0000899243-22-034702.txt : 20221101
0000899243-22-034702.hdr.sgml : 20221101
20221101172223
ACCESSION NUMBER: 0000899243-22-034702
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221028
FILED AS OF DATE: 20221101
DATE AS OF CHANGE: 20221101
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dow Employees' Pension Plan Trust
CENTRAL INDEX KEY: 0001951900
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39927
FILM NUMBER: 221351533
BUSINESS ADDRESS:
STREET 1: 2211 H.H. DOW WAY
STREET 2: SSC BUILDING
CITY: MIDLAND
STATE: MI
ZIP: 48674
BUSINESS PHONE: 989-636-5365
MAIL ADDRESS:
STREET 1: 2211 H.H. DOW WAY
STREET 2: SSC BUILDING
CITY: MIDLAND
STATE: MI
ZIP: 48674
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SeaStar Medical Holding Corp
CENTRAL INDEX KEY: 0001831868
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 853681132
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3513 BRIGHTON BLVD
STREET 2: SUITE 410
CITY: DENVER
STATE: CO
ZIP: 80216
BUSINESS PHONE: 844-427-8100
MAIL ADDRESS:
STREET 1: 3513 BRIGHTON BLVD
STREET 2: SUITE 410
CITY: DENVER
STATE: CO
ZIP: 80216
FORMER COMPANY:
FORMER CONFORMED NAME: LMF Acquisition Opportunities Inc
DATE OF NAME CHANGE: 20201109
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-10-28
0
0001831868
SeaStar Medical Holding Corp
ICU
0001951900
Dow Employees' Pension Plan Trust
SYLVIA STOESSER CENTER
2211 H.H. DOW WAY
MIDLAND
MI
48674
0
0
1
0
Common Stock
2022-10-28
4
A
0
4149841
A
4149841
D
Common Stock
2022-10-28
4
P
0
300000
A
4449841
D
Warrants (Right to Buy)
10.00
2022-10-28
4
A
0
1726
A
2025-06-20
Common Stock
1726
1726
D
Warrants (Right to Buy)
11.50
2022-10-28
4
P
0
300000
A
2027-10-28
Common Stock
300000
300000
D
On October 28, 2022, LMF Acquisition Opportunities, Inc., a Delaware corporation ("LMF"), consummated a business combination (the "Business Combination") by and among LMF, LMF Merger Sub, Inc., a Delaware corporation and directly wholly-owned subsidiary of LMF ("Merger Sub") and SeaStar Medical, Inc., a Delaware corporation ("SeaStar Medical"), pursuant to which SeaStar Medical merged with and into Merger Sub, with SeaStar Medical continuing as the surviving entity in the merger as a wholly-owned subsidiary of LMF, and with LMF changing its name to SeaStar Medical Holding Corporation ("SeaStar Medical Holdings"). As part of the Business Combination each share of SeaStar Medical stock was exchanged for 1.20321 shares of common stock of SeaStar Medical Holdings ("Common Stock").
In a concurrent private placement in connection with the Business Combination, the Reporting Person acquired 300,000 shares of Common Stock and warrants to purchase 300,000 shares of Common Stock for an aggregate purchase price of $3,000,000.
The warrants are fully exercisable.
As part of the Business Combination, each SeaStar Medical warrant was exchanged for a warrant to purchase 1.20321 shares of Common Stock.
The warrants are fully exercisable
Dow Employees' Pension Plan Trust, /s/ Robert Sparling, By: Robert Sparling, Trustee
2022-11-01