0001398344-23-001807.txt : 20230201
0001398344-23-001807.hdr.sgml : 20230201
20230201150946
ACCESSION NUMBER: 0001398344-23-001807
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230201
DATE AS OF CHANGE: 20230201
EFFECTIVENESS DATE: 20230201
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sage Mountain Advisors LLC
CENTRAL INDEX KEY: 0001832274
IRS NUMBER: 832064784
STATE OF INCORPORATION: GA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-20448
FILM NUMBER: 23576347
BUSINESS ADDRESS:
STREET 1: 945 E PACES FERRY ROAD NE
STREET 2: SUITE 2660
CITY: ATLANTA
STATE: GA
ZIP: 30326
BUSINESS PHONE: 404-795-8361
MAIL ADDRESS:
STREET 1: 945 E PACES FERRY ROAD NE
STREET 2: SUITE 2660
CITY: ATLANTA
STATE: GA
ZIP: 30326
13F-HR
1
primary_doc.xml
X0202
13F-HR
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false
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0001832274
XXXXXXXX
12-31-2022
12-31-2022
false
Sage Mountain Advisors LLC
945 E PACES FERRY ROAD NE
SUITE 2660
ATLANTA
GA
30326
13F HOLDINGS REPORT
028-20448
000298593
801-114002
N
Whitney Imeraj
Chief Compliance Officer
404-795-8364
/s/ Whitney Imeraj
Atlanta
GA
02-01-2023
1
297
439667670
1
028-20944
000301040
801-117460
Wealthspring Capital LLC
INFORMATION TABLE
2
fp0081736-1_13fhr-table.xml
ABBOTT LABS
COM
002824100
635135
5785
SH
SOLE
0
0
5785
ABBVIE INC
COM
00287Y109
882875
5463
SH
SOLE
0
0
5463
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
397058
1488
SH
SOLE
0
0
1488
ADOBE SYSTEMS INCORPORATED
COM
00724F101
352683
1048
SH
SOLE
0
0
1048
AETHERIUM ACQUISITION CORP
UNIT 12/21/2026
00809J200
141820
14000
SH
OTR
1
0
0
14000
AFRICAN GOLD ACQUISITION COR
UNIT 99/99/9999
G0112R116
113100
11310
SH
OTR
1
0
0
11310
AFTERNEXT HEALTHTECH ACQUISI
SHS CL A
G01109100
289578
28900
SH
OTR
1
0
0
28900
ALPHA PARTNERS TECH MERGR CO
*W EXP 03/31/202
G63290103
354
8043
SH
OTR
1
0
0
8043
ALPHA PARTNERS TECH MERGR CO
CLASS A ORD SHS
G63290111
242014
24129
SH
OTR
1
0
0
24129
ALPHABET INC
CAP STK CL C
02079K107
1285288
14485
SH
SOLE
0
0
14485
ALPHABET INC
CAP STK CL A
02079K305
791247
8968
SH
SOLE
0
0
8968
ALTC ACQUISITION CORP
COM CL A
02156V109
517328
52150
SH
OTR
1
0
0
52150
AMAZON COM INC
COM
023135106
1729532
20590
SH
SOLE
0
0
20590
AMERICAN INTL GROUP INC
COM NEW
026874784
248849
3935
SH
SOLE
0
0
3935
AMGEN INC
COM
031162100
350887
1336
SH
SOLE
0
0
1336
APPLE INC
COM
037833100
4600510
35408
SH
SOLE
0
0
35408
ARCHER DANIELS MIDLAND CO
COM
039483102
305384
3289
SH
SOLE
0
0
3289
ARES ACQUISITION CORPORATION
COM CL A
G33032106
108756
10800
SH
OTR
1
0
0
10800
ARROWROOT ACQUISITION CORP
UNIT 01/29/2026
04282M201
158917
15860
SH
OTR
1
0
0
15860
AT&T INC
COM
00206R102
210831
11452
SH
SOLE
0
0
11452
ATHENA TECHNOLOGY ACQ CORP I
CL A COM
04687C105
140700
14000
SH
OTR
1
0
0
14000
ATHENA TECHNOLOGY ACQ CORP I
*W EXP 10/17/202
04687C113
279
7000
