0000950170-24-114399.txt : 20241011 0000950170-24-114399.hdr.sgml : 20241011 20241011171438 ACCESSION NUMBER: 0000950170-24-114399 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241009 FILED AS OF DATE: 20241011 DATE AS OF CHANGE: 20241011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sullivan Sean B.A. CENTRAL INDEX KEY: 0001850132 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40240 FILM NUMBER: 241368220 MAIL ADDRESS: STREET 1: 1201 DOWDELL LANE CITY: SAINT HELENA STATE: CA ZIP: 94574 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duckhorn Portfolio, Inc. CENTRAL INDEX KEY: 0001835256 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1201 DOWDELL LANE CITY: SAINT HELENA STATE: CA ZIP: 94574 BUSINESS PHONE: 707-963-7108 MAIL ADDRESS: STREET 1: 1201 DOWDELL LANE CITY: SAINT HELENA STATE: CA ZIP: 94574 FORMER COMPANY: FORMER CONFORMED NAME: Mallard Intermediate, Inc. DATE OF NAME CHANGE: 20201207 4 1 ownership.xml 4 X0508 4 2024-10-09 0001835256 Duckhorn Portfolio, Inc. NAPA 0001850132 Sullivan Sean B.A. 1201 DOWDELL LANE SAINT HELENA CA 94574 false true false false See Remarks false Common Stock 2024-10-09 4 A false 37705 0 A 156996 D Common Stock 483 I ESPP Stock Options 10.94 2024-10-09 4 A false 113115 0 A Common Stock 113115 113115 D The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2021 Equity Incentive Plan and vests 25% per year over a four-year period. These stock options vest in four (4) equal annual installments, commencing September 19, 2024, and expire on the tenth anniversary of the grant. Executive Vice President, Chief Strategy and Legal Officer. /s/ Sean Sullivan 2024-10-11