0001062993-23-002581.txt : 20230209
0001062993-23-002581.hdr.sgml : 20230209
20230209194420
ACCESSION NUMBER: 0001062993-23-002581
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221207
FILED AS OF DATE: 20230209
DATE AS OF CHANGE: 20230209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Long Zach
CENTRAL INDEX KEY: 0001956405
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40016
FILM NUMBER: 23608011
MAIL ADDRESS:
STREET 1: C/O VINTAGE WINE ESTATES, INC.
STREET 2: 937 TAHOE BOULEVARD, SUITE 210
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vintage Wine Estates, Inc.
CENTRAL INDEX KEY: 0001834045
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 000000000
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 937 TAHOE BOULEVARD
STREET 2: SUITE 210
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
BUSINESS PHONE: 707-346-3640
MAIL ADDRESS:
STREET 1: 937 TAHOE BOULEVARD
STREET 2: SUITE 210
CITY: INCLINE VILLAGE
STATE: NV
ZIP: 89451
FORMER COMPANY:
FORMER CONFORMED NAME: Bespoke Capital Acquisition Corp
DATE OF NAME CHANGE: 20201125
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2022-12-07
0001834045
Vintage Wine Estates, Inc.
VWE
0001956405
Long Zach
937 TAHOE BOULEVARD, SUITE 210
INCLINE VILLAGE
NV
89451
0
1
0
0
Chief Operations Officer
Common Stock
2022-12-07
4
F
0
10697
3.42
D
343901
D
Stock Option (Right to Buy)
10.5
2031-06-07
Common Stock
8000
8000
D
Stock Option (Right to Buy)
10.5
2031-07-27
Common Stock
42000
42000
D
Stock Option (Right to Buy)
10.5
2032-03-07
Common Stock
50000
50000
D
Stock Option (Right to Buy)
10.5
2032-11-14
Common Stock
608697
608697
D
Shares withheld to cover tax withholding obligations on the vesting of 31,250 restricted stock units (RSUs).
Includes 323,098 RSUs consisting of the following: (i) 93,750 RSUs that vest one-third on each of 12/07/2023, 12/07/2024 and 12/07/2025; and (ii) 229,348 RSUs that vest in four equal annual installments commencing on 11/14/2023.
25% of the stock options vested on 12/07/2022, and 25% vest on each of 06/07/2023, 06/07/2024 and 06/07/2025.
25% of the stock options vested on 01/27/2023, and 25% vest on each of 07/27/2023, 07/27/2024 and 07/27/2025.
25% of the stock options vest on 09/07/2023, and 25% vest on each of 03/07/2024, 03/07/2025 and 03/07/2026.
This option vests in four equal annual installments commencing on November 14, 2023.
/s/ Kristina L. Johnston, Attorney-in-Fact for Zach Long
2023-02-09