0001062993-22-022489.txt : 20221118 0001062993-22-022489.hdr.sgml : 20221118 20221118163258 ACCESSION NUMBER: 0001062993-22-022489 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221116 FILED AS OF DATE: 20221118 DATE AS OF CHANGE: 20221118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roney Patrick A CENTRAL INDEX KEY: 0001863935 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40016 FILM NUMBER: 221402374 MAIL ADDRESS: STREET 1: 937 TAHOE BOULEVARD CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vintage Wine Estates, Inc. CENTRAL INDEX KEY: 0001834045 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 937 TAHOE BOULEVARD STREET 2: SUITE 210 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 BUSINESS PHONE: 707-346-3640 MAIL ADDRESS: STREET 1: 937 TAHOE BOULEVARD STREET 2: SUITE 210 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 FORMER COMPANY: FORMER CONFORMED NAME: Bespoke Capital Acquisition Corp DATE OF NAME CHANGE: 20201125 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-11-16 0001834045 Vintage Wine Estates, Inc. VWE 0001863935 Roney Patrick A 937 TAHOE BOULEVARD, SUITE 210 INCLINE VILLAGE NV 89451 1 1 1 0 Chief Executive Officer Common Stock 2022-11-16 4 P 0 25000 3.092 A 185400 I By IRA Common Stock 2022-11-17 4 P 0 25000 3.225 A 210400 I By IRA Common Stock 430280 D Common Stock 6516072 I By Patrick A. Roney and Laura G. Roney Trust The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.04 to $3.10, inclusive. Mr. Roney undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.18 to $3.23, inclusive. Mr. Roney undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Includes 430,280 restricted stock units. Mr. Roney and his wife, Laura G. Roney, are co-trustees of the Trust. Mr. Roney disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. /s/ Patrick A. Roney 2022-11-18