       —  
       

 

 

    

 

 

    

 

 

      

 

 

    

 

 

  
        $ —     $ 3,871,342     $ 4,596,991,564       $ 5,861     $ —  
       

 

 

    

 

 

    

 

 

      

 

 

    

 

 

  

 

  (a) 

Commencement of operations.

 
  (b) 

Represents net amount purchased (sold).

 

Derivative Financial Instruments Outstanding as of Period End

Exchange-Traded Options Written

 

Description    Number of
Contracts		        Expiration
Date		        Exercise Price       

Notional

Amount (000)

        Value  
Put                                                   

10X Genomics, Inc., Class A

      349          04/16/21        USD     165.00        USD     6,317          $    (139,600 ) 

10X Genomics, Inc., Class A

      338          04/16/21        USD     175.00        USD     6,118          (215,475 ) 

8X8, Inc.

      521          04/16/21        USD     30.00        USD     1,690          (23,445 ) 

Adaptive Biotechnologies Corp.

      477          04/16/21        USD     35.00        USD     1,920          (23,850 ) 

American Well Corp., Class A

      869          04/16/21        USD     15.00        USD     1,509          (21,725 ) 

Amyris, Inc.

      2,553          04/16/21        USD     16.00        USD     4,876          (108,502 ) 

Amyris, Inc.

      2,474          04/16/21        USD     18.00        USD     4,725          (253,585 ) 

Avalara, Inc.

      474          04/16/21        USD     120.00        USD     6,325          (56,880 ) 

Axon Enterprise, Inc.

      464          04/16/21        USD     130.00        USD     6,608          (91,640 ) 

AZEK Co., Inc., Class A

      1,113          04/16/21        USD     40.00        USD     4,680          (61,215 ) 

Bill.Com Holdings, Inc.

      308          04/16/21        USD     135.00        USD     4,481          (95,480 ) 

Bio-Techne Corp.

      148          04/16/21        USD     360.00        USD     5,653          (41,070 ) 

Bio-Techne Corp.

      143          04/16/21        USD     380.00        USD     5,462          (117,260 ) 

Blackline, Inc.

      298          04/16/21        USD     100.00        USD     3,230          (32,780 ) 

Bright Horizons Family Solutions, Inc.

      210          04/16/21        USD     160.00        USD     3,600          (27,825 ) 

Brooks Automations, Inc.

      327          04/16/21        USD     75.00        USD     2,670          (38,423 ) 

Brooks Automations, Inc.

      317          04/16/21        USD     77.50        USD     2,588          (60,230 ) 

Celsius Holdings, Inc.

      449          04/16/21        USD     40.00        USD     2,157          (26,940 ) 

Certara, Inc.

      2,428          04/16/21        USD     25.00        USD     6,628          (127,470 ) 

Chart Industries, Inc.

      277          04/16/21        USD     125.00        USD     3,943          (69,250 ) 

Chart Industries, Inc.

      268          04/16/21        USD     135.00        USD     3,815          (79,730 ) 

Chegg, Inc.

      506          04/16/21        USD     80.00        USD     4,334          (58,190 ) 

CREE, Inc.

      209          04/16/21        USD     95.00        USD     2,260          (22,468 ) 

Eargo, Inc.

      980          04/16/21        USD     40.00        USD     4,895          (110,250 ) 

Eargo, Inc.

      950          04/16/21        USD     45.00        USD     4,745          (163,875 ) 

Entegris, Inc.

      594          04/16/21        USD     100.00        USD     6,641          (40,095 ) 

Everbridge, Inc..

      155          04/16/21        USD     110.00        USD     1,878          (44,950 ) 

Everbridge, Inc.

      151          04/16/21        USD     115.00        USD     1,830          (41,148 ) 

Five9, Inc.

      351          04/16/21        USD     145.00        USD     5,487          (64,935 ) 

Five9, Inc.

      340          04/16/21        USD     150.00        USD     5,315          (103,700 ) 

Fox Factory Holding Corp.

