0001127602-23-011535.txt : 20230328 0001127602-23-011535.hdr.sgml : 20230328 20230328193605 ACCESSION NUMBER: 0001127602-23-011535 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230324 FILED AS OF DATE: 20230328 DATE AS OF CHANGE: 20230328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goyal Jaya CENTRAL INDEX KEY: 0001922548 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41374 FILM NUMBER: 23771381 MAIL ADDRESS: STREET 1: PEPGEN INC. STREET 2: 245 MAIN ST. CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PepGen Inc. CENTRAL INDEX KEY: 0001835597 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 MARINA PARK DRIVE, SUITE 900 CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 703-456-8000 MAIL ADDRESS: STREET 1: 1 MARINA PARK DRIVE, SUITE 900 CITY: BOSTON STATE: MA ZIP: 02210 4 1 form4.xml PRIMARY DOCUMENT X0407 4 2023-03-24 0001835597 PepGen Inc. PEPG 0001922548 Goyal Jaya 321 HARRISON AVE., 8TH FLOOR C/O PEPGEN INC. BOSTON MA 02118 1 EVP, Res. & Preclin. Dev. 0 Common Stock 2023-03-24 4 M 0 392 10.88 A 392 D Common Stock 2023-03-24 4 S 0 392 20.00 D 0 D Stock Option (Right to Buy) 10.88 2023-03-24 4 M 0 392 0 D 2031-11-10 Common Stock 392 143804 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2022. This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date. /s/ Noel Donnelly, as Attorney-in-Fact 2023-03-28