6-K 1 tm216429d1_6k.htm FORM 6-K

 

 

 

 UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 6-K

 

Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934

For the month of February, 2021
Commission File Number 001-39684

 

 CI Financial Corp.
(Translation of registrant’s name into English)
 

2 Queen Street East

Twentieth Floor

Toronto, Ontario, Canada M5C 3G7

(Address of principal executive offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

 

Form 20-F

¨ 

 

Form 40-F

x

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ¨

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ¨

 

Exhibits 99.1, 99.2 and 99.3 to this Form 6-K of CI Financial Corp. (the “Company”) are hereby incorporated by reference as exhibits to the Registration Statement on Form F-10 (File No. 333-251032) of the Company, as amended or supplemented.

 

 

 

 

 

 

 

DOCUMENTS INCLUDED AS PART OF THIS REPORT

 

Exhibit  
   
99.1 Audited Consolidated Financial Statements for the year ended December 31, 2020
99.2 Management’s Discussion and Analysis for the year ended December 31, 2020
99.3 Consent of Ernst & Young LLP
99.4 Press Release dated February 11, 2021

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    CI Financial Corp.
    (Registrant)

 

Date:

 

 

February 12, 2021

 

 

By:

 

/s/ Edward Kelterborn

  Name:  Edward Kelterborn
  Title:  Chief Legal Officer
             

 

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