Chief Compliance Officer

0001398344-23-001807.txt : 20230201 0001398344-23-001807.hdr.sgml : 20230201 20230201150946 ACCESSION NUMBER: 0001398344-23-001807 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230201 DATE AS OF CHANGE: 20230201 EFFECTIVENESS DATE: 20230201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sage Mountain Advisors LLC CENTRAL INDEX KEY: 0001832274 IRS NUMBER: 832064784 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20448 FILM NUMBER: 23576347 BUSINESS ADDRESS: STREET 1: 945 E PACES FERRY ROAD NE STREET 2: SUITE 2660 CITY: ATLANTA STATE: GA ZIP: 30326 BUSINESS PHONE: 404-795-8361 MAIL ADDRESS: STREET 1: 945 E PACES FERRY ROAD NE STREET 2: SUITE 2660 CITY: ATLANTA STATE: GA ZIP: 30326 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001832274 XXXXXXXX 12-31-2022 12-31-2022 false Sage Mountain Advisors LLC

945 E PACES FERRY ROAD NE SUITE 2660 ATLANTA GA 30326

13F HOLDINGS REPORT 028-20448 000298593 801-114002 N Whitney Imeraj Chief Compliance Officer 404-795-8364 /s/ Whitney Imeraj Atlanta GA 02-01-2023 1 297 439667670 1 028-20944 000301040 801-117460 Wealthspring Capital LLC INFORMATION TABLE 2 fp0081736-1_13fhr-table.xml ABBOTT LABS COM 002824100 635135 5785 SH SOLE 0 0 5785 ABBVIE INC COM 00287Y109 882875 5463 SH SOLE 0 0 5463 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 397058 1488 SH SOLE 0 0 1488 ADOBE SYSTEMS INCORPORATED COM 00724F101 352683 1048 SH SOLE 0 0 1048 AETHERIUM ACQUISITION CORP UNIT 12/21/2026 00809J200 141820 14000 SH OTR 1 0 0 14000 AFRICAN GOLD ACQUISITION COR UNIT 99/99/9999 G0112R116 113100 11310 SH OTR 1 0 0 11310 AFTERNEXT HEALTHTECH ACQUISI SHS CL A G01109100 289578 28900 SH OTR 1 0 0 28900 ALPHA PARTNERS TECH MERGR CO *W EXP 03/31/202 G63290103 354 8043 SH OTR 1 0 0 8043 ALPHA PARTNERS TECH MERGR CO CLASS A ORD SHS G63290111 242014 24129 SH OTR 1 0 0 24129 ALPHABET INC CAP STK CL C 02079K107 1285288 14485 SH SOLE 0 0 14485 ALPHABET INC CAP STK CL A 02079K305 791247 8968 SH SOLE 0 0 8968 ALTC ACQUISITION CORP COM CL A 02156V109 517328 52150 SH OTR 1 0 0 52150 AMAZON COM INC COM 023135106 1729532 20590 SH SOLE 0 0 20590 AMERICAN INTL GROUP INC COM NEW 026874784 248849 3935 SH SOLE 0 0 3935 AMGEN INC COM 031162100 350887 1336 SH SOLE 0 0 1336 APPLE INC COM 037833100 4600510 35408 SH SOLE 0 0 35408 ARCHER DANIELS MIDLAND CO COM 039483102 305384 3289 SH SOLE 0 0 3289 ARES ACQUISITION CORPORATION COM CL A G33032106 108756 10800 SH OTR 1 0 0 10800 ARROWROOT ACQUISITION CORP UNIT 01/29/2026 04282M201 158917 15860 SH OTR 1 0 0 15860 AT&T INC COM 00206R102 210831 11452 SH SOLE 0 0 11452 ATHENA TECHNOLOGY ACQ CORP I CL A COM 04687C105 140700 14000 SH OTR 1 0 0 14000 ATHENA TECHNOLOGY ACQ CORP I *W EXP 10/17/202 04687C113 279 7000 SH OTR 1 0 0 7000 AUTOMATIC DATA PROCESSING IN COM 053015103 231694 970 SH SOLE 0 0 970 