      411          04/16/21        USD     120.00        USD     5,222          (76,035 ) 

Fox Factory Holding Corp.

      399          04/16/21        USD     125.00        USD     5,070          (141,645 ) 

Freshpet, Inc.

      393          04/16/21        USD     155.00        USD     6,241          (116,917 ) 

Freshpet, Inc.

      406          04/16/21        USD     149.00        USD     6,448          (44,045 ) 

Globant SA

      189          04/16/21        USD     190.00        USD     3,924          (53,865 ) 

Globant SA

      183          04/16/21        USD     200.00        USD     3,799          (95,160 ) 

Guardant Health, Inc.

      319          04/16/21        USD     130.00        USD     4,870          (11,963 ) 

Guardant Health, Inc.

      309          04/16/21        USD     145.00        USD     4,717          (88,065 ) 

Halozyme Therapeutics, Inc.

      883          04/16/21        USD     40.00        USD     3,681          (245,032 ) 

Halozyme Therapeutics, Inc.

      856          04/16/21        USD     41.00        USD     3,569          (250,380 ) 

 

 

2  

Schedule of Investments  (unaudited) (continued)

March 31, 2021

   

BlackRock Innovation & Growth Trust (BIGZ)

 

Exchange-Traded Options Written (continued)

Description    Number of
Contracts		        Expiration
Date		        Exercise Price       

Notional

Amount (000)

        Value  
Put (continued)                                                   

Health Catalyst, Inc.

      899          04/16/21        USD     45.00        USD     4,205        $ (110,127 ) 

Heico Corp.

      586          04/16/21        USD     120.00        USD     7,372          (57,135 ) 

Hims Hers Health, Inc., Class A

      1,213          04/16/21        USD     11.67        USD     1,605          (31,470 ) 

Inmode Ltd.

      318          04/16/21        USD     65.00        USD     2,301          (25,440 ) 

Inmode Ltd.

      309          04/16/21        USD     70.00        USD     2,236          (63,345 ) 

Innovative Industrial Properties, Inc.

      94          04/16/21        USD     170.00        USD     1,694          (24,440 ) 

Innovative Industrial Properties, Inc.

      91          04/16/21        USD     175.00        USD     1,640          (38,220 ) 

Invitae Corp.

      697          04/16/21        USD     30.00        USD     2,663          (19,168 ) 

Invitae Corp.

      675          04/16/21        USD     35.00        USD     2,579          (81,000 ) 

Lattice Semiconductor Corp.

      568          04/16/21        USD     40.00        USD     2,557          (19,880 ) 

Leslies, Inc.

      1,347          04/16/21        USD     20.00        USD     3,299          (20,205 ) 

Lightspeed POS Inc.

      839          04/16/21        USD     55.00        USD     5,270          (65,023 ) 

Lightspeed POS Inc.

      813          04/16/21        USD     60.00        USD     5,107          (160,567 ) 

Masimo Corp.

      234          04/16/21        USD     220.00        USD     5,374          (50,895 ) 

Masimo Corp.

      227          04/16/21        USD     225.00        USD     5,213          (90,232 ) 

Mercury Systems, Inc.

      230          04/16/21        USD     67.00        USD     1,625          (25,583 ) 

Monolithic Power Systems, Inc.

      156          04/16/21        USD     330.00        USD     5,510          (54,210 ) 

Monolithic Power Systems, Inc.

      152          04/16/21        USD     340.00        USD     5,369          (95,760 ) 

Natera, Inc.

      242          04/16/21        USD     90.00        USD     2,457          (67,760 ) 

Natera, Inc.

      235          04/16/21        USD     95.00        USD     2,386          (51,113 ) 

NCINO, Inc.

      573          04/16/21        USD     60.00        USD     3,823          (73,057 ) 

NCINO, Inc.

      555          04/16/21        USD     65.00        USD     3,703          (167,887 ) 

Paylocity Holding Corp.

