0001830197-21-000009.txt : 20210319 0001830197-21-000009.hdr.sgml : 20210319 20210319163143 ACCESSION NUMBER: 0001830197-21-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210317 FILED AS OF DATE: 20210319 DATE AS OF CHANGE: 20210319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fregosi Maria N. CENTRAL INDEX KEY: 0001842877 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39964 FILM NUMBER: 21758607 MAIL ADDRESS: STREET 1: C/O HOME POINT CAPITAL INC. STREET 2: 2211 OLD EARHART ROAD, SUITE 250 CITY: ANN ARBOR STATE: MI ZIP: 48105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Home Point Capital Inc. CENTRAL INDEX KEY: 0001830197 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 901116426 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2211 OLD EARHART ROAD STREET 2: SUITE 250 CITY: ANN ARBOR STATE: MI ZIP: 48105 BUSINESS PHONE: (888) 616-6866 MAIL ADDRESS: STREET 1: 2211 OLD EARHART ROAD STREET 2: SUITE 250 CITY: ANN ARBOR STATE: MI ZIP: 48105 4 1 wf-form4_161618588608751.xml FORM 4 X0306 4 2021-03-17 0 0001830197 Home Point Capital Inc. HMPT 0001842877 Fregosi Maria N. C/O HOME POINT CAPITAL INC. 2211 OLD EARHART ROAD, SUITE 250 ANN ARBOR MI 48105 0 1 0 0 Chief Investment Officer Common Stock 2021-03-17 4 A 0 182003 1.77 A 309774 D Common Stock 2021-03-17 4 A 0 8089 1.94 A 317863 D Common Stock 2021-03-17 4 A 0 26964 1.86 A 344827 D Common Stock 2021-03-17 4 F 0 105666 11.62 D 239161 D Stock Options (Right to Buy) 1.77 2021-03-17 4 M 0 168522 D 2025-04-01 Common Stock 168522.0 0 D Stock Options (Right to Buy) 1.77 2021-03-17 4 M 0 13481 D 2026-02-16 Common Stock 13481.0 0 D Stock Options (Right to Buy) 1.94 2021-03-17 4 M 0 8089 D 2028-04-16 Common Stock 8089.0 12133 D Stock Options (Right to Buy) 1.86 2021-03-17 4 M 0 26964 D 2028-12-05 Common Stock 26964.0 40445 D Shares withheld to pay the exercise price of the options and the payment of taxes. The number of options has been decreased by one from the Reporting Person's Form 4 filed on February 4, 2021 due to rounding in connection with the exchange for the "substitute options." These stock options are fully vested. These options represent "substitute" options which were granted in exchange for options previously granted to the Reporting Person by Home Point Capital LP that were exercisable for interests in Home Point Capital LP, in connection with the merger of Home Point Capital LP with and into Home Point Capital Inc. These options have the same intrinsic value as the options they replaced. The options were previously reported on the Reporting Person's Form 3 and Form 4 filed on January 29, 2021 and February 4, 2021, respectively. These stock options vest over five years, with 40 percent of the grant vesting based on continued service through April 16, 2019 and 20 percent of the grant vesting on each of the subsequent anniversaries of such date. These stock options vest over five years, with 40 percent of the grant vesting based on continued service through December 5, 2019 and 20 percent of the grant vesting on each of the subsequent anniversaries of such date. /s/ Maria N. Fregosi 2021-03-19