AUTOZONE INC COM 053332102 305806 124 SH SOLE 0 0 124 BANK AMERICA CORP COM 060505104 395486 11941 SH SOLE 0 0 11941 BANNER ACQUISITION CORP UNIT 09/07/2026 06654K200 250750 25000 SH OTR 1 0 0 25000 BERKSHIRE HATHAWAY INC DEL CL A 084670108 3749688 8 SH SOLE 0 0 8 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2983047 9657 SH SOLE 0 0 9657 BIOMARIN PHARMACEUTICAL INC COM 09061G101 3208 31 SH SOLE 0 0 31 BIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 09061GAH4 14858 14000 PRN SOLE 0 0 14000 BIOMARIN PHARMACEUTICAL INC NOTE 1.250% 5/1 09061GAK7 42982 40000 PRN OTR 1 0 0 40000 BLACKSTONE INC COM 09260D107 362567 4887 SH SOLE 0 0 4887 BRISTOL-MYERS SQUIBB CO COM 110122108 256502 3565 SH SOLE 0 0 3565 BROADCOM INC COM 11135F101 338274 605 SH SOLE 0 0 605 BUILD ACQUISITION CORP UNIT 99/99/9999 12008J204 192292 19210 SH OTR 1 0 0 19210 BYNORDIC ACQUISITION CORP UNIT 07/01/2027 124420209 109435 10750 SH OTR 1 0 0 10750 C5 ACQUISITION CORPORATION UNIT 99/99/9999 12530D204 127875 12500 SH OTR 1 0 0 12500 CARTESIAN GROWTH CORP II UNIT 07/12/2028 G19305104 176468 17250 SH OTR 1 0 0 17250 CATERPILLAR INC COM 149123101 259923 1085 SH SOLE 0 0 1085 CHEESECAKE FACTORY INC NOTE 0.375% 6/1 163072AA9 32775 40000 PRN OTR 1 0 0 40000 CHEGG INC NOTE 0.125% 3/1 163092AD1 30113 33000 PRN OTR 1 0 0 33000 CHEVRON CORP NEW COM 166764100 686011 3822 SH SOLE 0 0 3822 CHICAGO ATLANTIC REAL ESTATE COM 167239102 286543 19014 SH SOLE 0 0 19014 CHURCHILL CAPITAL CORP VII COM CL A 17144M102 216449 21710 SH OTR 1 0 0 21710 CHURCHILL CAPITAL CORP VII *W EXP 02/29/202 17144M110 214 4342 SH OTR 1 0 0 4342 CISCO SYS INC COM 17275R102 832652 17478 SH SOLE 0 0 17478 COCA COLA CO COM 191216100 467534 7350 SH SOLE 0 0 7350 COLONNADE ACQUISITION CORP I UNIT 99/99/9999 G2284B127 240340 24010 SH OTR 1 0 0 24010 COMCAST CORP NEW CL A 20030N101 295566 8452 SH SOLE 0 0 8452 CONOCOPHILLIPS COM 20825C104 281430 2385 SH SOLE 0 0 2385 CONYERS PARK III ACQSITN COR CLASS A COM 21289P102 105502 10700 SH OTR 1 0 0 10700 COSTCO WHSL CORP NEW COM 22160K105 482064 1056 SH SOLE 0 0 1056 CVS HEALTH CORP COM 126650100 468653 5029 SH SOLE 0 0 5029 DANAHER CORPORATION COM 235851102 249229 939 SH SOLE 0 0 939 DEERE & CO COM 244199105 251682 587 SH SOLE 0 0 587 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 757997 31219 SH SOLE 0 0 31219 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 201978 6644 SH SOLE 0 0 6644 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 314215 14547 SH SOLE 0 0 14547 DMY SQUARED TECHNOLOGY GROUP UNIT 99/99/9999 233276203 170000 17000 SH OTR 1 0 0 17000 DUKE ENERGY CORP NEW COM NEW 26441C204 222561 2161 SH SOLE 0 0 2161 DYADIC INTL INC DEL COM 26745T101 131074 106564 SH SOLE 0 0 106564 EVE MOBILITY ACQUISITION COR UNIT 99/99/9999 G3218G125 156564 15230 SH OTR 1 0 0 15230 EXXON MOBIL CORP COM 