0001062993-23-015163.txt : 20230721 0001062993-23-015163.hdr.sgml : 20230721 20230721163159 ACCESSION NUMBER: 0001062993-23-015163 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230720 FILED AS OF DATE: 20230721 DATE AS OF CHANGE: 20230721 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Long Zach CENTRAL INDEX KEY: 0001956405 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40016 FILM NUMBER: 231102891 MAIL ADDRESS: STREET 1: C/O VINTAGE WINE ESTATES, INC. STREET 2: 937 TAHOE BOULEVARD, SUITE 210 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vintage Wine Estates, Inc. CENTRAL INDEX KEY: 0001834045 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 937 TAHOE BOULEVARD STREET 2: SUITE 210 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 BUSINESS PHONE: 707-346-3640 MAIL ADDRESS: STREET 1: 937 TAHOE BOULEVARD STREET 2: SUITE 210 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 FORMER COMPANY: FORMER CONFORMED NAME: Bespoke Capital Acquisition Corp DATE OF NAME CHANGE: 20201125 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2023-07-20 0001834045 Vintage Wine Estates, Inc. VWE 0001956405 Long Zach 937 TAHOE BOULEVARD, SUITE 210 INCLINE VILLAGE NV 89451 0 1 0 0 Chief Operations Officer 0 Common Stock 2023-07-20 4 A 0 500000 0 A 843901 D Stock Option (Right to Buy) 10.5 2031-06-07 Common Stock 8000 8000 D Stock Option (Right to Buy) 10.5 2031-07-27 Common Stock 42000 42000 D Stock Option (Right to Buy) 10.5 2032-03-07 Common Stock 50000 50000 D Stock Option (Right to Buy) 10.5 2032-11-14 Common Stock 608697 608697 D These restricted stock units ("RSUs"), which convert into common stock on a one-for-one basis, were granted under the Vintage Wine Estates, Inc. 2021 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award agreement, vest in two equal installments on each of 7/20/2024 and 7/20/2025. Includes 823,098 RSUs consisting of the following: (i) 93,750 RSUs that vest one-third on each of 12/07/2023, 12/07/2024 and 12/07/2025; (ii) 229,348 RSUs that vest in four equal installments on each of 11/14/2023, 11/14/2024, 11/14/2025 and 11/14/2026; and (iii) 500,000 RSUs that vest in two equal installments on each of 7/20/2024 and 7/20/2025. 25% of the stock options vested on each of 12/07/2022 and 6/7/2023, and 25% vest on each of 06/07/2024 and 06/07/2025. 25% of the stock options vested on 01/27/2023, and 25% vest on each of 07/27/2023, 07/27/2024 and 07/27/2025. 25% of the stock options vest on 09/07/2023, and 25% vest on each of 03/07/2024, 03/07/2025 and 03/07/2026. This option vests in four equal installments on each of 11/14/2023, 11/14/2024, 11/14/2025 and 11/14/2026. /s/ Kristina L. Johnston, Attorney-in-Fact for Zach Long 2023-07-21