SH
OTR
1
0
0
7000
AUTOMATIC DATA PROCESSING IN
COM
053015103
231694
970
SH
SOLE
0
0
970
AUTOZONE INC
COM
053332102
305806
124
SH
SOLE
0
0
124
BANK AMERICA CORP
COM
060505104
395486
11941
SH
SOLE
0
0
11941
BANNER ACQUISITION CORP
UNIT 09/07/2026
06654K200
250750
25000
SH
OTR
1
0
0
25000
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
3749688
8
SH
SOLE
0
0
8
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2983047
9657
SH
SOLE
0
0
9657
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
3208
31
SH
SOLE
0
0
31
BIOMARIN PHARMACEUTICAL INC
NOTE 0.599% 8/0
09061GAH4
14858
14000
PRN
SOLE
0
0
14000
BIOMARIN PHARMACEUTICAL INC
NOTE 1.250% 5/1
09061GAK7
42982
40000
PRN
OTR
1
0
0
40000
BLACKSTONE INC
COM
09260D107
362567
4887
SH
SOLE
0
0
4887
BRISTOL-MYERS SQUIBB CO
COM
110122108
256502
3565
SH
SOLE
0
0
3565
BROADCOM INC
COM
11135F101
338274
605
SH
SOLE
0
0
605
BUILD ACQUISITION CORP
UNIT 99/99/9999
12008J204
192292
19210
SH
OTR
1
0
0
19210
BYNORDIC ACQUISITION CORP
UNIT 07/01/2027
124420209
109435
10750
SH
OTR
1
0
0
10750
C5 ACQUISITION CORPORATION
UNIT 99/99/9999
12530D204
127875
12500
SH
OTR
1
0
0
12500
CARTESIAN GROWTH CORP II
UNIT 07/12/2028
G19305104
176468
17250
SH
OTR
1
0
0
17250
CATERPILLAR INC
COM
149123101
259923
1085
SH
SOLE
0
0
1085
CHEESECAKE FACTORY INC
NOTE 0.375% 6/1
163072AA9
32775
40000
PRN
OTR
1
0
0
40000
CHEGG INC
NOTE 0.125% 3/1
163092AD1
30113
33000
PRN
OTR
1
0
0
33000
CHEVRON CORP NEW
COM
166764100
686011
3822
SH
SOLE
0
0
3822
CHICAGO ATLANTIC REAL ESTATE
COM
167239102
286543
19014
SH
SOLE
0
0
19014
CHURCHILL CAPITAL CORP VII
COM CL A
17144M102
216449
21710
SH
OTR
1
0
0
21710
CHURCHILL CAPITAL CORP VII
*W EXP 02/29/202
17144M110
214
4342
SH
OTR
1
0
0
4342
CISCO SYS INC
COM
17275R102
832652
17478
SH
SOLE
0
0
17478
COCA COLA CO
COM
191216100
467534
7350
SH
SOLE
0
0
7350
COLONNADE ACQUISITION CORP I
UNIT 99/99/9999
G2284B127
240340
24010
SH
OTR
1
0
0
24010
COMCAST CORP NEW
CL A
20030N101
295566
8452
SH
SOLE
0
0
8452
CONOCOPHILLIPS
COM
20825C104
281430
2385
SH
SOLE
0
0
2385
CONYERS PARK III ACQSITN COR
CLASS A COM
21289P102
105502
10700
SH
OTR
1
0
0
10700
COSTCO WHSL CORP NEW
COM
22160K105
482064
1056
SH
SOLE
0
0
1056
CVS HEALTH CORP
COM
126650100
468653
5029
SH
SOLE
0
0
5029
DANAHER CORPORATION
COM
235851102
249229
939
SH
SOLE
0
0
939
DEERE & CO
COM
244199105
251682
587
SH
SOLE
0
0
587
DIMENSIONAL ETF TRUST
US CORE EQUITY 2
25434V708
757997
31219
SH
SOLE
0
0
31219
DIMENSIONAL ETF TRUST
INTERNATNAL VAL
25434V807
201978
6644
SH
SOLE
0
0
6644
DIMENSIONAL ETF TRUST
WORLD EX US CORE
25434V880
314215
14547
SH
SOLE
0
0
14547
DMY SQUARED TECHNOLOGY GROUP
UNIT 99/99/9999
233276203
170000
17000
SH
OTR
1
0
0
17000
DUKE ENERGY CORP NEW
COM NEW
26441C204
222561
2161
SH
SOLE
0
0
2161
DYADIC INTL INC DEL
COM
26745T101
131074
106564
SH
SOLE
0
0
106564
EVE MOBILITY ACQUISITION COR