30231G102 1069469 9696 SH SOLE 0 0 9696 FINTECH EVOLUTION ACQUIS GRO UNIT 99/99/9999 G3R19A112 251951 25020 SH OTR 1 0 0 25020 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 793119 17038 SH SOLE 0 0 17038 FIRST TR NAS100 EQ WEIGHTED SHS 337344105 682104 7683 SH SOLE 0 0 7683 FIRST TR VALUE LINE DIVID IN SHS 33734H106 778285 19501 SH SOLE 0 0 19501 FLAME ACQUISITION CORP UNIT 99/99/9999 33850F207 182087 17610 SH OTR 1 0 0 17610 FORD MTR CO DEL COM 345370860 49846 4286 SH SOLE 0 0 4286 FORD MTR CO DEL NOTE 3/1 345370CZ1 37740 40000 PRN OTR 1 0 0 40000 FUSION ACQUISITION CORP II COM CL A 36118N102 271080 27000 SH OTR 1 0 0 27000 FUSION ACQUISITION CORP II *W EXP 02/29/202 36118N110 7 9000 SH OTR 1 0 0 9000 GLOBAL X FDS US INFR DEV ETF 37954Y673 437827 16528 SH SOLE 0 0 16528 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 22272 380 SH SOLE 0 0 380 GOLDMAN SACHS GROUP INC COM 38141G104 269553 785 SH SOLE 0 0 785 GOLUB CAP BDC INC COM 38173M102 20391208 1549484 SH SOLE 0 0 1549484 GREENBRIER COS INC NOTE 2.875% 4/1 393657AM3 39668 45000 PRN OTR 1 0 0 45000 GUESS INC NOTE 2.000% 4/1 401617AD7 42425 40000 PRN OTR 1 0 0 40000 GX ACQUISITION CORP II CLASS A COM 36260F105 90090 9000 SH OTR 1 0 0 9000 GX ACQUISITION CORP II UNIT 03/17/2026 36260F204 95445 9450 SH OTR 1 0 0 9450 HAEMONETICS CORP MASS NOTE 3/0 405024AB6 24789 30000 PRN OTR 1 0 0 30000 HAINAN MANASLU ACQUISTN CORP UNIT 01/31/2029 G4233U123 114500 10000 SH OTR 1 0 0 10000 HALOZYME THERAPEUTICS INC NOTE 0.250% 3/0 40637HAD1 38725 40000 PRN OTR 1 0 0 40000 HANNON ARMSTRONG SUST INFR C NOTE 8/1 41068XAD2 28350 30000 PRN OTR 1 0 0 30000 HOME DEPOT INC COM 437076102 875564 2772 SH SOLE 0 0 2772 HONEYWELL INTL INC COM 438516106 504248 2353 SH SOLE 0 0 2353 IBERE PHARMACEUTICALS UNIT 99/99/9999 G46843127 131604 13200 SH OTR 1 0 0 13200 IMAX CORP NOTE 0.500% 4/0 45245EAJ8 29519 35000 PRN OTR 1 0 0 35000 INTEL CORP COM 458140100 217968 8247 SH SOLE 0 0 8247 INTERDIGITAL INC NOTE 2.000% 6/0 45867GAB7 43003 45000 PRN OTR 1 0 0 45000 INVESCO EXCH TRADED FD TR II S&P GBL WATER 46138E263 6853 147 SH SOLE 0 0 147 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 658553 10306 SH SOLE 0 0 10306 INVESCO EXCHANGE TRADED FD T WILDERHIL CLAN 46137V134 159 4 SH SOLE 0 0 4 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 3085456 11180 SH SOLE 0 0 11180 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 10627393 241532 SH SOLE 0 0 241532 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 64693 458 SH SOLE 0 0 458 INVESCO QQQ TR UNIT SER 1 46090E103 326193 1225 SH SOLE 0 0 1225 IRONWOOD PHARMACEUTICALS INC NOTE 0.750% 6/1 46333XAF5 44861 42000 PRN OTR 1 0 0 42000 IRONWOOD PHARMACEUTICALS INC NOTE 1.500% 6/1 46333XAH1 2181 2000 PRN SOLE 0 0 2000 ISHARES INC MSCI GBL MIN VOL 464286525 599981 6314 SH SOLE 0 0 6314 ISHARES INC MSCI