EDGAR Filing Documents for 0001140361-20-029666

Form 8-K12B - Notification that a class of securities of successor issuer is deemed to be registered pursuant to section 12(b):

SEC Accession No. 0001140361-20-029666

Filing Date

2020-12-29

Accepted

2020-12-29 06:59:21

Documents

Period of Report

2020-12-28

Items

Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 3.03: Material Modifications to Rights of Security Holders
Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
Item 5.03: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.05: Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics
Item 8.01: Other Events
Item 9.01: Financial Statements and Exhibits

Interactive Data

Document Format Files

Seq	Description	Document	Type	Size
1	8-K12B	brhc10018388_8k12b.htm iXBRL	8-K12B	104351
2	EXHIBIT 2.1	brhc10018388_ex2-1.htm	EX-2.1	98265
3	EXHIBIT 3.1	brhc10018388_ex3-1.htm	EX-3.1	72956
4	EXHIBIT 3.2	brhc10018388_ex3-2.htm	EX-3.2	138235
5	EXHIBIT 4.1	brhc10018388_ex4-1.htm	EX-4.1	38305
6	EXHIBIT 4.2	brhc10018388_ex4-2.htm	EX-4.2	27784
7	EXHIBIT 4.3	brhc10018388_ex4-3.htm	EX-4.3	334221
8	EXHIBIT 4.4	brhc10018388_ex4-4.htm	EX-4.4	234980
9	EXHIBIT 4.5	brhc10018388_ex4-5.htm	EX-4.5	140769
10	EXHIBIT 4.6	brhc10018388_ex4-6.htm	EX-4.6	52938
11	EXHIBIT 10.1	brhc10018388_ex10-1.htm	EX-10.1	64320
12	EXHIBIT 10.2	brhc10018388_ex10-2.htm	EX-10.2	62357
13	EXHIBIT 10.3	brhc10018388_ex10-3.htm	EX-10.3	42913
14	EXHIBIT 10.4	brhc10018388_ex10-4.htm	EX-10.4	23096
15	EXHIBIT 10.5	brhc10018388_ex10-5.htm	EX-10.5	85956
16	EXHIBIT 14.1	brhc10018388_ex14-1.htm	EX-14.1	9825
20		image0.jpg	GRAPHIC	42880
21		image1.jpg	GRAPHIC	3378
22		image2.jpg	GRAPHIC	1101
	Complete submission text file	0001140361-20-029666.txt		2032818

Data Files

Seq	Description	Document	Type	Size
17	XBRL TAXONOMY EXTENSION SCHEMA	geg-20201228.xsd	EX-101.SCH	4201
18	XBRL TAXONOMY EXTENSION LABEL LINKBASE	geg-20201228_lab.xml	EX-101.LAB	8834
19	XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE	geg-20201228_pre.xml	EX-101.PRE	6631
23	EXTRACTED XBRL INSTANCE DOCUMENT	brhc10018388_8k12b_htm.xml	XML	1687

Mailing Address 800 SOUTH STREET, SUITE 230 WALTHAM MA 02453

Business Address 800 SOUTH STREET, SUITE 230 WALTHAM MA 02453 (617) 375-3006

Great Elm Group, Inc. (Filer) CIK: 0001831096 (see all company filings)