UNIT 99/99/9999
G3218G125
156564
15230
SH
OTR
1
0
0
15230
EXXON MOBIL CORP
COM
30231G102
1069469
9696
SH
SOLE
0
0
9696
FINTECH EVOLUTION ACQUIS GRO
UNIT 99/99/9999
G3R19A112
251951
25020
SH
OTR
1
0
0
25020
FIRST TR EXCHANGE-TRADED FD
DORSEY WRT 5 ETF
33738R605
793119
17038
SH
SOLE
0
0
17038
FIRST TR NAS100 EQ WEIGHTED
SHS
337344105
682104
7683
SH
SOLE
0
0
7683
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
778285
19501
SH
SOLE
0
0
19501
FLAME ACQUISITION CORP
UNIT 99/99/9999
33850F207
182087
17610
SH
OTR
1
0
0
17610
FORD MTR CO DEL
COM
345370860
49846
4286
SH
SOLE
0
0
4286
FORD MTR CO DEL
NOTE 3/1
345370CZ1
37740
40000
PRN
OTR
1
0
0
40000
FUSION ACQUISITION CORP II
COM CL A
36118N102
271080
27000
SH
OTR
1
0
0
27000
FUSION ACQUISITION CORP II
*W EXP 02/29/202
36118N110
7
9000
SH
OTR
1
0
0
9000
GLOBAL X FDS
US INFR DEV ETF
37954Y673
437827
16528
SH
SOLE
0
0
16528
GLOBAL X FDS
LITHIUM BTRY ETF
37954Y855
22272
380
SH
SOLE
0
0
380
GOLDMAN SACHS GROUP INC
COM
38141G104
269553
785
SH
SOLE
0
0
785
GOLUB CAP BDC INC
COM
38173M102
20391208
1549484
SH
SOLE
0
0
1549484
GREENBRIER COS INC
NOTE 2.875% 4/1
393657AM3
39668
45000
PRN
OTR
1
0
0
45000
GUESS INC
NOTE 2.000% 4/1
401617AD7
42425
40000
PRN
OTR
1
0
0
40000
GX ACQUISITION CORP II
CLASS A COM
36260F105
90090
9000
SH
OTR
1
0
0
9000
GX ACQUISITION CORP II
UNIT 03/17/2026
36260F204
95445
9450
SH
OTR
1
0
0
9450
HAEMONETICS CORP MASS
NOTE 3/0
405024AB6
24789
30000
PRN
OTR
1
0
0
30000
HAINAN MANASLU ACQUISTN CORP
UNIT 01/31/2029
G4233U123
114500
10000
SH
OTR
1
0
0
10000
HALOZYME THERAPEUTICS INC
NOTE 0.250% 3/0
40637HAD1
38725
40000
PRN
OTR
1
0
0
40000
HANNON ARMSTRONG SUST INFR C
NOTE 8/1
41068XAD2
28350
30000
PRN
OTR
1
0
0
30000
HOME DEPOT INC
COM
437076102
875564
2772
SH
SOLE
0
0
2772
HONEYWELL INTL INC
COM
438516106
504248
2353
SH
SOLE
0
0
2353
IBERE PHARMACEUTICALS
UNIT 99/99/9999
G46843127
131604
13200
SH
OTR
1
0
0
13200
IMAX CORP
NOTE 0.500% 4/0
45245EAJ8
29519
35000
PRN
OTR
1
0
0
35000
INTEL CORP
COM
458140100
217968
8247
SH
SOLE
0
0
8247
INTERDIGITAL INC
NOTE 2.000% 6/0
45867GAB7
43003
45000
PRN
OTR
1
0
0
45000
INVESCO EXCH TRADED FD TR II
S&P GBL WATER
46138E263
6853
147
SH
SOLE
0
0
147
INVESCO EXCH TRADED FD TR II
S&P500 LOW VOL
46138E354
658553
10306
SH
SOLE
0
0
10306
INVESCO EXCHANGE TRADED FD T
WILDERHIL CLAN
46137V134
159
4
SH
SOLE
0
0
4
INVESCO EXCHANGE TRADED FD T
S&P 500 TOP 50
46137V233
3085456
11180
SH
SOLE
0
0
11180
INVESCO EXCHANGE TRADED FD T
S&P500 QUALITY
46137V241
10627393
241532
SH
SOLE
0
0
241532
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
64693
458
SH
SOLE
0
0
458
INVESCO QQQ TR
UNIT SER 1
46090E103
326193
1225
SH
SOLE
0
0
1225
IRONWOOD PHARMACEUTICALS INC
NOTE 0.750% 6/1
46333XAF5
44861
42000
PRN
OTR
1
0
0
42000
IRONWOOD PHARMACEUTICALS INC
NOTE 1.500% 6/1
46333XAH1
2181
2000
PRN
SOLE
0
0
2000
ISHARES INC
MSCI GBL MIN VOL
