0000899243-22-034702.txt : 20221101 0000899243-22-034702.hdr.sgml : 20221101 20221101172223 ACCESSION NUMBER: 0000899243-22-034702 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221028 FILED AS OF DATE: 20221101 DATE AS OF CHANGE: 20221101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dow Employees' Pension Plan Trust CENTRAL INDEX KEY: 0001951900 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39927 FILM NUMBER: 221351533 BUSINESS ADDRESS: STREET 1: 2211 H.H. DOW WAY STREET 2: SSC BUILDING CITY: MIDLAND STATE: MI ZIP: 48674 BUSINESS PHONE: 989-636-5365 MAIL ADDRESS: STREET 1: 2211 H.H. DOW WAY STREET 2: SSC BUILDING CITY: MIDLAND STATE: MI ZIP: 48674 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SeaStar Medical Holding Corp CENTRAL INDEX KEY: 0001831868 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 853681132 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3513 BRIGHTON BLVD STREET 2: SUITE 410 CITY: DENVER STATE: CO ZIP: 80216 BUSINESS PHONE: 844-427-8100 MAIL ADDRESS: STREET 1: 3513 BRIGHTON BLVD STREET 2: SUITE 410 CITY: DENVER STATE: CO ZIP: 80216 FORMER COMPANY: FORMER CONFORMED NAME: LMF Acquisition Opportunities Inc DATE OF NAME CHANGE: 20201109 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-10-28 0 0001831868 SeaStar Medical Holding Corp ICU 0001951900 Dow Employees' Pension Plan Trust SYLVIA STOESSER CENTER 2211 H.H. DOW WAY MIDLAND MI 48674 0 0 1 0 Common Stock 2022-10-28 4 A 0 4149841 A 4149841 D Common Stock 2022-10-28 4 P 0 300000 A 4449841 D Warrants (Right to Buy) 10.00 2022-10-28 4 A 0 1726 A 2025-06-20 Common Stock 1726 1726 D Warrants (Right to Buy) 11.50 2022-10-28 4 P 0 300000 A 2027-10-28 Common Stock 300000 300000 D On October 28, 2022, LMF Acquisition Opportunities, Inc., a Delaware corporation ("LMF"), consummated a business combination (the "Business Combination") by and among LMF, LMF Merger Sub, Inc., a Delaware corporation and directly wholly-owned subsidiary of LMF ("Merger Sub") and SeaStar Medical, Inc., a Delaware corporation ("SeaStar Medical"), pursuant to which SeaStar Medical merged with and into Merger Sub, with SeaStar Medical continuing as the surviving entity in the merger as a wholly-owned subsidiary of LMF, and with LMF changing its name to SeaStar Medical Holding Corporation ("SeaStar Medical Holdings"). As part of the Business Combination each share of SeaStar Medical stock was exchanged for 1.20321 shares of common stock of SeaStar Medical Holdings ("Common Stock"). In a concurrent private placement in connection with the Business Combination, the Reporting Person acquired 300,000 shares of Common Stock and warrants to purchase 300,000 shares of Common Stock for an aggregate purchase price of $3,000,000. The warrants are fully exercisable. As part of the Business Combination, each SeaStar Medical warrant was exchanged for a warrant to purchase 1.20321 shares of Common Stock. The warrants are fully exercisable Dow Employees' Pension Plan Trust, /s/ Robert Sparling, By: Robert Sparling, Trustee 2022-11-01