      294          04/16/21        USD     165.00        USD     5,287          (87,465 ) 

Paylocity Holding Corp.

      285          04/16/21        USD     175.00        USD     5,125          (131,100 ) 

Penn National Gaming, Inc.

      524          04/16/21        USD     95.00        USD     5,494          (119,734 ) 

Phreesia, Inc.

      1,130          04/16/21        USD     50.00        USD     5,887          (124,300 ) 

Planet Fitness, Inc., Class A

      476          04/16/21        USD     72.50        USD     3,680          (41,650 ) 

Planet Fitness, Inc., Class A

      461          04/16/21        USD     75.00        USD     3,564          (72,608 ) 

Q2 Holdings, Inc.

      105          04/16/21        USD     95.00        USD     1,052          (13,388 ) 

Q2 Holdings, Inc.

      102          04/16/21        USD     100.00        USD     1,022          (30,855 ) 

Repligen Corp.

      190          04/16/21        USD     180.00        USD     3,694          (31,350 ) 

Repligen Corp.

      185          04/16/21        USD     190.00        USD     3,597          (83,250 ) 

Rexford Industrial Realty, Inc.

      326          04/16/21        USD     50.00        USD     1,643          (25,265 ) 

Saia, Inc.

      172          04/16/21        USD     220.00        USD     3,966          (51,600 ) 

Seer, Inc., Class A

      504          04/16/21        USD     40.00        USD     2,521          (30,240 ) 

Seer, Inc., Class A

      488          04/16/21        USD     45.00        USD     2,441          (79,300 ) 

Shoals Technilogies Group, Inc., Class A

      994          04/16/21        USD     30.00        USD     3,457          (62,125 ) 

Shoals Technilogies Group, Inc., Class A

      963          04/16/21        USD     35.00        USD     3,349          (272,047 ) 

Vital Farms, Inc.

      622          04/16/21        USD     20.00        USD     1,358          (17,105 ) 

Vonage Holdings, Corp.

      1,515          04/16/21        USD     11.00        USD     1,791          (22,725 ) 

Vroom Inc.

      1,710          04/16/21        USD     35.00        USD     6,667          (98,325 ) 

Wingstop, Inc.

      232          04/16/21        USD     115.00        USD     2,950          (17,980 ) 

Wingstop, Inc.

      224          04/16/21        USD     125.00        USD     2,849          (70,560 ) 

Wix.com Ltd.

      175          04/16/21        USD     240.00        USD     4,886          (17,063 ) 

Wix.com Ltd.

      170          04/16/21        USD     270.00        USD     4,747          (110,500 ) 

Avalara, Inc.

      459          04/22/21        USD     125.00        USD     6,124          (144,601 ) 

Bill.Com Holdings, Inc.

      298          04/22/21        USD     138.00        USD     4,336          (126,650 ) 

Blackline, Inc.

      289          04/22/21        USD     105.00        USD     3,133          (76,585 ) 

Chegg, Inc.

      490          04/22/21        USD     81.75        USD     4,197          (104,370 ) 

Phreesia, Inc.

      1,096          04/22/21        USD     50.00        USD     5,710          (128,232 ) 

Rexford Industrial Realty, Inc.

      316          04/22/21        USD     50.00        USD     1,593          (21,804 ) 

Saia, Inc.

      167          04/22/21        USD     225.00        USD     3,851          (62,291 ) 

Vital Farms, Inc.

      603          04/22/21        USD     21.00        USD     1,317          (42,813 ) 

Vonage Holdings, Corp.

      1,468          04/22/21        USD     11.25        USD     1,735          (29,360 ) 

Vroom Inc.

      1,657          04/22/21        USD     37.50        USD     6,461          (222,038 ) 

8X8, Inc.

      505          04/23/21        USD     31.00        USD     1,638          (50,500 ) 

CREE, Inc.