EMERG MRKT 464286533 5811 110 SH SOLE 0 0 110 ISHARES INC CORE MSCI EMKT 46434G103 379329 8123 SH SOLE 0 0 8123 ISHARES INC MSCI JPN ETF NEW 46434G822 48996 900 SH SOLE 0 0 900 ISHARES INC ESG AWR MSCI EM 46434G863 33348 1109 SH SOLE 0 0 1109 ISHARES TR CORE S&P TTL STK 464287150 1433968 16910 SH SOLE 0 0 16910 ISHARES TR CORE S&P500 ETF 464287200 945541 2461 SH SOLE 0 0 2461 ISHARES TR MSCI EMG MKT ETF 464287234 327380 8638 SH SOLE 0 0 8638 ISHARES TR GLOBAL TECH ETF 464287291 4573 102 SH SOLE 0 0 102 ISHARES TR S&P 500 GRWT ETF 464287309 224172 3832 SH SOLE 0 0 3832 ISHARES TR S&P 500 VAL ETF 464287408 52951 365 SH SOLE 0 0 365 ISHARES TR 20 YR TR BD ETF 464287432 16925 170 SH SOLE 0 0 170 ISHARES TR MSCI EAFE ETF 464287465 1479504 22540 SH SOLE 0 0 22540 ISHARES TR RUS MDCP VAL ETF 464287473 35394 336 SH SOLE 0 0 336 ISHARES TR RUS MD CP GR ETF 464287481 306143 3662 SH SOLE 0 0 3662 ISHARES TR RUS MID CAP ETF 464287499 18009 267 SH SOLE 0 0 267 ISHARES TR CORE S&P MCP ETF 464287507 44750 185 SH SOLE 0 0 185 ISHARES TR ISHARES BIOTECH 464287556 9847 75 SH SOLE 0 0 75 ISHARES TR RUS 1000 VAL ETF 464287598 349250 2303 SH SOLE 0 0 2303 ISHARES TR S&P MC 400GR ETF 464287606 49518 725 SH SOLE 0 0 725 ISHARES TR RUS 1000 GRW ETF 464287614 2260875 10553 SH SOLE 0 0 10553 ISHARES TR RUS 1000 ETF 464287622 4077983 19371 SH SOLE 0 0 19371 ISHARES TR RUS 2000 VAL ETF 464287630 98317 709 SH SOLE 0 0 709 ISHARES TR RUS 2000 GRW ETF 464287648 49769 232 SH SOLE 0 0 232 ISHARES TR RUSSELL 2000 ETF 464287655 284381 1631 SH SOLE 0 0 1631 ISHARES TR CORE S&P US VLU 464287663 39529 560 SH SOLE 0 0 560 ISHARES TR CORE S&P US GWT 464287671 120650 1480 SH SOLE 0 0 1480 ISHARES TR RUSSELL 3000 ETF 464287689 631145 2860 SH SOLE 0 0 2860 ISHARES TR S&P MC 400VL ETF 464287705 134870 1338 SH SOLE 0 0 1338 ISHARES TR U.S. TECH ETF 464287721 120078 1612 SH SOLE 0 0 1612 ISHARES TR US HLTHCARE ETF 464287762 130507 460 SH SOLE 0 0 460 ISHARES TR CORE S&P SCP ETF 464287804 3041261 32135 SH SOLE 0 0 32135 ISHARES TR SP SMCP600VL ETF 464287879 461359 5053 SH SOLE 0 0 5053 ISHARES TR SHRT NAT MUN ETF 464288158 208540 2000 SH SOLE 0 0 2000 ISHARES TR MSCI ACWI ETF 464288257 132752 1564 SH SOLE 0 0 1564 ISHARES TR EAFE SML CP ETF 464288273 148316 2626 SH SOLE 0 0 2626 ISHARES TR JPMORGAN USD EMG 464288281 10828 128 SH SOLE 0 0 128 ISHARES TR MBS ETF 464288588 10388 112 SH SOLE 0 0 112 ISHARES TR ISHS 1-5YR INVS 464288646 24063 483 SH SOLE 0 0 483 ISHARES TR U.S. MED DVC ETF 464288810 5047 96 SH SOLE 0 0 96 ISHARES TR EAFE VALUE ETF 464288877 284823 6208 SH SOLE 0 0 6208 ISHARES TR EAFE GRWTH ETF 464288885 194407 2321 SH SOLE 0 0 2321 ISHARES TR MSCI USA QLT FCT 46432F339 62918247 552108 SH SOLE 0 0 552108 ISHARES TR MSCI USA VALUE 46432F388 29438 323 SH SOLE 0 0 323 ISHARES TR MSCI USA MMENTM 46432F396 246476 1689 SH