464286525
599981
6314
SH
SOLE
0
0
6314
ISHARES INC
MSCI EMERG MRKT
464286533
5811
110
SH
SOLE
0
0
110
ISHARES INC
CORE MSCI EMKT
46434G103
379329
8123
SH
SOLE
0
0
8123
ISHARES INC
MSCI JPN ETF NEW
46434G822
48996
900
SH
SOLE
0
0
900
ISHARES INC
ESG AWR MSCI EM
46434G863
33348
1109
SH
SOLE
0
0
1109
ISHARES TR
CORE S&P TTL STK
464287150
1433968
16910
SH
SOLE
0
0
16910
ISHARES TR
CORE S&P500 ETF
464287200
945541
2461
SH
SOLE
0
0
2461
ISHARES TR
MSCI EMG MKT ETF
464287234
327380
8638
SH
SOLE
0
0
8638
ISHARES TR
GLOBAL TECH ETF
464287291
4573
102
SH
SOLE
0
0
102
ISHARES TR
S&P 500 GRWT ETF
464287309
224172
3832
SH
SOLE
0
0
3832
ISHARES TR
S&P 500 VAL ETF
464287408
52951
365
SH
SOLE
0
0
365
ISHARES TR
20 YR TR BD ETF
464287432
16925
170
SH
SOLE
0
0
170
ISHARES TR
MSCI EAFE ETF
464287465
1479504
22540
SH
SOLE
0
0
22540
ISHARES TR
RUS MDCP VAL ETF
464287473
35394
336
SH
SOLE
0
0
336
ISHARES TR
RUS MD CP GR ETF
464287481
306143
3662
SH
SOLE
0
0
3662
ISHARES TR
RUS MID CAP ETF
464287499
18009
267
SH
SOLE
0
0
267
ISHARES TR
CORE S&P MCP ETF
464287507
44750
185
SH
SOLE
0
0
185
ISHARES TR
ISHARES BIOTECH
464287556
9847
75
SH
SOLE
0
0
75
ISHARES TR
RUS 1000 VAL ETF
464287598
349250
2303
SH
SOLE
0
0
2303
ISHARES TR
S&P MC 400GR ETF
464287606
49518
725
SH
SOLE
0
0
725
ISHARES TR
RUS 1000 GRW ETF
464287614
2260875
10553
SH
SOLE
0
0
10553
ISHARES TR
RUS 1000 ETF
464287622
4077983
19371
SH
SOLE
0
0
19371
ISHARES TR
RUS 2000 VAL ETF
464287630
98317
709
SH
SOLE
0
0
709
ISHARES TR
RUS 2000 GRW ETF
464287648
49769
232
SH
SOLE
0
0
232
ISHARES TR
RUSSELL 2000 ETF
464287655
284381
1631
SH
SOLE
0
0
1631
ISHARES TR
CORE S&P US VLU
464287663
39529
560
SH
SOLE
0
0
560
ISHARES TR
CORE S&P US GWT
464287671
120650
1480
SH
SOLE
0
0
1480
ISHARES TR
RUSSELL 3000 ETF
464287689
631145
2860
SH
SOLE
0
0
2860
ISHARES TR
S&P MC 400VL ETF
464287705
134870
1338
SH
SOLE
0
0
1338
ISHARES TR
U.S. TECH ETF
464287721
120078
1612
SH
SOLE
0
0
1612
ISHARES TR
US HLTHCARE ETF
464287762
130507
460
SH
SOLE
0
0
460
ISHARES TR
CORE S&P SCP ETF
464287804
3041261
32135
SH
SOLE
0
0
32135
ISHARES TR
SP SMCP600VL ETF
464287879
461359
5053
SH
SOLE
0
0
5053
ISHARES TR
SHRT NAT MUN ETF
464288158
208540
2000
SH
SOLE
0
0
2000
ISHARES TR
MSCI ACWI ETF
464288257
132752
1564
SH
SOLE
0
0
1564
ISHARES TR
EAFE SML CP ETF
464288273
148316
2626
SH
SOLE
0
0
2626
ISHARES TR
JPMORGAN USD EMG
464288281
10828
128
SH
SOLE
0
0
128
ISHARES TR
MBS ETF
464288588
10388
112
SH
SOLE
0
0
112
ISHARES TR
ISHS 1-5YR INVS
464288646
24063
483
SH
SOLE
0
0
483
ISHARES TR
U.S. MED DVC ETF
464288810
5047
96
SH
SOLE
0
0
96
ISHARES TR
EAFE VALUE ETF
464288877
284823
6208
SH
SOLE
0
0
6208
ISHARES TR
EAFE GRWTH ETF
464288885
194407
2321
SH
SOLE
0
0
2321
ISHARES TR
MSCI USA QLT FCT
46432F339
62918247
552108
SH
SOLE
0
0
552108
ISHARES TR
MSCI USA VALUE
46432F388
29438
323
SH
SOLE
0
0
323
ISHARES TR
MSCI USA MMENTM
46432F396
246476
1689
SH
SOLE
0
0
1689
ISHARES TR
CORE MSCI TOTAL
46432F834
523872
9051
SH
SOLE
0
0
9051
ISHARES TR
CORE MSCI EAFE
46432F842
43086
699
SH
SOLE
0
0
699
ISHARES TR
INTL EQTY FACTOR
46434V274
1019307
41434
SH
SOLE
0
0
41434
ISHARES TR
MSCI INTL QUALTY
46434V456
19326746
596689
SH
SOLE
0
0
596689
ISHARES TR
CUR HD EURZN ETF
46434V639
100008
3600
SH
SOLE
0
0
3600
ISHARES TR
GLOBAL REIT ETF
46434V647
258780
11395
SH
SOLE
0
0
11395
ISHARES TR
HDG MSCI EAFE
46434V803
542025
20075
SH
SOLE
0
0
20075
ISHARES TR
HDG MSCI JAPAN
46434V886
41856
1600
SH
SOLE
0
0
1600
J P MORGAN EXCHANGE TRADED F
US QUALTY FCTR
46641Q761
37552931
969108
SH
SOLE
0
0
969108
J P MORGAN EXCHANGE TRADED F
ULTRA SHRT INC
46641Q837
418535
8349
SH
SOLE
0
0
8349
JACKSON ACQUISITION CO
UNIT 99/99/9999
46653C205
142100
14000
SH
OTR
1
0
0
14000
JAGUAR GLOBAL GROWTH CORP I
CLASS A ORD SHS
G5S11A106
112420
11000
SH
OTR
1
0
0
11000
JANUS DETROIT STR TR
HENDRSON AAA CL
47103U845
39356806
798961
SH
SOLE
0
0
798961
JANUS INTERNATIONAL GROUP IN
COMMON STOCK
47103N106
249881
26248
SH
SOLE
0
0
26248
JETBLUE AIRWAYS CORP
NOTE 0.500% 4/0
477143AP6
32809
45000
PRN
OTR
1
0
0
45000
JETBLUE AWYS CORP
COM
477143101
175
27
SH
SOLE
0
0
27
JOHNSON & JOHNSON
COM
478160104
1063786
6022
SH
SOLE
0
0
6022
JPMORGAN CHASE & CO
COM
46625H100
1425349
10629
SH
SOLE
0
0
10629
JUPITER ACQUISITION CORP
CL A
482082104
227930
23000
SH
OTR
1
0
0
23000
JUPITER ACQUISITION CORP
UNIT 09/11/2027
482082203
49400
5000
SH
OTR
1
0
0
5000
KADEM SUSTAINABLE IMPACT COR
UNIT 03/17/2026
48284E204
263148
26210
SH
OTR
1
0
0
26210
KAMAN CORP
COM
483548103
2275
102
SH
SOLE
0
0
102
KAMAN CORP
NOTE 3.250% 5/0
483548AF0
32533
35000
PRN
OTR
1
0
0
35000
KISMET ACQUISITION THREE COR
*W EXP 06/30/202
G5276C102
0
11989
SH
OTR
1
0
0
11989
KISMET ACQUISITION TWO CORP
UNIT 99/99/9999
G52807123
275457
27300
SH
OTR
1
0
0
27300
L CATTERTON ASIA ACQUISITION
CLASS A ORD SHS
G5346G125
116150
11500
SH
OTR
1
0
0
11500
LCI INDS
NOTE 1.125% 5/1
501812AB7
21063
25000
PRN
OTR
1
0
0
25000
LILLY ELI & CO
COM
532457108
608758
1664
SH
SOLE
0
0
1664
LINDE PLC
SHS
G5494J103
272034
834
SH
SOLE
0
0
834
LOGISTICS INNOVTN TECHNLGS C
CLASS A COM
54141L100
157410
15818
SH
OTR
1
0
0
15818
LOGISTICS INNOVTN TECHNLGS C
*W EXP 06/15/202
54141L118
169
5622
SH
OTR
1
0
0
5622
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
414835
8262
SH
SOLE
0
0
8262
MARSH & MCLENNAN COS INC
COM
571748102
236967
1432
SH
SOLE
0
0
1432
MASTERCARD INCORPORATED
CL A
57636Q104
552467
1589
SH
SOLE
0
0
1589
MCDONALDS CORP
COM
580135101
384227
1458
SH
SOLE
0
0
1458
MERCK & CO INC
COM
58933Y105
936085
8437
SH
SOLE
0
0
8437
META PLATFORMS INC
CL A
30303M102
401093
3333
SH
SOLE
0
0
3333
MICROSOFT CORP
COM
594918104
3328702
13880
SH
SOLE
0
0
13880
MOBIV ACQUISITION CORP
UNIT 07/31/2027
60742N205
167291
16337
SH
OTR
