0001140361-21-003476.txt : 20210204
0001140361-21-003476.hdr.sgml : 20210204
20210204204405
ACCESSION NUMBER: 0001140361-21-003476
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210129
FILED AS OF DATE: 20210204
DATE AS OF CHANGE: 20210204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fregosi Maria N.
CENTRAL INDEX KEY: 0001842877
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39964
FILM NUMBER: 21593003
MAIL ADDRESS:
STREET 1: C/O HOME POINT CAPITAL INC.
STREET 2: 2211 OLD EARHART ROAD, SUITE 250
CITY: ANN ARBOR
STATE: MI
ZIP: 48105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Home Point Capital Inc.
CENTRAL INDEX KEY: 0001830197
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 471776572
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2211 OLD EARHART ROAD
STREET 2: SUITE 250
CITY: ANN ARBOR
STATE: MI
ZIP: 48105
BUSINESS PHONE: (888) 616-6866
MAIL ADDRESS:
STREET 1: 2211 OLD EARHART ROAD
STREET 2: SUITE 250
CITY: ANN ARBOR
STATE: MI
ZIP: 48105
4
1
form4.xml
FORM 4
X0306
4
2021-01-29
0001830197
Home Point Capital Inc.
HMPT
0001842877
Fregosi Maria N.
C/O HOME POINT CAPITAL INC.
2211 OLD EARHART ROAD, SUITE 250
ANN ARBOR
MI
48105
true
Chief Investment Officer
Common Stock
2021-02-02
4
S
0
7047
12.155
D
127771
D
Stock Options (Right to Buy)
1.77
2021-01-29
4
A
0
168523
A
2025-04-01
Common Stock
168523
168523
D
Stock Options (Right to Buy)
1.77
2021-01-29
4
A
0
13482
A
2026-02-16
Common Stock
13482
13482
D
Stock Options (Right to Buy)
1.94
2021-01-29
4
A
0
20223
A
2028-04-16
Common Stock
20223
20223
D
Stock Options (Right to Buy)
1.86
2021-01-29
4
A
0
67409
A
2028-12-05
Common Stock
67409
67409
D
This amount represents the $13.00 initial public offering price per share of Issuer common stock ("Common Stock") less the underwriting discount of $0.845 per share for shares sold in the Issuer's initial public offering.
These stock options are fully vested.
These stock options vest in five equal annual installments beginning on February 16, 2017.
These stock options vest in five equal annual installments beginning on April 16, 2019.
These stock options vest in five equal annual installments beginning on December 5, 2019.
These options represent "substitute" options which were granted in exchange for options previously granted to the Reporting Person by Home Point Capital LP that were exercisable for interests in Home Point Capital LP, in connection with the merger of Home Point Capital LP with and into Home Point Capital Inc. These options have the same intrinsic value as the options they replaced. The options were previously reported on the Issuer's Form 3 filed on January 29, 2021.
/s/ Maria N. Fregosi
2021-02-04