SOLE 0 0 1689 ISHARES TR CORE MSCI TOTAL 46432F834 523872 9051 SH SOLE 0 0 9051 ISHARES TR CORE MSCI EAFE 46432F842 43086 699 SH SOLE 0 0 699 ISHARES TR INTL EQTY FACTOR 46434V274 1019307 41434 SH SOLE 0 0 41434 ISHARES TR MSCI INTL QUALTY 46434V456 19326746 596689 SH SOLE 0 0 596689 ISHARES TR CUR HD EURZN ETF 46434V639 100008 3600 SH SOLE 0 0 3600 ISHARES TR GLOBAL REIT ETF 46434V647 258780 11395 SH SOLE 0 0 11395 ISHARES TR HDG MSCI EAFE 46434V803 542025 20075 SH SOLE 0 0 20075 ISHARES TR HDG MSCI JAPAN 46434V886 41856 1600 SH SOLE 0 0 1600 J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 46641Q761 37552931 969108 SH SOLE 0 0 969108 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 418535 8349 SH SOLE 0 0 8349 JACKSON ACQUISITION CO UNIT 99/99/9999 46653C205 142100 14000 SH OTR 1 0 0 14000 JAGUAR GLOBAL GROWTH CORP I CLASS A ORD SHS G5S11A106 112420 11000 SH OTR 1 0 0 11000 JANUS DETROIT STR TR HENDRSON AAA CL 47103U845 39356806 798961 SH SOLE 0 0 798961 JANUS INTERNATIONAL GROUP IN COMMON STOCK 47103N106 249881 26248 SH SOLE 0 0 26248 JETBLUE AIRWAYS CORP NOTE 0.500% 4/0 477143AP6 32809 45000 PRN OTR 1 0 0 45000 JETBLUE AWYS CORP COM 477143101 175 27 SH SOLE 0 0 27 JOHNSON & JOHNSON COM 478160104 1063786 6022 SH SOLE 0 0 6022 JPMORGAN CHASE & CO COM 46625H100 1425349 10629 SH SOLE 0 0 10629 JUPITER ACQUISITION CORP CL A 482082104 227930 23000 SH OTR 1 0 0 23000 JUPITER ACQUISITION CORP UNIT 09/11/2027 482082203 49400 5000 SH OTR 1 0 0 5000 KADEM SUSTAINABLE IMPACT COR UNIT 03/17/2026 48284E204 263148 26210 SH OTR 1 0 0 26210 KAMAN CORP COM 483548103 2275 102 SH SOLE 0 0 102 KAMAN CORP NOTE 3.250% 5/0 483548AF0 32533 35000 PRN OTR 1 0 0 35000 KISMET ACQUISITION THREE COR *W EXP 06/30/202 G5276C102 0 11989 SH OTR 1 0 0 11989 KISMET ACQUISITION TWO CORP UNIT 99/99/9999 G52807123 275457 27300 SH OTR 1 0 0 27300 L CATTERTON ASIA ACQUISITION CLASS A ORD SHS G5346G125 116150 11500 SH OTR 1 0 0 11500 LCI INDS NOTE 1.125% 5/1 501812AB7 21063 25000 PRN OTR 1 0 0 25000 LILLY ELI & CO COM 532457108 608758 1664 SH SOLE 0 0 1664 LINDE PLC SHS G5494J103 272034 834 SH SOLE 0 0 834 LOGISTICS INNOVTN TECHNLGS C CLASS A COM 54141L100 157410 15818 SH OTR 1 0 0 15818 LOGISTICS INNOVTN TECHNLGS C *W EXP 06/15/202 54141L118 169 5622 SH OTR 1 0 0 5622 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 414835 8262 SH SOLE 0 0 8262 MARSH & MCLENNAN COS INC COM 571748102 236967 1432 SH SOLE 0 0 1432 MASTERCARD INCORPORATED CL A 57636Q104 552467 1589 SH SOLE 0 0 1589 MCDONALDS CORP COM 580135101 384227 1458 SH SOLE 0 0 1458 MERCK & CO INC COM 58933Y105 936085 8437 SH SOLE 0 0 8437 META PLATFORMS INC CL A 30303M102 401093 3333 SH SOLE 0 0 3333 MICROSOFT CORP COM 594918104 3328702 13880 SH SOLE 0 0 13880 MOBIV ACQUISITION CORP UNIT 07/31/2027 60742N205 167291 16337 SH OTR 1 0 0 16337 MORGAN