-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EYapbtiYsEBgnRb7pd56BKFSvTPVIQD8hIFSMogqATAc+YahTMuGfeigWKVfkR9x lxhBuMU0if96q+/57sG67g== 0000018349-02-000030.txt : 20020808 0000018349-02-000030.hdr.sgml : 20020808 20020808111138 ACCESSION NUMBER: 0000018349-02-000030 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020807 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20020808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SYNOVUS FINANCIAL CORP CENTRAL INDEX KEY: 0000018349 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 581134883 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-10312 FILM NUMBER: 02722463 BUSINESS ADDRESS: STREET 1: 901 FRONT AVENUE STREET 2: STE 202 PO BOX 120 CITY: COLUMBUS STATE: GA ZIP: 31901 BUSINESS PHONE: 7066494818 MAIL ADDRESS: STREET 1: 901 FRONT AVE STREET 2: STE 202 PO BOX 120 CITY: COLUMBUS STATE: GA ZIP: 31902 FORMER COMPANY: FORMER CONFORMED NAME: CB&T BANCSHARES INC DATE OF NAME CHANGE: 19890912 8-K 1 filing.txt 8-K FILING SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 7, 2002 -------------------------------- (Earliest Event Reported) Synovus Financial Corp. (Exact Name of Registrant as Specified in its Charter) Georgia 1-10312 58-1134883 - -------------- --------------- --------------- (State of (Commission File (IRS Employer Incorporation) Number) Identification Number) 901 Front Avenue, Suite 301, Columbus, Georgia 31901 ----------------------------------------------------- (Address of principal executive offices) (706) 649-2267 ------------------------------------- (Registrant's Telephone Number) ---------------------------------------------------------- (Former name or former address, if changed since last report) Item 5. Other Events. On August 7, 2002, the Chief Executive Officer and Chief Financial Officer of Synovus Financial Corp. executed the sworn statements required by SEC Order 4-460. The sworn statements were delivered to the SEC on August 8, 2002. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits. - ------- ------------------------------------------------------------------- (c) Exhibit Number Description ------- ----------- 99.1 Statement Under Oath of Principal Executive Officer of Synovus Financial Corp. Regarding Facts and Circumstances Relating to Exchange Act Filings. 99.2 Statement Under Oath of Principal Financial Officer of Synovus Financial Corp. Regarding Facts and Circumstances Relating to Exchange Act Filings. 2 Signature --------- Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, Registrant has caused this report to be signed on its behalf by the undersigned hereunto duly authorized. SYNOVUS FINANCIAL CORP. ("Registrant") Dated: August 8, 2002 By:/s/ Kathleen Moates ------------------------------ -------------------------------- Kathleen Moates Senior Deputy General Counsel 3 EX-99.1 3 exhibit99-1.txt STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, James H. Blanchard, Chairman and Chief Executive Officer, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Synovus Financial Corp., and, except as corrected or supplemented in a subsequent covered report: * no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and * no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with Synovus Financial Corp.'s audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": * Annual Report on Form 10-K for the fiscal year ended December 31, 2001 of Synovus Financial Corp; * all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Synovus Financial Corp. filed with the Commission subsequent to the filing of the Form 10-K identified above; and * any amendments to any of the foregoing. /s/James H. Blanchard Subscribed and sworn to - --------------------- before me this 7th day of James H. Blanchard August, 2002 Chairman and Chief Executive Officer Synovus Financial Corp. Date: August 7, 2002 /s/Brenda McKinney ------------------- Notary Public My Commission Expires: 09/18/03 Exhibit 99.1 EX-99.2 4 exhibit99-2.txt STATEMENT UNDER OATH OF PRINCIPAL FINANCIAL OFFICER STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS I, Thomas J. Prescott, Chief Financial Officer, state and attest that: (1) To the best of my knowledge, based upon a review of the covered reports of Synovus Financial Corp., and, except as corrected or supplemented in a subsequent covered report: * no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and * no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). (2) I have reviewed the contents of this statement with Synovus Financial Corp.'s audit committee. (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": * Annual Report on Form 10-K for the fiscal year ended December 31, 2001 of Synovus Financial Corp; * all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Synovus Financial Corp. filed with the Commission subsequent to the filing of the Form 10-K identified above; and * any amendments to any of the foregoing. /s/Thomas J. Prescott Subscribed and sworn to - --------------------- before me this 7th day of Thomas J. Prescott August, 2002 Chief Financial Officer Synovus Financial Corp. Date: August 7, 2002 /s/Brenda McKinney ------------------ Notary Public My Commission Expires: 09/18/03 Exhibit 99.2 -----END PRIVACY-ENHANCED MESSAGE-----