0001830932-23-000001.txt : 20230228
0001830932-23-000001.hdr.sgml : 20230228
20230228125705
ACCESSION NUMBER: 0001830932-23-000001
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06c
FILED AS OF DATE: 20230228
DATE AS OF CHANGE: 20230228
EFFECTIVENESS DATE: 20230228
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Shopoff DLV QOZ Fund, LLC
CENTRAL INDEX KEY: 0001830932
IRS NUMBER: 853327765
STATE OF INCORPORATION: CA
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-379520
FILM NUMBER: 23682453
BUSINESS ADDRESS:
STREET 1: 2 PARK PLAZA, SUITE 770
CITY: IRVINE
STATE: CA
ZIP: 92614
BUSINESS PHONE: 9494174463
MAIL ADDRESS:
STREET 1: 2 PARK PLAZA, SUITE 770
CITY: IRVINE
STATE: CA
ZIP: 92614
D/A
1
primary_doc.xml
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0001830932
Shopoff DLV QOZ Fund, LLC
2 PARK PLAZA, SUITE 770
IRVINE
CA
CALIFORNIA
92614
9494174463
CALIFORNIA
None
None
Limited Liability Company
true
2020
Schultz
Mark
18565 Jamboree Road, Suite 200
Irvine
CA
CALIFORNIA
92612
Executive Officer
Chief Financial Officer
William
Shopoff
18565 Jamboree Road, Suite 200
Irvine
CA
CALIFORNIA
92612
Executive Officer
Chief Executive Officer
Other Real Estate
Over $100,000,000
- 06c
true
0001830932-22-000017
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true
true
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Shopoff Securities Inc.
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Shopoff Securities Inc.
142866
18565 Jamboree Rd., Ste. 200
Irvine
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BOUSTEAD SECURITIES, LLC
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BOUSTEAD SECURITIES, LLC
141391
6 Venture
STE 395
Irvine
CA
CALIFORNIA
92618
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
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CALIFORNIA
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NEW HAMPSHIRE
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Innovation Partners LLC
146344
Innovation Partners LLC
146344
5950 Fairview Rd., Ste. 140
Charlotte
NC
NORTH CAROLINA
28210
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
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KANSAS
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KENTUCKY
LA
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MA
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MICHIGAN
MN
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MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
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NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
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SC
SOUTH CAROLINA
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SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
IBN Financial Services, Inc.
42360
IBN Financial Services, Inc.
42360
404 Old Liverpool Rd.
Liverpool
NY
NEW YORK
13088
AL
ALABAMA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WI
WISCONSIN
false
Oak Tree Securities, Inc.
18126
Oak Tree Securities, Inc.
18126
4049 First St., Ste. 129
Livermore
CA
CALIFORNIA
94551
AZ
ARIZONA
CA
CALIFORNIA
CO
COLORADO
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
MI
MICHIGAN
MO
MISSOURI
NV
NEVADA
NJ
NEW JERSEY
NM
NEW MEXICO
OR
OREGON
TN
TENNESSEE
TX
TEXAS
WI
WISCONSIN
false
Infinity Financial Services
144302
Infinity Financial Services
144302
212 9th Street, Ste. 202
Oakland
CA
CALIFORNIA
94607
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WI
WISCONSIN
false
Kalos Capital, Inc.
44337
Kalos Capital, Inc.
44337
11525 Park Woods Circle
Alpharetta
GA
GEORGIA
30005
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
IFP SECURITIES, LLC
297287
IFP SECURITIES, LLC
297287
3030 NORTH ROCKY POINT DRIVE WEST,
SUITE 700
TAMPA
FL
FLORIDA
33607
All States
false
Patrick Capital Markets
16518
Patrick Capital Markets
16518
11152 South Towne Square
St. Louis
MO
MISSOURI
63123
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
Saxony Securities, Inc.
115547
Saxony Securities, Inc.
115547
11152 South Towne Square
11152 South Towne Square
MO
MISSOURI
63123
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
Ni Advisors
134502
Ni Advisors
134502
1138 Cadillac Ct.
Milpitas
CA
CALIFORNIA
95035
AZ
ARIZONA
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
KS
KANSAS
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MO
MISSOURI
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NY
NEW YORK
NC
NORTH CAROLINA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
TX
TEXAS
UT
UTAH
VA
VIRGINIA
WA
WASHINGTON
false
World Equity Group, Inc.
29087
World Equity Group, Inc.
29087
1650 N. Arlington Heights Rd., Ste. 100
Arlington Heights
IL
ILLINOIS
60004
All States
false
International Assets Advisory, LLC
10645
International Assets Advisory, LLC
10645
390 N Orange Ave, Suite 750
Orlando
FL
FLORIDA
32801
All States
false
MHL INVESTMENTS
2535
MHL INVESTMENTS
2535
EVERSPIRE PLAZA
6900 S. 900 E., SUITE 200
MIDVALE
UT
UTAH
84047
AK
ALASKA
AZ
ARIZONA
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
FL
FLORIDA
GA
GEORGIA
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
LA
LOUISIANA
MD
MARYLAND
MI
MICHIGAN
MO
MISSOURI
MT
MONTANA
NV
NEVADA
NJ
NEW JERSEY
NY
NEW YORK
NC
NORTH CAROLINA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VA
VIRGINIA
WA
WASHINGTON
WI
WISCONSIN
WY
WYOMING
false
THIRD SEVEN CAPITAL LLC
160209
THIRD SEVEN CAPITAL LLC
160209
1345 AVENUE OF THE AMERICAS
33RD FLOOR
NEW YORK
NY
NEW YORK
10105
All States
false
Nobles & Richards, Inc.
146870
Nobles & Richards, Inc.
146870
801 E. Plano Pkwy., Ste. 220
Plano
TX
TEXAS
75074
All States
false
Arkadios Capital
282710
Arkadios Capital
282710
309 East Paces Rd., Ste. 1000
Atlanta
GA
GEORGIA
30305
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
PR
PUERTO RICO
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
ShareNett Securities LLC
151011
ShareNett Securities LLC
151011
12 E. 49th Street, 11th Floor
New York
NY
NEW YORK
10017
All States
false
LifeMark Securities Corp.
16204
LifeMark Securities Corp.
16204
400 West Metro Park
Rochester
NY
NEW YORK
14623
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
D.H. Hill Securities, LLLP
41528
D.H. Hill Securities, LLLP
41528
1543 Green Oak Place,Ste.100
Kingwood
TX
TEXAS
77339
AL
ALABAMA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
Wealthforge Securities, LLC
152550
Wealthforge Securities, LLC
152550
3015 W. Moore St., Ste. 102
Richmond
VA
VIRGINIA
23230
All States
false
186000000
0
186000000
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0
13659479
true
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Shopoff DLV QOZ Fund, LLC
Mark Schultz
Mark Schultz
Chief Financial Officer
2023-02-28