FORM 5 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
Form 3 Holdings Reported. | |||||||||||||||||
Form 4 Transactions Reported. |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
SYNOVUS FINANCIAL CORP [ SNV ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Statement for Issuer's Fiscal Year Ended
(Month/Day/Year) 12/31/2019 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||
Amount | (A) or (D) | Price | |||||||||||||
Common Stock | 11/14/2018 | P | 33 | A | $36.51 | 77,070 | D | ||||||||
Common Stock | 01/01/2019 | A(1) | 41 | A | $0.00(1) | 77,111 | D | ||||||||
Common Stock | 01/15/2019 | S | 8 | D | $34.85 | 77,189 | D | ||||||||
Common Stock | 06/20/2019 | P | 19 | A | $33.28 | 79,960 | D | ||||||||
Common Stock | 08/01/2019 | S | 8 | D | $37.97 | 80,034 | D | ||||||||
Common Stock | 11/25/2019 | S | 2 | D | $38.14 | 80,481 | D | ||||||||
Common Stock | 12/06/2019 | S | 12 | D | $38.71 | 109,988 | D | ||||||||
Common Stock | 12/09/2019 | S | 63 | D | $38.43 | 109,925 | D | ||||||||
Common Stock | 56,857 | I | By Peepeye, L.P. | ||||||||||||
Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser D | 2,000 | D | |||||||||||||
Common Stock | 37,118 | I | By 2018 GRAT | ||||||||||||
Common Stock | 39,939 | I | By 2014 Children's Trust |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Reflects the issuance of shares of Synovus Financial Corp.'s common stock, $1.00 par value per share ("Synovus Common Stock"), pursuant to the Agreement and Plan of Merger dated as of July 23, 2018 (the "Merger Agreement") by and between Synovus Financial Corp., FCB Financial Holdings, Inc.("FCB") and Azalea Merger Sub Corp. ("Merger Sub") pursuant to which, at the effective time of the Merger (the "Effective Time"), Merger Sub merged with and into FCB, with FCB as the surviving entity. Immediately following that merger, FCB then merged with and into Synovus, with Synovus as the surviving entity. In accordance with the terms of the Merger Agreement, each share of FCB Class A common stock, par value $0.001 per share ("FCB Common Stock"), was converted into 1.055 shares (the "Exchange Ratio") of Synovus Common Stock. |
Remarks: |
/s/ Mary Maurice Young | 01/07/2020 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |