0000899243-21-025161.txt : 20210621 0000899243-21-025161.hdr.sgml : 20210621 20210621210511 ACCESSION NUMBER: 0000899243-21-025161 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210618 FILED AS OF DATE: 20210621 DATE AS OF CHANGE: 20210621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reber Carol CENTRAL INDEX KEY: 0001850114 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40240 FILM NUMBER: 211032788 MAIL ADDRESS: STREET 1: 1201 DOWDELL LANE CITY: SAINT HELENA STATE: CA ZIP: 94574 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duckhorn Portfolio, Inc. CENTRAL INDEX KEY: 0001835256 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1201 DOWDELL LANE CITY: SAINT HELENA STATE: CA ZIP: 94574 BUSINESS PHONE: 707-963-7108 MAIL ADDRESS: STREET 1: 1201 DOWDELL LANE CITY: SAINT HELENA STATE: CA ZIP: 94574 FORMER COMPANY: FORMER CONFORMED NAME: Mallard Intermediate, Inc. DATE OF NAME CHANGE: 20201207 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-18 0 0001835256 Duckhorn Portfolio, Inc. NAPA 0001850114 Reber Carol 1201 DOWDELL LANE SAINT HELENA CA 94574 0 1 0 0 See Remarks Common Stock 2021-06-18 4 A 0 10166 0.00 A 45749 D Stock Options 24.00 2021-06-18 4 A 0 30498 0.00 A Common Stock 30498 137248 D These stock options vest in four (4) equal annual installments, commencing March 17, 2022, and expire on the tenth anniversary of the grant date. Executive Vice President, Chief Marketing and DTC Officer Mr. Sullivan is signing on behalf of the Reporting Person pursuant to a Limited Power of Attorney dated March 18, 2021, which was previously filed with the Securities and Exchange Commission. /s/ Sean Sullivan, as Attorney-in-Fact 2021-06-21