0001835256-21-000061.txt : 20211019 0001835256-21-000061.hdr.sgml : 20211019 20211019162930 ACCESSION NUMBER: 0001835256-21-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211019 FILED AS OF DATE: 20211019 DATE AS OF CHANGE: 20211019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reber Carol CENTRAL INDEX KEY: 0001850114 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40240 FILM NUMBER: 211331420 MAIL ADDRESS: STREET 1: 1201 DOWDELL LANE CITY: SAINT HELENA STATE: CA ZIP: 94574 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duckhorn Portfolio, Inc. CENTRAL INDEX KEY: 0001835256 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1201 DOWDELL LANE CITY: SAINT HELENA STATE: CA ZIP: 94574 BUSINESS PHONE: 707-963-7108 MAIL ADDRESS: STREET 1: 1201 DOWDELL LANE CITY: SAINT HELENA STATE: CA ZIP: 94574 FORMER COMPANY: FORMER CONFORMED NAME: Mallard Intermediate, Inc. DATE OF NAME CHANGE: 20201207 4 1 wf-form4_163467534912827.xml FORM 4 X0306 4 2021-10-19 0 0001835256 Duckhorn Portfolio, Inc. NAPA 0001850114 Reber Carol 1201 DOWDELL LANE SAINT HELENA CA 94574 0 1 0 0 See Remarks Common Stock 2021-10-19 4 S 0 85000 19.6288 D 531592 I By trust Represents shares of common stock sold by the Reporting Person in connection with the close of a secondary offering of the Issuer's common stock. Shares held of record by Carol Reber, settlor trustee of The Robert & Carol Reber Revocable Living Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose. Executive Vice President, Chief Marketing and DTC Officer. Mr. Sullivan is signing on behalf of the Reporting Person pursuant to a Limited Power of Attorney dated March 18, 2021, which was previously filed with the Securities and Exchange Commission. /s/ Sean Sullivan, as attorney-in-fact 2021-10-19