0001140361-21-003476.txt : 20210204 0001140361-21-003476.hdr.sgml : 20210204 20210204204405 ACCESSION NUMBER: 0001140361-21-003476 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210129 FILED AS OF DATE: 20210204 DATE AS OF CHANGE: 20210204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fregosi Maria N. CENTRAL INDEX KEY: 0001842877 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39964 FILM NUMBER: 21593003 MAIL ADDRESS: STREET 1: C/O HOME POINT CAPITAL INC. STREET 2: 2211 OLD EARHART ROAD, SUITE 250 CITY: ANN ARBOR STATE: MI ZIP: 48105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Home Point Capital Inc. CENTRAL INDEX KEY: 0001830197 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 471776572 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2211 OLD EARHART ROAD STREET 2: SUITE 250 CITY: ANN ARBOR STATE: MI ZIP: 48105 BUSINESS PHONE: (888) 616-6866 MAIL ADDRESS: STREET 1: 2211 OLD EARHART ROAD STREET 2: SUITE 250 CITY: ANN ARBOR STATE: MI ZIP: 48105 4 1 form4.xml FORM 4 X0306 4 2021-01-29 0001830197 Home Point Capital Inc. HMPT 0001842877 Fregosi Maria N. C/O HOME POINT CAPITAL INC. 2211 OLD EARHART ROAD, SUITE 250 ANN ARBOR MI 48105 true Chief Investment Officer Common Stock 2021-02-02 4 S 0 7047 12.155 D 127771 D Stock Options (Right to Buy) 1.77 2021-01-29 4 A 0 168523 A 2025-04-01 Common Stock 168523 168523 D Stock Options (Right to Buy) 1.77 2021-01-29 4 A 0 13482 A 2026-02-16 Common Stock 13482 13482 D Stock Options (Right to Buy) 1.94 2021-01-29 4 A 0 20223 A 2028-04-16 Common Stock 20223 20223 D Stock Options (Right to Buy) 1.86 2021-01-29 4 A 0 67409 A 2028-12-05 Common Stock 67409 67409 D This amount represents the $13.00 initial public offering price per share of Issuer common stock ("Common Stock") less the underwriting discount of $0.845 per share for shares sold in the Issuer's initial public offering. These stock options are fully vested. These stock options vest in five equal annual installments beginning on February 16, 2017. These stock options vest in five equal annual installments beginning on April 16, 2019. These stock options vest in five equal annual installments beginning on December 5, 2019. These options represent "substitute" options which were granted in exchange for options previously granted to the Reporting Person by Home Point Capital LP that were exercisable for interests in Home Point Capital LP, in connection with the merger of Home Point Capital LP with and into Home Point Capital Inc. These options have the same intrinsic value as the options they replaced. The options were previously reported on the Issuer's Form 3 filed on January 29, 2021. /s/ Maria N. Fregosi 2021-02-04