1
0
0
16337
MORGAN STANLEY
COM NEW
617446448
217481
2558
SH
SOLE
0
0
2558
MOTIVE CAPITAL CORP II
UNIT 99/99/9999
G6293R122
143080
14000
SH
OTR
1
0
0
14000
NETFLIX INC
COM
64110L106
405165
1374
SH
SOLE
0
0
1374
NEXTERA ENERGY INC
COM
65339F101
383891
4592
SH
SOLE
0
0
4592
NIKE INC
CL B
654106103
269474
2303
SH
SOLE
0
0
2303
NORFOLK SOUTHN CORP
COM
655844108
213646
867
SH
SOLE
0
0
867
NVIDIA CORPORATION
COM
67066G104
595959
4078
SH
SOLE
0
0
4078
PACIRA BIOSCIENCES INC
NOTE 0.750% 8/0
695127AF7
27019
30000
PRN
OTR
1
0
0
30000
PAPAYA GRWT OPPORTUNITY CORP
UNIT 12/31/2028
69882P201
112200
11000
SH
OTR
1
0
0
11000
PEARL HOLDINGS ACQUISITN COR
CLASS A ORD SHS
G44525106
97492
9530
SH
OTR
1
0
0
9530
PEARL HOLDINGS ACQUISITN COR
UNIT 12/15/2026
G44525122
143220
14000
SH
OTR
1
0
0
14000
PEPSICO INC
COM
713448108
586061
3244
SH
SOLE
0
0
3244
PETIQ INC
NOTE 4.000% 6/0
71639TAB2
33000
40000
PRN
OTR
1
0
0
40000
PFIZER INC
COM
717081103
769779
15023
SH
SOLE
0
0
15023
PIMCO ETF TR
1-5 US TIP IDX
72201R205
128415
2575
SH
SOLE
0
0
2575
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
479578
4861
SH
SOLE
0
0
4861
PINE TECHNOLOGY ACQUISITN CO
CLASS A COM
722850104
109106
10878
SH
OTR
1
0
0
10878
PINE TECHNOLOGY ACQUISITN CO
*W EXP 03/31/202
722850112
6
3626
SH
OTR
1
0
0
3626
PLUTONIAN ACQUISITION CORP
UNIT 10/26/2027
72942P203
100700
10000
SH
OTR
1
0
0
10000
PONO CAP TWO INC
COM CL A
73245B107
117300
11500
SH
OTR
1
0
0
11500
PONO CAP TWO INC
*W EXP 07/31/202
73245B115
634
11500
SH
OTR
1
0
0
11500
PROCTER AND GAMBLE CO
COM
742718109
873802
5765
SH
SOLE
0
0
5765
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
275411
2729
SH
SOLE
0
0
2729
ROYAL BK CDA SUSTAINABL
COM
780087102
577471
6142
SH
SOLE
0
0
6142
SALESFORCE INC
COM
79466L302
203393
1534
SH
SOLE
0
0
1534
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
1331440
29713
SH
SOLE
0
0
29713
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
3475439
76975
SH
SOLE
0
0
76975
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
42232
760
SH
SOLE
0
0
760
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
20396
270
SH
SOLE
0
0
270
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
2545
79
SH
SOLE
0
0
79
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
8286
160
SH
SOLE
0
0
160
SCREAMING EAGLE ACQUISITN CO
CLASS A ORD SHS
G79407105
164000
16499
SH
OTR
1
0
0
16499
SCREAMING EAGLE ACQUISITN CO
*W EXP 01/05/202
G79407121
1296
5500
SH
OTR
1
0
0
5500
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
30761
396
SH
SOLE
0
0
396
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
27442
202
SH
SOLE
0
0
202
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
16625
223
SH
SOLE
0
0
223
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
30353
235
SH
SOLE
0
0
235
SELECT SECTOR SPDR TR
ENERGY
81369Y506
316554
3619
SH
SOLE
0
0
3619
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
134098
3921
SH
SOLE
0
0
3921
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
29659
302
SH
SOLE
0
0
302
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
110378
887
SH
SOLE
0
0
887
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
32345
674
SH
SOLE
0
0
674
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
31944
865
SH
SOLE
0
0
865
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
8813
125
SH
SOLE
0
0
125
SPDR INDEX SHS FDS
MSCI EAFE STRTGC
78463X434
6106306
95262
SH
SOLE
0
0
95262
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
128214
3890
SH
SOLE
0
0
3890
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
6503
159
SH
SOLE
0
0
159
SPDR INDEX SHS FDS
MSCI ACWI EXUS
78463X848
4812
200
SH
SOLE
0
0
200
SPDR INDEX SHS FDS
S&P INTL SMLCP
78463X871
7088
241
SH
SOLE
0
0
241
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
1332665
44886
SH
SOLE
0
0
44886
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2479421
6483
SH
SOLE
0
0
6483
SPDR SER TR
S&P 600 SMCP VAL
78464A300
19149
258
SH
SOLE
0
0
258
SPDR SER TR
BBG CONV SEC ETF
78464A359
36609
569
SH
SOLE
0
0
569
SPDR SER TR
PRTFLO S&P500 GW
78464A409
103113
2035
SH
SOLE
0
0
2035
SPDR SER TR
PRTFLO S&P500 VL
78464A508
146032
3755
SH
SOLE
0
0
3755
SPDR SER TR
S&P DIVID ETF
78464A763
1739029
13900
SH
SOLE
0
0
13900
SPDR SER TR
PORTFOLIO S&P400
78464A847
537243
12641
SH
SOLE
0
0
12641
SPDR SER TR
S&P BIOTECH
78464A870
76028
916
SH
SOLE
0
0
916
SPDR SER TR
PORTFOLIO SH TSR
78468R101
23256
805
SH
SOLE
0
0
805
SPDR SER TR
BLOOMBERG 1-3 MO
78468R663
5565301
60843
SH
SOLE
0
0
60843
SPDR SER TR
PRTFLO S&P500 HI
78468R788
3203
81
SH
SOLE
0
0
81
SPDR SER TR
MSCI USA STRTGIC
78468R812
21459046
194534
SH
SOLE
0
0
194534
SPRINGWATER SPL SITUATIONS C
UNIT 12/01/2027
85205U206
249111
24543
SH
OTR
1
0
0
24543
STARBUCKS CORP
COM
855244109
215165
2169
SH
SOLE
0
0
2169
TARGET GLOBAL ACQUISI I CORP
UNIT 99/99/9999
G8675N117
261885
25500
SH
OTR
1
0
0
25500
TESLA INC
COM
88160R101
316942
2573
SH
SOLE
0
0
2573
TEXAS INSTRS INC
COM
882508104
463277
2804
SH
SOLE
0
0
2804
THE GROWTH FOR GOOD ACQU COR
UNIT 11/12/2026
G41522122
141050
14000
SH
OTR
1
0
0
14000
THERMO FISHER SCIENTIFIC INC
COM
883556102
298474
542
SH
SOLE
0
0
542
TLG ACQUISITION ONE CORP
*W EXP 01/25/202
87257M116
567
13827
SH
OTR
1
0
0
13827
TRAJECTORY ALPHA ACQUISITION
UNIT 99/99/9999
89301B203
140700
14000
SH
OTR
1
0
0
14000
TRIPADVISOR INC
NOTE 0.250% 4/0
896945AD4
31940
40000
PRN
OTR
1
0
0
40000
TRUIST FINL CORP
COM
89832Q109
300608
6986
SH
SOLE
0
0
6986
TWELVE SEAS INVESTMENT CO II
COM CL A
90118T106
202910
20190
SH
OTR
1
0
0
20190
TWELVE SEAS INVESTMENT CO II
*W EXP 03/02/202
90118T114
106
6730
SH
OTR
1
0
0
6730
TWO
COM CL A
G9152V101
201400
20000
SH
OTR
1
0
0
20000
UNIFIED SER TR
BALLAST SMLMD CP
90470L550
326794
10290
SH
SOLE
0
0
10290
