0001937855-22-000009.txt : 20220909 0001937855-22-000009.hdr.sgml : 20220909 20220908193801 ACCESSION NUMBER: 0001937855-22-000009 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20220909 DATE AS OF CHANGE: 20220908 EFFECTIVENESS DATE: 20220909 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Shopoff DLV QOZ Fund, LLC CENTRAL INDEX KEY: 0001830932 IRS NUMBER: 853327765 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-379520 FILM NUMBER: 221234752 BUSINESS ADDRESS: STREET 1: 2 PARK PLAZA, SUITE 770 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 9494174463 MAIL ADDRESS: STREET 1: 2 PARK PLAZA, SUITE 770 CITY: IRVINE STATE: CA ZIP: 92614 D/A 1 primary_doc.xml X0708 D/A LIVE 0001830932 Shopoff DLV QOZ Fund, LLC 2 PARK PLAZA, SUITE 770 IRVINE CA CALIFORNIA 92614 9494174463 CALIFORNIA None None Limited Liability Company true 2020 Schultz Mark 18565 Jamboree Road, Suite 200 Irvine CA CALIFORNIA 92612 Executive Officer Chief Financial Officer William Shopoff 18565 Jamboree Road, Suite 200 Irvine CA CALIFORNIA 92612 Executive Officer Chief Executive Officer Other Real Estate Over $100,000,000 06c true 0001830932-22-000014 true true true false 250000 Shopoff Securities Inc. 142866 Shopoff Securities Inc. 142866 2 Park Plaza, Suite 770 Irvine CA CALIFORNIA 92614 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false BOUSTEAD SECURITIES, LLC 141391 BOUSTEAD SECURITIES, LLC 141391 6 Venture STE 395 Irvine CA CALIFORNIA 92618 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN WY WYOMING false Innovation Partners LLC 146344 Innovation Partners LLC 146344 5950 Fairview Rd., Ste. 140 Charlotte NC NORTH CAROLINA 28210 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false IBN Financial Services, Inc. 42360 IBN Financial Services, Inc. 42360 404 Old Liverpool Rd. Liverpool NY NEW YORK 13088 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WI WISCONSIN false Oak Tree Securities, Inc. 18126 Oak Tree Securities, Inc. 18126 4049 First St., Ste. 129 Livermore CA CALIFORNIA 94551 AZ ARIZONA CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO MI MICHIGAN MO MISSOURI NV NEVADA NJ NEW JERSEY NM NEW MEXICO OR OREGON TN TENNESSEE TX TEXAS WI WISCONSIN false Infinity Financial Services 144302 Infinity Financial Services 144302 212 9th Street, Ste. 202 Oakland CA CALIFORNIA 94607 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WI WISCONSIN false Kalos Capital, Inc. 44337 Kalos Capital, Inc. 44337 11525 Park Woods Circle Alpharetta GA GEORGIA 30005 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false IFP SECURITIES, LLC 297287 IFP SECURITIES, LLC 297287 3030 NORTH ROCKY POINT DRIVE WEST, SUITE 700 TAMPA FL FLORIDA 33607 All States false Patrick Capital Markets 16518 Patrick Capital Markets 16518 11152 South Towne Square St. Louis MO MISSOURI 63123 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Saxony Securities, Inc. 115547 Saxony Securities, Inc. 115547 11152 South Towne Square 11152 South Towne Square MO MISSOURI 63123 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Ni Advisors 134502 Ni Advisors 134502 1138 Cadillac Ct. Milpitas CA CALIFORNIA 95035 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS KS KANSAS ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MO MISSOURI NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON false World Equity Group, Inc. 29087 World Equity Group, Inc. 29087 1650 N. Arlington Heights Rd., Ste. 100 Arlington Heights IL ILLINOIS 60004 All States false International Assets Advisory, LLC 10645 International Assets Advisory, LLC 10645 390 N Orange Ave, Suite 750 Orlando FL FLORIDA 32801 All States false MHL INVESTMENTS 2535 MHL INVESTMENTS 2535 EVERSPIRE PLAZA 6900 S. 900 E., SUITE 200 MIDVALE UT UTAH 84047 AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA IA IOWA LA LOUISIANA MD MARYLAND MI MICHIGAN MO MISSOURI MT MONTANA NV NEVADA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN WY WYOMING false THIRD SEVEN CAPITAL LLC 160209 THIRD SEVEN CAPITAL LLC 160209 1345 AVENUE OF THE AMERICAS 33RD FLOOR NEW YORK NY NEW YORK 10105 All States false Nobles & Richards, Inc. 146870 Nobles & Richards, Inc. 146870 801 E. Plano Pkwy., Ste. 220 Plano TX TEXAS 75074 All States false Arkadios Capital 282710 Arkadios Capital 282710 309 East Paces Rd., Ste. 1000 Atlanta GA GEORGIA 30305 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false ShareNett Securities LLC 151011 ShareNett Securities LLC 151011 12 E. 49th Street, 11th Floor New York NY NEW YORK 10017 All States false 186000000 0 186000000 false 0 13659479 true 0 0 false Shopoff DLV QOZ Fund, LLC Mark Schultz Mark Schultz Chief Financial Officer 2022-09-08