      202          04/23/21        USD     101.00        USD     2,184          (55,045 ) 

Hims Hers Health, Inc., Class A

      1,176          04/23/21        USD     12.67        USD     1,556          (91,728 ) 

Lattice Semiconductor Corp.

      551          04/23/21        USD     43.30        USD     2,481          (67,387 ) 

Leslies, Inc.

      1,305          04/23/21        USD     23.30        USD     3,196          (137,025 ) 

Mercury Systems, Inc.

      223          04/23/21        USD     69.00        USD     1,576          (38,133 ) 

Penn National Gaming, Inc.

      508          04/23/21        USD     103.00        USD     5,326          (328,930 ) 
                          

 

 

  
                           $ (8,215,637 ) 
                          

 

 

  

 

 

SCHEDULE OF INVESTMENTS

   3

Schedule of Investments  (unaudited) (continued)

March 31, 2021

   

BlackRock Innovation & Growth Trust (BIGZ)

 

OTC Options Written

 

Description    Counterparty    Number of
Contracts		      Expiration
Date		      Exercise Price      Notional
Amount (000)		      Value  
Put                                                    

908 Devices, Inc.

    Citibank N.A.      84,800        04/16/21        USD       42.25        USD       4,113      $ (134,640 ) 

Outset Medical, Inc.

    JPMorgan Chase Bank N.A.      65,300        04/16/21        USD       49.00        USD       3,552        (34,058 ) 

Adaptive Biotechnologies Corp.

    JPMorgan Chase Bank N.A.      46,300        04/22/21        USD       39.70        USD       1,864        (94,744 ) 

American Well Corp., Class A

    Barclays Bank PLC      84,300        04/22/21        USD       17.18        USD       1,464        (78,989 ) 

Axon Enterprise, Inc.

    Barclays Bank PLC      45,000        04/22/21        USD       138.77        USD       6,409        (201,505 ) 

AZEK Co., Inc., Class A

    JPMorgan Chase Bank N.A.      107,800        04/22/21        USD       40.90        USD       4,533        (109,094 ) 

Bright Horizons Family Solutions, Inc.

    Barclays Bank PLC      20,400        04/22/21        USD       167.09        USD       3,498        (60,443 ) 

Celsius Holdings, Inc.

    Barclays Bank PLC      43,600        04/22/21        USD       46.77        USD       2,095        (125,930 ) 

Entegris, Inc.

    Barclays Bank PLC      57,600        04/22/21        USD       109.01        USD       6,440        (145,002 ) 

Outset Medical, Inc..

    Citibank N.A.      63,300        04/22/21        USD       53.83        USD       3,443        (115,453 ) 

908 Devices, Inc.

    JPMorgan Chase Bank N.A.      82,200        04/23/21        USD       47.38        USD       3,987        (255,634 ) 

Health Catalyst, Inc.

    Barclays Bank PLC      87,100        04/23/21        USD       46.23        USD       4,074        (71,448 ) 
                     

 

 

  
                      $ (1,426,940 ) 
                     

 

 

  

Fair Value Hierarchy as of Period End

Various inputs are used in determining the fair value of financial instruments. These inputs to valuation techniques are categorized into a fair value hierarchy consisting of three broad levels for financial reporting purposes as follows:

 

  •  

Level 1 – Unadjusted price quotations in active markets/exchanges for identical assets or liabilities that the Trust has the ability to access;

 

  •  

Level 2 – Other observable inputs (including, but not limited to, quoted prices for similar assets or liabilities in markets that are active, quoted prices for identical or similar assets or liabilities in markets that are not active, inputs other than quoted prices that are observable for the assets or liabilities (such as interest rates, yield curves, volatilities, prepayment speeds, loss severities, credit risks and default rates) or other market–corroborated inputs); and

 

  •  

Level 3 – Unobservable inputs based on the best information available in the circumstances, to the extent observable inputs are not available (including the BlackRock Global Valuation Methodologies Committee’s (the “Global Valuation Committee’s”) assumptions used in determining the fair value of financial instruments).