STANLEY COM NEW 617446448 217481 2558 SH SOLE 0 0 2558 MOTIVE CAPITAL CORP II UNIT 99/99/9999 G6293R122 143080 14000 SH OTR 1 0 0 14000 NETFLIX INC COM 64110L106 405165 1374 SH SOLE 0 0 1374 NEXTERA ENERGY INC COM 65339F101 383891 4592 SH SOLE 0 0 4592 NIKE INC CL B 654106103 269474 2303 SH SOLE 0 0 2303 NORFOLK SOUTHN CORP COM 655844108 213646 867 SH SOLE 0 0 867 NVIDIA CORPORATION COM 67066G104 595959 4078 SH SOLE 0 0 4078 PACIRA BIOSCIENCES INC NOTE 0.750% 8/0 695127AF7 27019 30000 PRN OTR 1 0 0 30000 PAPAYA GRWT OPPORTUNITY CORP UNIT 12/31/2028 69882P201 112200 11000 SH OTR 1 0 0 11000 PEARL HOLDINGS ACQUISITN COR CLASS A ORD SHS G44525106 97492 9530 SH OTR 1 0 0 9530 PEARL HOLDINGS ACQUISITN COR UNIT 12/15/2026 G44525122 143220 14000 SH OTR 1 0 0 14000 PEPSICO INC COM 713448108 586061 3244 SH SOLE 0 0 3244 PETIQ INC NOTE 4.000% 6/0 71639TAB2 33000 40000 PRN OTR 1 0 0 40000 PFIZER INC COM 717081103 769779 15023 SH SOLE 0 0 15023 PIMCO ETF TR 1-5 US TIP IDX 72201R205 128415 2575 SH SOLE 0 0 2575 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 479578 4861 SH SOLE 0 0 4861 PINE TECHNOLOGY ACQUISITN CO CLASS A COM 722850104 109106 10878 SH OTR 1 0 0 10878 PINE TECHNOLOGY ACQUISITN CO *W EXP 03/31/202 722850112 6 3626 SH OTR 1 0 0 3626 PLUTONIAN ACQUISITION CORP UNIT 10/26/2027 72942P203 100700 10000 SH OTR 1 0 0 10000 PONO CAP TWO INC COM CL A 73245B107 117300 11500 SH OTR 1 0 0 11500 PONO CAP TWO INC *W EXP 07/31/202 73245B115 634 11500 SH OTR 1 0 0 11500 PROCTER AND GAMBLE CO COM 742718109 873802 5765 SH SOLE 0 0 5765 RAYTHEON TECHNOLOGIES CORP COM 75513E101 275411 2729 SH SOLE 0 0 2729 ROYAL BK CDA SUSTAINABL COM 780087102 577471 6142 SH SOLE 0 0 6142 SALESFORCE INC COM 79466L302 203393 1534 SH SOLE 0 0 1534 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1331440 29713 SH SOLE 0 0 29713 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 3475439 76975 SH SOLE 0 0 76975 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 42232 760 SH SOLE 0 0 760 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 20396 270 SH SOLE 0 0 270 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 2545 79 SH SOLE 0 0 79 SCHWAB STRATEGIC TR US TIPS ETF 808524870 8286 160 SH SOLE 0 0 160 SCREAMING EAGLE ACQUISITN CO CLASS A ORD SHS G79407105 164000 16499 SH OTR 1 0 0 16499 SCREAMING EAGLE ACQUISITN CO *W EXP 01/05/202 G79407121 1296 5500 SH OTR 1 0 0 5500 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 30761 396 SH SOLE 0 0 396 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 27442 202 SH SOLE 0 0 202 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 16625 223 SH SOLE 0 0 223 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 30353 235 SH SOLE 0 0 235 SELECT SECTOR SPDR TR ENERGY 81369Y506 316554 3619 SH SOLE 0 0 3619 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 