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Form 4 - Statement of changes in beneficial ownership of securities:
SEC Accession No. 0000899243-23-014612
Filing Date
2023-06-06
Accepted
2023-06-06 19:34:01
Documents
1
Period of Report
2023-06-02

Document Format Files

Seq Description Document Type Size
1 FORM 4 SUBMISSION doc4.html 4  
1 FORM 4 SUBMISSION doc4.xml 4 13325
  Complete submission text file 0000899243-23-014612.txt   16458
Mailing Address 10100 SANTA MONICA BLVD. SUITE 2400 LOS ANGELES CA 90067
Business Address 10100 SANTA MONICA BLVD. SUITE 2400 LOS ANGELES CA 90067 310-246-3700
LONG BALL PARTNERS LLC (Reporting) CIK: 0001308057 (see all company filings)

State of Incorp.: DE
Type: 4 | Act: 34 | File No.: 001-39832 | Film No.: 23997406

Mailing Address C/O IMPERIAL CAPITAL ASSET MANAGEMENT, L 10100 SANTA MONICA BLVD. SUITE 2400 LOS ANGELES CA 90067
Business Address
Reese Jason W. (Reporting) CIK: 0001479613 (see all company filings)

Type: 4 | Act: 34 | File No.: 001-39832 | Film No.: 23997408

Mailing Address 10100 SANTA MONICA BLVD. SUITE 2400 LOS ANGELES CA 90067
Business Address 10100 SANTA MONICA BLVD. SUITE 2400 LOS ANGELES CA 90067 310.246.3644
Imperial Capital Asset Management, LLC (Reporting) CIK: 0001805378 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 4 | Act: 34 | File No.: 001-39832 | Film No.: 23997407

Mailing Address 800 SOUTH STREET, SUITE 230 WALTHAM MA 02453
Business Address 800 SOUTH STREET, SUITE 230 WALTHAM MA 02453 (617) 375-3006
Great Elm Group, Inc. (Issuer) CIK: 0001831096 (see all company filings)

IRS No.: 853622015 | State of Incorp.: DE | Fiscal Year End: 0630
SIC: 7372 Services-Prepackaged Software

Mailing Address 3801 PGA BOULEVARD SUITE 603 PALM BEACH GARDENS FL 33410
Business Address 3801 PGA BOULEVARD SUITE 603 PALM BEACH GARDENS FL 33410 5612147901
Imperial Capital Group Holdings II, LLC (Reporting) CIK: 0001961798 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 4 | Act: 34 | File No.: 001-39832 | Film No.: 23997405