0001850080-23-000002.txt : 20230320 0001850080-23-000002.hdr.sgml : 20230320 20230320182455 ACCESSION NUMBER: 0001850080-23-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230316 FILED AS OF DATE: 20230320 DATE AS OF CHANGE: 20230320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Beaudoin Lori CENTRAL INDEX KEY: 0001850080 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40240 FILM NUMBER: 23747422 MAIL ADDRESS: STREET 1: 1201 DOWDELL LANE CITY: SAINT HELENA STATE: CA ZIP: 94574 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duckhorn Portfolio, Inc. CENTRAL INDEX KEY: 0001835256 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1201 DOWDELL LANE CITY: SAINT HELENA STATE: CA ZIP: 94574 BUSINESS PHONE: 707-963-7108 MAIL ADDRESS: STREET 1: 1201 DOWDELL LANE CITY: SAINT HELENA STATE: CA ZIP: 94574 FORMER COMPANY: FORMER CONFORMED NAME: Mallard Intermediate, Inc. DATE OF NAME CHANGE: 20201207 4 1 wf-form4_167935108461041.xml FORM 4 X0407 4 2023-03-16 0 0001835256 Duckhorn Portfolio, Inc. NAPA 0001850080 Beaudoin Lori 1201 DOWDELL LANE SAINT HELENA CA 94574 0 1 0 0 See Remarks 0 Common Stock 2023-03-16 4 S 0 23959 15.5577 D 820736 I By trust Common Stock 2023-03-17 4 S 0 26041 15.4573 D 794695 I By trust Common Stock 2023-03-17 4 F 0 5454 15.43 D 80098 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.42 to $15.74. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Shares held of record by Lori Beaudoin, trustee of The Brian and Lori Beaudoin Trust 2005, as Amended and Restated in 2012. The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.32 to $15.61. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Reflects the withholding of shares for payment of tax liability related to the vesting of previously-reported restricted stock units. Executive Vice President, Chief Financial Officer. /s/ Sean Sullivan as attorney-in-fact 2023-03-20