0001850132-23-000002.txt : 20230320
0001850132-23-000002.hdr.sgml : 20230320
20230320182028
ACCESSION NUMBER: 0001850132-23-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230316
FILED AS OF DATE: 20230320
DATE AS OF CHANGE: 20230320
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sullivan Sean B.A.
CENTRAL INDEX KEY: 0001850132
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40240
FILM NUMBER: 23747412
MAIL ADDRESS:
STREET 1: 1201 DOWDELL LANE
CITY: SAINT HELENA
STATE: CA
ZIP: 94574
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Duckhorn Portfolio, Inc.
CENTRAL INDEX KEY: 0001835256
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 1201 DOWDELL LANE
CITY: SAINT HELENA
STATE: CA
ZIP: 94574
BUSINESS PHONE: 707-963-7108
MAIL ADDRESS:
STREET 1: 1201 DOWDELL LANE
CITY: SAINT HELENA
STATE: CA
ZIP: 94574
FORMER COMPANY:
FORMER CONFORMED NAME: Mallard Intermediate, Inc.
DATE OF NAME CHANGE: 20201207
4
1
wf-form4_167935081847796.xml
FORM 4
X0407
4
2023-03-16
0
0001835256
Duckhorn Portfolio, Inc.
NAPA
0001850132
Sullivan Sean B.A.
1201 DOWDELL LANE
SAINT HELENA
CA
94574
0
1
0
0
See Remarks
0
Common Stock
2023-03-16
4
S
0
23919
15.5597
D
161732
D
Common Stock
2023-03-17
4
S
0
26081
15.4559
D
135651
D
Common Stock
2023-03-17
4
F
0
4273
15.43
D
131378
D
Common Stock
483
I
ESPP
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.45 to $15.74. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.32 to $15.65. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Reflects the withholding of shares for payment of tax liability related to the vesting of previously-reported restricted stock units.
Executive Vice President, Chief Strategy and Legal Officer.
/s/ Sean Sullivan as attorney-in-fact
2023-03-20