UNION PAC CORP
COM
907818108
242272
1170
SH
SOLE
0
0
1170
UNITEDHEALTH GROUP INC
COM
91324P102
900246
1698
SH
SOLE
0
0
1698
VANECK ETF TRUST
BDC INCOME ETF
92189F411
1164517
82298
SH
SOLE
0
0
82298
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
32745194
93201
SH
SOLE
0
0
93201
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
822646
9974
SH
SOLE
0
0
9974
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
451945
2846
SH
SOLE
0
0
2846
VANGUARD INDEX FDS
MID CAP ETF
922908629
363453
1783
SH
SOLE
0
0
1783
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
191446
1099
SH
SOLE
0
0
1099
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
360582
2714
SH
SOLE
0
0
2714
VANGUARD INDEX FDS
GROWTH ETF
922908736
151308
710
SH
SOLE
0
0
710
VANGUARD INDEX FDS
VALUE ETF
922908744
1075557
7662
SH
SOLE
0
0
7662
VANGUARD INDEX FDS
SMALL CP ETF
922908751
8040112
43806
SH
SOLE
0
0
43806
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
39732410
207816
SH
SOLE
0
0
207816
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
4747969
94694
SH
SOLE
0
0
94694
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
149995
3848
SH
SOLE
0
0
3848
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
72737
1312
SH
SOLE
0
0
1312
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
7559799
130747
SH
SOLE
0
0
130747
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
77521
1031
SH
SOLE
0
0
1031
VANGUARD SCOTTSDALE FDS
VNG RUS2000IDX
92206C664
473660
6731
SH
SOLE
0
0
6731
VANGUARD SCOTTSDALE FDS
VNG RUS1000GRW
92206C680
9481
172
SH
SOLE
0
0
172
VANGUARD SCOTTSDALE FDS
INTER TERM TREAS
92206C706
110410
1888
SH
SOLE
0
0
1888
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
111149
1434
SH
SOLE
0
0
1434
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
536486
3533
SH
SOLE
0
0
3533
VANGUARD STAR FDS
VG TL INTL STK F
921909768
9607148
185753
SH
SOLE
0
0
185753
VANGUARD TAX-MANAGED FDS
VAN FTSE DEV MKT
921943858
5404278
128765
SH
SOLE
0
0
128765
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
256458
2370
SH
SOLE
0
0
2370
VANGUARD WHITEHALL FDS
EM MK GOV BD ETF
921946885
3964
65
SH
SOLE
0
0
65
VERIZON COMMUNICATIONS INC
COM
92343V104
218197
5538
SH
SOLE
0
0
5538
VISA INC
COM CL A
92826C839
1329846
6401
SH
SOLE
0
0
6401
VISCOGLIOSI BROS ACQUISTN CO
UNIT 03/18/2027
92838K209
121080
12000
SH
OTR
1
0
0
12000
VISHAY INTERTECHNOLOGY INC
COM
928298108
7851
364
SH
SOLE
0
0
364
VISHAY INTERTECHNOLOGY INC
NOTE 2.250% 6/1
928298AP3
24128
25000
PRN
OTR
1
0
0
25000
WALMART INC
COM
931142103
756024
5332
SH
SOLE
0
0
5332
WARBURG PINCUS CAPTAL CORP I
SHS CL A
G9460M108
201800
20000
SH
OTR
1
0
0
20000
WAVERLEY CAPITAL ACQUIS CORP
SHS CL A
G06536109
250500
25000
SH
OTR
1
0
0
25000
WELLS FARGO CO NEW
COM
949746101
252034
6104
SH
SOLE
0
0
6104
ZIMMER ENERGY TRANSITION ACQ
COM CL A
989570106
339812
34152
SH
OTR
1
0
0
34152