0001850132-23-000002.txt : 20230320 0001850132-23-000002.hdr.sgml : 20230320 20230320182028 ACCESSION NUMBER: 0001850132-23-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230316 FILED AS OF DATE: 20230320 DATE AS OF CHANGE: 20230320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sullivan Sean B.A. CENTRAL INDEX KEY: 0001850132 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40240 FILM NUMBER: 23747412 MAIL ADDRESS: STREET 1: 1201 DOWDELL LANE CITY: SAINT HELENA STATE: CA ZIP: 94574 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duckhorn Portfolio, Inc. CENTRAL INDEX KEY: 0001835256 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1201 DOWDELL LANE CITY: SAINT HELENA STATE: CA ZIP: 94574 BUSINESS PHONE: 707-963-7108 MAIL ADDRESS: STREET 1: 1201 DOWDELL LANE CITY: SAINT HELENA STATE: CA ZIP: 94574 FORMER COMPANY: FORMER CONFORMED NAME: Mallard Intermediate, Inc. DATE OF NAME CHANGE: 20201207 4 1 wf-form4_167935081847796.xml FORM 4 X0407 4 2023-03-16 0 0001835256 Duckhorn Portfolio, Inc. NAPA 0001850132 Sullivan Sean B.A. 1201 DOWDELL LANE SAINT HELENA CA 94574 0 1 0 0 See Remarks 0 Common Stock 2023-03-16 4 S 0 23919 15.5597 D 161732 D Common Stock 2023-03-17 4 S 0 26081 15.4559 D 135651 D Common Stock 2023-03-17 4 F 0 4273 15.43 D 131378 D Common Stock 483 I ESPP The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.45 to $15.74. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.32 to $15.65. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Reflects the withholding of shares for payment of tax liability related to the vesting of previously-reported restricted stock units. Executive Vice President, Chief Strategy and Legal Officer. /s/ Sean Sullivan as attorney-in-fact 2023-03-20