0001193125-22-027832.txt : 20220204 0001193125-22-027832.hdr.sgml : 20220204 20220204085359 ACCESSION NUMBER: 0001193125-22-027832 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20220204 DATE AS OF CHANGE: 20220204 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Duckhorn Portfolio, Inc. CENTRAL INDEX KEY: 0001835256 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-93307 FILM NUMBER: 22591133 BUSINESS ADDRESS: STREET 1: 1201 DOWDELL LANE CITY: SAINT HELENA STATE: CA ZIP: 94574 BUSINESS PHONE: 707-963-7108 MAIL ADDRESS: STREET 1: 1201 DOWDELL LANE CITY: SAINT HELENA STATE: CA ZIP: 94574 FORMER COMPANY: FORMER CONFORMED NAME: Mallard Intermediate, Inc. DATE OF NAME CHANGE: 20201207 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Mallard Holdco, LLC CENTRAL INDEX KEY: 0001850753 IRS NUMBER: 320505675 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 4 ORINDA WAY STREET 2: SUITE 150-B CITY: ORINDA STATE: CA ZIP: 94563 BUSINESS PHONE: 415-217-2300 MAIL ADDRESS: STREET 1: 4 ORINDA WAY STREET 2: SUITE 150-B CITY: ORINDA STATE: CA ZIP: 94563 SC 13G 1 d235914dsc13g.htm SC 13G SC 13G

 

 

CUSIP No. 26414D106

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. ___)*

 

 

The Duckhorn Portfolio, Inc.

(Name of Issuer)

Common Stock, $0.01 par value

(Title of Class of Securities)

26414D106

(CUSIP Number)

December 31, 2021

Date of Event Which Requires Filing of this Statement

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

☐

Rule 13d-1(b)

 

☐

Rule 13d-1(c)

 

☒

Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP No. 26701L100

 

  1    

  Name of Reporting Person:

 

  Mallard Holdco, LLC

 

  I.R.S. Identification No. of above Person (entities only) (voluntary)

  2  

  Check the Appropriate Box if a Member of a Group

  (a)  ☐        (b)  ☐

 

  3  

  SEC USE ONLY

 

  4  

  Citizenship or Place of Organization

 

  Delaware

NUMBER OF

SHARES

 BENEFICIALLY 

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

  SOLE VOTING POWER

 

  74,150,301

   6  

  SHARED VOTING POWER

 

  0

   7  

  SOLE DISPOSITIVE POWER

 

  74,150,301

   8  

  SHARED DISPOSITIVE POWER

 

  0

  9    

  AGGREGATE AMOUNT BENEFICIALLY OWNED

 

  74,150,301

10  

  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

  ☐

11  

  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

  64.5% *

12  

  TYPE OF REPORTING PERSON

 

  OO

 

*

Based on 115,046,793 shares of Common Stock outstanding as of November 30, 2021, as reported in the Issuer’s Report on Form 10-Q for the period ended October 31, 2021 filed with the Securities and Exchange Commission on December 8, 2021.

 

2

CUSIP No. 26414D106

SCHEDULE 13G

 

Item 1(a)    Name of Issuer: The Duckhorn Portfolio, Inc.
Item 1(b)   

Address of Issuer’s Principal Executive Offices:

 

1201 Dowdell Lane, Saint Helena, CA 94574

Item 2(a)   

Name of Person Filing:

 

Mallard Holdco, LLC (the “Reporting Person”)

Item 2(b)   

Address of Principal Business Office:

 

c/o TSG Consumer Partners, 4 Orinda Way, Suite 150-B, Orinda, CA 94563

Item 2(c)   

Citizenship or Place of Organization:

 

Delaware

Item 2(d)   

Title of Class of Securities: Common Stock, $0.01 par value (the “Common Stock”)

 

Item 2(e)    CUSIP Number: 26414D106
Item 3    For statements filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c): Not Applicable
Item 4   

Ownership:

 

(a) through (c):

 

The information requested in these paragraphs is incorporated herein by reference to the cover page to this Schedule 13G.

Item 5    Ownership of Five Percent or Less of the Class: Not Applicable
Item 6    Ownership of More than Five Percent on Behalf of Another Person: Not Applicable
Item 7    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable
Item 8    Identification and Classification of Members of the Group: Not Applicable

Item 9

   

Notice of Dissolution of Group: Not Applicable

Item 10

   

Certification: Not Applicable

 

3

CUSIP No. 26701L100

SIGNATURE

After reasonable inquiry and to the best of the knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this statement is true, complete and correct.

Date: February 4, 2022

 

MALLARD HOLDCO, LLC

By:

  

/s/ Daniel Costello

Name:

  

Daniel Costello

Title:

  

Manager

 

4