0001104659-24-070957.txt : 20240612
0001104659-24-070957.hdr.sgml : 20240612
20240612195628
ACCESSION NUMBER: 0001104659-24-070957
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240610
FILED AS OF DATE: 20240612
DATE AS OF CHANGE: 20240612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Leatherberry Antoinette Renee
CENTRAL INDEX KEY: 0001834624
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41261
FILM NUMBER: 241039749
MAIL ADDRESS:
STREET 1: C/O ZOETIS INC.
STREET 2: 10 SYLVAN WAY
CITY: PARSIPPANY
STATE: NJ
ZIP: 07054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Direct Digital Holdings, Inc.
CENTRAL INDEX KEY: 0001880613
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING [7310]
ORGANIZATION NAME: 07 Trade & Services
IRS NUMBER: 872306185
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1310
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 832-402-1051
MAIL ADDRESS:
STREET 1: 1177 WEST LOOP SOUTH
STREET 2: SUITE 1310
CITY: HOUSTON
STATE: TX
ZIP: 77027
4
1
tm2417141-2_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2024-06-10
0
0001880613
Direct Digital Holdings, Inc.
DRCT
0001834624
Leatherberry Antoinette Renee
1177 WEST LOOP SOUTH, SUITE 1310
HOUSTON
TX
77027
1
0
0
0
0
Class A Common Stock
2024-06-10
4
M
0
16460
A
32756
D
Class A Common Stock
2024-06-12
4
M
0
8205
A
40961
D
Restricted Stock Units
2024-06-10
4
M
0
16460
0
D
Class A Common Stock, par value $0.001 per share
16460
16626
D
Restricted Stock Units
2024-06-12
4
M
0
8205
0
D
Class A Common Stock, par value $0.001 per share
8205
16410
D
Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement.
On June 10, 2022, the reporting person was granted 49,382 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on June 10, 2023, an additional 33 percent vested on June 10, 2024, and the remaining balance of 34 percent of the restricted stock units will vest on June 10, 2025. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan).
On June 12, 2023, the reporting person was granted 24,615 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33 percent of the restricted stock units vested on June 12, 2024, an additional 33 percent will vest on June 12, 2025, and the remaining balance of 34 percent of the restricted stock units will vest on June 12, 2026. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan).
/s/ Mark Walker, Attorney-in-fact for Antoinette Renee Leatherberry
2024-06-12