0001127602-23-022042.txt : 20230804 0001127602-23-022042.hdr.sgml : 20230804 20230804175854 ACCESSION NUMBER: 0001127602-23-022042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230802 FILED AS OF DATE: 20230804 DATE AS OF CHANGE: 20230804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kurada Sagar CENTRAL INDEX KEY: 0001833526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40209 FILM NUMBER: 231145181 MAIL ADDRESS: STREET 1: 1323 W. SCHOOL STREET CITY: CHICAGO STATE: IL ZIP: 60657 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heliogen, Inc. CENTRAL INDEX KEY: 0001840292 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 854204953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 130 W UNION ST. CITY: PASADENA STATE: CA ZIP: 91103 BUSINESS PHONE: 9709240446 MAIL ADDRESS: STREET 1: 130 W UNION ST. CITY: PASADENA STATE: CA ZIP: 91103 FORMER COMPANY: FORMER CONFORMED NAME: Athena Technology Acquisition Corp. DATE OF NAME CHANGE: 20210112 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-08-02 0001840292 Heliogen, Inc. HLGN 0001833526 Kurada Sagar C/O HELIOGEN, INC. 130 WEST UNION ST PASADENA CA 91103 1 CFO and Head of Strategy 0 Common Stock 2023-08-02 4 A 0 750000 0 A 750000 D These shares are represented by restricted stock units ("RSUs") granted on August 2, 2023 under Issuer's 2021 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Common Stock of the Issuer. 25% of the shares underlying the RSUs vest on July 10, 2024 and 6.25% of the underlying shares vest quarterly on each March 15, June 15, September 15 and December 15 thereafter, subject to the Reporting Person's continuous service. /s/ Deborah Chen, Attorney-in-Fact 2023-08-04