0001831631-23-000051.txt : 20230301 0001831631-23-000051.hdr.sgml : 20230301 20230301212955 ACCESSION NUMBER: 0001831631-23-000051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230216 FILED AS OF DATE: 20230301 DATE AS OF CHANGE: 20230301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carrillo Nicole CENTRAL INDEX KEY: 0001843143 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40003 FILM NUMBER: 23696186 MAIL ADDRESS: STREET 1: C/O LOANDEPOT, INC. STREET 2: 26642 TOWNE CENTRE DRIVE CITY: FOOTHILL RANCH STATE: CA ZIP: 92610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: loanDepot, Inc. CENTRAL INDEX KEY: 0001831631 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 853948939 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6561 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 434-5964 MAIL ADDRESS: STREET 1: 6561 IRVINE CENTER DRIVE CITY: IRVINE STATE: CA ZIP: 92618 4 1 wf-form4_167772417855757.xml FORM 4 X0306 4 2023-02-16 0 0001831631 loanDepot, Inc. LDI 0001843143 Carrillo Nicole C/O LOANDEPOT, INC. 6561 IRVINE CENTER DR. IRVINE CA 92618 0 1 0 0 EVP & Chief Accounting Officer Class A Common Stock, par value $0.001 per share 2023-02-16 4 M 0 11212 A 243027 D Class A Common Stock, par value $0.001 per share 2023-02-16 4 F 0 3878 2.24 D 239149 D Class A Common Stock, par value $0.001 per share 2023-02-27 4 S 0 20000 2.0334 D 219149 D Restricted Stock Units 2023-02-16 4 M 0 11212 0 D Class A Common Stock 11212.0 33639 D This transaction was an exempt transaction on February 16, 2023, which is being reported late by the Reporting Person due to an inadvertent administrative error. Each restricted stock unit represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock. Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2022. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.06. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were effected. Restricted stock units were granted on February 16, 2021, with 11,212 vesting on each of February 16, 2022, February 16, 2023 and February 16, 2024, and 11,213 vesting on each of February 16, 2025 and February 16, 2026. /s/ Nicole Carrillo 2023-03-01