134098 3921 SH SOLE 0 0 3921 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 29659 302 SH SOLE 0 0 302 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 110378 887 SH SOLE 0 0 887 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 32345 674 SH SOLE 0 0 674 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 31944 865 SH SOLE 0 0 865 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 8813 125 SH SOLE 0 0 125 SPDR INDEX SHS FDS MSCI EAFE STRTGC 78463X434 6106306 95262 SH SOLE 0 0 95262 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 128214 3890 SH SOLE 0 0 3890 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 6503 159 SH SOLE 0 0 159 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 4812 200 SH SOLE 0 0 200 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 7088 241 SH SOLE 0 0 241 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1332665 44886 SH SOLE 0 0 44886 SPDR S&P 500 ETF TR TR UNIT 78462F103 2479421 6483 SH SOLE 0 0 6483 SPDR SER TR S&P 600 SMCP VAL 78464A300 19149 258 SH SOLE 0 0 258 SPDR SER TR BBG CONV SEC ETF 78464A359 36609 569 SH SOLE 0 0 569 SPDR SER TR PRTFLO S&P500 GW 78464A409 103113 2035 SH SOLE 0 0 2035 SPDR SER TR PRTFLO S&P500 VL 78464A508 146032 3755 SH SOLE 0 0 3755 SPDR SER TR S&P DIVID ETF 78464A763 1739029 13900 SH SOLE 0 0 13900 SPDR SER TR PORTFOLIO S&P400 78464A847 537243 12641 SH SOLE 0 0 12641 SPDR SER TR S&P BIOTECH 78464A870 76028 916 SH SOLE 0 0 916 SPDR SER TR PORTFOLIO SH TSR 78468R101 23256 805 SH SOLE 0 0 805 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 5565301 60843 SH SOLE 0 0 60843 SPDR SER TR PRTFLO S&P500 HI 78468R788 3203 81 SH SOLE 0 0 81 SPDR SER TR MSCI USA STRTGIC 78468R812 21459046 194534 SH SOLE 0 0 194534 SPRINGWATER SPL SITUATIONS C UNIT 12/01/2027 85205U206 249111 24543 SH OTR 1 0 0 24543 STARBUCKS CORP COM 855244109 215165 2169 SH SOLE 0 0 2169 TARGET GLOBAL ACQUISI I CORP UNIT 99/99/9999 G8675N117 261885 25500 SH OTR 1 0 0 25500 TESLA INC COM 88160R101 316942 2573 SH SOLE 0 0 2573 TEXAS INSTRS INC COM 882508104 463277 2804 SH SOLE 0 0 2804 THE GROWTH FOR GOOD ACQU COR UNIT 11/12/2026 G41522122 141050 14000 SH OTR 1 0 0 14000 THERMO FISHER SCIENTIFIC INC COM 883556102 298474 542 SH SOLE 0 0 542 TLG ACQUISITION ONE CORP *W EXP 01/25/202 87257M116 567 13827 SH OTR 1 0 0 13827 TRAJECTORY ALPHA ACQUISITION UNIT 99/99/9999 89301B203 140700 14000 SH OTR 1 0 0 14000 TRIPADVISOR INC NOTE 0.250% 4/0 896945AD4 31940 40000 PRN OTR 1 0 0 40000 TRUIST FINL CORP COM 89832Q109 300608 6986 SH SOLE 0 0 6986 TWELVE SEAS INVESTMENT CO II COM CL A 90118T106 202910 20190 SH OTR 1 0 0 20190 TWELVE SEAS INVESTMENT CO II *W EXP 03/02/202 90118T114 106 6730 SH OTR 1 0 0 6730 TWO COM CL A G9152V101 201400 20000 SH OTR 1 0 0 20000 UNIFIED SER TR BALLAST SMLMD CP 90470L550 326794 10290 SH SOLE 0 0 10290 UNION PAC