The hierarchy gives the highest priority to unadjusted quoted prices in active markets for identical assets or liabilities (Level 1 measurements) and the lowest priority to unobservable inputs (Level 3 measurements). Accordingly, the degree of judgment exercised in determining fair value is greatest for instruments categorized in Level 3. The inputs used to measure fair value may fall into different levels of the fair value hierarchy. In such cases, for disclosure purposes, the fair value hierarchy classification is determined based on the lowest level input that is significant to the fair value measurement in its entirety. Investments classified within Level 3 have significant unobservable inputs used by the Global Valuation Committee in determining the price for Fair Valued Investments. Level 3 investments include equity or debt issued by privately held companies or funds. There may not be a secondary market, and/or there are a limited number of investors. The categorization of a value determined for financial instruments is based on the pricing transparency of the financial instruments and is not necessarily an indication of the risks associated with investing in those securities.

The following table summarizes the Trust’s investments categorized in the fair value hierarchy. The breakdown of the Trust’s investments into major categories is disclosed in the Schedule of Investments above.

 

      Level 1        Level 2        Level 3        Total  

Assets

                  

Investments

                  

Long-Term Investments

                  

Common Stocks

                  

Aerospace & Defense

    $         16,435,526        $                 —        $                 —        $         16,435,526  

Auto Components

      12,822,514          —          —          12,822,514  

Biotechnology

      14,597,825          —          —          14,597,825  

Building Products

      3,503,774          —          —          3,503,774  

 

 

4  

Schedule of Investments  (unaudited) (continued)

March 31, 2021

   

BlackRock Innovation & Growth Trust (BIGZ)

 

Fair Value Hierarchy as of Period End (continued)

      Level 1        Level 2        Level 3        Total  

Common Stocks (continued)

                  

Chemicals

    $         44,511,996        $                 —        $                 —        $         44,511,996  

Diversified Consumer Services.

      3,931,863          —          —          3,931,863  

Electronic Equipment, Instruments & Components

      2,284,350          8,695,236          —          10,979,586  

Entertainment

      —          7,797,261          —          7,797,261  

Equity Real Estate Investment Trusts (REITs)

      8,018,807          —          —          8,018,807  

Food Products

      13,049,755          —          —          13,049,755  

Health Care Equipment & Supplies

      14,632,410          —          —          14,632,410  

Health Care Providers & Services

      2,467,832          —          —          2,467,832  

Health Care Technology

      46,964,068          —          —          46,964,068  

Hotels, Restaurants & Leisure

      41,466,066          —          —          41,466,066  

IT Services

      46,736,077          —          —          46,736,077  

Life Sciences Tools & Services

      36,746,451          —          —          36,746,451  

Road & Rail

      2,099,661          —          —          2,099,661  

Semiconductors & Semiconductor Equipment

      8,768,809          —          —          8,768,809  

Software

      94,822,733          —          —          94,822,733  

Specialty Retail

      7,867,466          —          —          7,867,466  

Investment Companies

      314,590,800          —          —          314,590,800  

Short-Term Securities

                  

Money Market Funds

      4,282,400,764          —          —          4,282,400,764  
  

 

 

       

 

 

       

 

 

       

 

 

  
   $ 5,018,719,547        $ 16,492,497        $ —        $ 5,035,212,044  
  

 

 

       

 

 

       

 

 

       

 

 

  

Derivative Financial Instruments(a)

                  

Liabilities

                  

Equity Contracts

    $ (6,821,522 )         $        (2,821,055 )       $         —        $ (9,642,577 ) 
  

 

 

       

 

 

       

 

 

       

 

 

  

 

  (a) 

Derivative financial instruments are options written. Options written are shown at value.

 

 

Currency Abbreviation
USD    United States Dollar

 

Portfolio Abbreviation
ETF    Exchange-Traded Fund

 

 

SCHEDULE OF INVESTMENTS

   5