0001062993-23-015163.txt : 20230721
0001062993-23-015163.hdr.sgml : 20230721
20230721163159
ACCESSION NUMBER: 0001062993-23-015163
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230720
FILED AS OF DATE: 20230721
DATE AS OF CHANGE: 20230721
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Long Zach
CENTRAL INDEX KEY: 0001956405
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40016
FILM NUMBER: 231102891
MAIL ADDRESS:
STREET 1: C/O VINTAGE WINE ESTATES, INC.
STREET 2: 937 TAHOE BOULEVARD, SUITE 210
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vintage Wine Estates, Inc.
CENTRAL INDEX KEY: 0001834045
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 000000000
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 937 TAHOE BOULEVARD
STREET 2: SUITE 210
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
BUSINESS PHONE: 707-346-3640
MAIL ADDRESS:
STREET 1: 937 TAHOE BOULEVARD
STREET 2: SUITE 210
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
FORMER COMPANY:
FORMER CONFORMED NAME: Bespoke Capital Acquisition Corp
DATE OF NAME CHANGE: 20201125
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2023-07-20
0001834045
Vintage Wine Estates, Inc.
VWE
0001956405
Long Zach
937 TAHOE BOULEVARD, SUITE 210
INCLINE VILLAGE
NV
89451
0
1
0
0
Chief Operations Officer
0
Common Stock
2023-07-20
4
A
0
500000
0
A
843901
D
Stock Option (Right to Buy)
10.5
2031-06-07
Common Stock
8000
8000
D
Stock Option (Right to Buy)
10.5
2031-07-27
Common Stock
42000
42000
D
Stock Option (Right to Buy)
10.5
2032-03-07
Common Stock
50000
50000
D
Stock Option (Right to Buy)
10.5
2032-11-14
Common Stock
608697
608697
D
These restricted stock units ("RSUs"), which convert into common stock on a one-for-one basis, were granted under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award agreement, vest in two equal installments on each of 7/20/2024 and 7/20/2025.
Includes 823,098 RSUs consisting of the following: (i) 93,750 RSUs that vest one-third on each of 12/07/2023, 12/07/2024 and 12/07/2025; (ii) 229,348 RSUs that vest in four equal installments on each of 11/14/2023, 11/14/2024, 11/14/2025 and 11/14/2026; and (iii) 500,000 RSUs that vest in two equal installments on each of 7/20/2024 and 7/20/2025.
25% of the stock options vested on each of 12/07/2022 and 6/7/2023, and 25% vest on each of 06/07/2024 and 06/07/2025.
25% of the stock options vested on 01/27/2023, and 25% vest on each of 07/27/2023, 07/27/2024 and 07/27/2025.
25% of the stock options vest on 09/07/2023, and 25% vest on each of 03/07/2024, 03/07/2025 and 03/07/2026.
This option vests in four equal installments on each of 11/14/2023, 11/14/2024, 11/14/2025 and 11/14/2026.
/s/ Kristina L. Johnston, Attorney-in-Fact for Zach Long
2023-07-21