0000898432-24-000070.txt : 20240201 0000898432-24-000070.hdr.sgml : 20240201 20240201104104 ACCESSION NUMBER: 0000898432-24-000070 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240201 DATE AS OF CHANGE: 20240201 EFFECTIVENESS DATE: 20240201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Arena Capital Advisors, LLC- CA CENTRAL INDEX KEY: 0001833078 ORGANIZATION NAME: IRS NUMBER: 464305266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21268 FILM NUMBER: 24585453 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-806-6700 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD STE 1010 CITY: LOS ANGELES STATE: CA ZIP: 90025 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001833078 XXXXXXXX 12-31-2023 12-31-2023 false Arena Capital Advisors, LLC- CA

12121 WILSHIRE BLVD STE 1010 LOS ANGELES CA 90025

13F HOLDINGS REPORT 028-21268 N Sanije Perrett 310-806-6706 /s/ Sanije Perrett Los Angeles CA 01-30-2024 0 44 96716599 INFORMATION TABLE 2 informationtable.xml ADTHEORENT HOLDING COMPANY COM 00739D109 1 1 SH SOLE 1 0 0 ALLURION TECHNOLOGIES INC *W EXP 08/01/203 02008G110 816 1813 SH SOLE 1813 0 0 ALVOTECH *W EXP 06/15/202 L01800116 173678 69471 SH SOLE 69471 0 0 AURORA INNOVATION INC CLASS A COM 051774107 31 7 SH SOLE 7 0 0 AURORA INNOVATION INC *W EXP 11/03/202 051774115 9941 20288 SH SOLE 20288 0 0 BANZAI INTERNATIONAL INC *W EXP 12/14/202 06682J118 1791 39028 SH SOLE 39028 0 0 BRUNSWICK CORP COM 117043109 677250 7000 SH SOLE 7000 0 0 CONCORD ACQUISITION CORP II COM CL A 20607U108 2906358 279996 SH SOLE 279996 0 0 DELL TECHNOLOGIES INC CL C 24703L202 765000 10000 SH SOLE 10000 0 0 DIEBOLD NIXDORF INC COM SHS 253651202 51744362 1787370 SH SOLE 1787370 0 0 DOCGO INC COM 256086109 365933 65462 SH SOLE 65462 0 0 ECARX HOLDINGS INC *W EXP 12/20/202 G29201111 1465 48842 SH SOLE 48842 0 0 FERROGLOBE PLC SHS G33856108 846300 130000 SH SOLE 130000 0 0 HENNESSY CAPITAL INVST CORP CLASS A COM 42600H108 34216341 3274291 SH SOLE 3274291 0 0 HERBALIFE LTD COM SHS G4412G101 522045 34210 SH SOLE 34210 0 0 INNOVID CORP *W EXP 11/30/202 457679116 254 8450 SH SOLE 8450 0 0 IRIS ACQUISITION CORP *W EXP 02/28/202 89601Y119 1057 29166 SH SOLE 29166 0 0 JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 993 25000 SH SOLE 25000 0 0 KERNEL GROUP HOLDINGS INC *W EXP 02/02/202 G5259L129 4348 205092 SH SOLE 205092 0 0 LANDCADIA HOLDINGS IV INC *W EXP 03/29/202 51477A112 20604 317468 SH SOLE 317468 0 0 NIOCORP DEVS LTD *W EXP 03/17/202 654484153 41359 78035 SH SOLE 78035 0 0 NORTHERN STAR INVSTMNT CORP *W EXP 01/31/202 66573W115 520 99998 SH SOLE 99998 0 0 OCULIS HOLDING AG *W EXP 03/06/202 H5870P110 9777 6518 SH SOLE 6518 0 0 OSIRIS ACQUISITION CORP *W EXP 05/01/202 68829A111 34125 1137500 SH SOLE 1137500 0 0 PAYONEER GLOBAL INC *W EXP 06/25/202 70451X112 45672 133000 SH SOLE 133000 0 0 PLANET LABS PBC COM CL A 72703X106 381445 154431 SH SOLE 154431 0 0 PLANET LABS PBC *W EXP 12/06/202 72703X114 40396 209305 SH SOLE 209305 0 0 POWER & DIGITAL INFRASTRUCTU CLASS A COM 73919C100 2459440 227200 SH SOLE 227200 0 0 PROSOMNUS INC *W EXP 04/20/202 50535E116 5325 187500 SH SOLE 187500 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 317800 10000 SH SOLE 10000 0 0 TABOOLA.COM LTD ORD SHS M8744T106 225043 51973 SH SOLE 51973 0 0 VIASAT INC COM 92552V100 150930 5400 SH SOLE 5400 0 0 VICTORIAS SECRET AND CO COMMON STOCK 926400102 106160 4000 SH SOLE 4000 0 0 AVATION PLC WARRANTS *W EXP 10/31/2026 G0713X132 170062 667014 SH SOLE 667014 0 0 BENSON HILL EQY WARRANT (PNK) *W EXP 09/29/202 082490111 75 25000 SH SOLE 25000 0 0 CAZOO GROUP EQY WARRANT (PNK) *W EXP 8/26/2026 G2007L113 36 36456 SH SOLE 36456 0 0 CLOUD PEAK ENERGY INC (PNK) ORD SHS 18911Q300 0 36579 SH SOLE 36579 0 0 ELECTRIQ POWER HOLDINGS EQY WARRANT (PNK) *W EXP 07/31/202 285046116 100 100000 SH SOLE 100000 0 0 GROVE COLABORATIVE HOLD EQY WARRANT (PNK) *W EXP 6/16/2027 39957D110 1086 99616 SH SOLE 99616 0 0 GTT COMMUNICATIONS INC ORD (OTC) ORD SHS 362393308 40320 3360 SH SOLE 3360 0 0 GTT COMMUNICATIONS INC WRT *W EXP 12/30/2027 362393126 0 10785 SH SOLE 10785 0 0 MCDERMOTT INTERNATIONAL ORD (PNK) ORD SHS G5924V106 82432 915916 SH SOLE 915916 0 0 MOBIX LABS EQY WARRANT (NMS) EQY WARRANT (NMS) G2058L111 26325 375000 SH SOLE 375000 0 0 WESCO INTERL 1000 DS RP 1 SRS A PRF (NYS) ORD SHS 95082P303 319603 12097 SH SOLE 12097 0 0