CORP COM 907818108 242272 1170 SH SOLE 0 0 1170 UNITEDHEALTH GROUP INC COM 91324P102 900246 1698 SH SOLE 0 0 1698 VANECK ETF TRUST BDC INCOME ETF 92189F411 1164517 82298 SH SOLE 0 0 82298 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 32745194 93201 SH SOLE 0 0 93201 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 822646 9974 SH SOLE 0 0 9974 VANGUARD INDEX FDS SM CP VAL ETF 922908611 451945 2846 SH SOLE 0 0 2846 VANGUARD INDEX FDS MID CAP ETF 922908629 363453 1783 SH SOLE 0 0 1783 VANGUARD INDEX FDS LARGE CAP ETF 922908637 191446 1099 SH SOLE 0 0 1099 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 360582 2714 SH SOLE 0 0 2714 VANGUARD INDEX FDS GROWTH ETF 922908736 151308 710 SH SOLE 0 0 710 VANGUARD INDEX FDS VALUE ETF 922908744 1075557 7662 SH SOLE 0 0 7662 VANGUARD INDEX FDS SMALL CP ETF 922908751 8040112 43806 SH SOLE 0 0 43806 VANGUARD INDEX FDS TOTAL STK MKT 922908769 39732410 207816 SH SOLE 0 0 207816 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 4747969 94694 SH SOLE 0 0 94694 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 149995 3848 SH SOLE 0 0 3848 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 72737 1312 SH SOLE 0 0 1312 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 7559799 130747 SH SOLE 0 0 130747 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 77521 1031 SH SOLE 0 0 1031 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 473660 6731 SH SOLE 0 0 6731 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 9481 172 SH SOLE 0 0 172 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 110410 1888 SH SOLE 0 0 1888 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 111149 1434 SH SOLE 0 0 1434 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 536486 3533 SH SOLE 0 0 3533 VANGUARD STAR FDS VG TL INTL STK F 921909768 9607148 185753 SH SOLE 0 0 185753 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 5404278 128765 SH SOLE 0 0 128765 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 256458 2370 SH SOLE 0 0 2370 VANGUARD WHITEHALL FDS EM MK GOV BD ETF 921946885 3964 65 SH SOLE 0 0 65 VERIZON COMMUNICATIONS INC COM 92343V104 218197 5538 SH SOLE 0 0 5538 VISA INC COM CL A 92826C839 1329846 6401 SH SOLE 0 0 6401 VISCOGLIOSI BROS ACQUISTN CO UNIT 03/18/2027 92838K209 121080 12000 SH OTR 1 0 0 12000 VISHAY INTERTECHNOLOGY INC COM 928298108 7851 364 SH SOLE 0 0 364 VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 928298AP3 24128 25000 PRN OTR 1 0 0 25000 WALMART INC COM 931142103 756024 5332 SH SOLE 0 0 5332 WARBURG PINCUS CAPTAL CORP I SHS CL A G9460M108 201800 20000 SH OTR 1 0 0 20000 WAVERLEY CAPITAL ACQUIS CORP SHS CL A G06536109 250500 25000 SH OTR 1 0 0 25000 WELLS FARGO CO NEW COM 949746101 252034 6104 SH SOLE 0 0 6104 ZIMMER ENERGY TRANSITION ACQ COM CL A 989570106 339812 34152 SH OTR 1 0 0 34152